{"url":"https://nivawealth.com/firms/providence-wealth-management-144902","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/144902","regulatoryAum":151831467,"crd":"144902","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4902875","suffix":null,"lastName":"COCHRAN","firstName":"PAUL","middleName":"WARREN"},{"crd":"6238904","suffix":null,"lastName":"CRAWFORD","firstName":"GARRETT","middleName":"ANDREW"},{"crd":"7730152","suffix":null,"lastName":"Reed","firstName":"Adam","middleName":"Bryant"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-01-20","regulatoryAum":112001000,"clients":303,"employees":7,"offices":1},{"filedOn":"2023-02-08","regulatoryAum":96196000,"clients":291,"employees":7,"offices":1},{"filedOn":"2024-02-08","regulatoryAum":108518083,"clients":191,"employees":7,"offices":1},{"filedOn":"2025-03-13","regulatoryAum":129236227,"clients":190,"employees":8,"offices":1},{"filedOn":"2026-04-14","regulatoryAum":151831467,"clients":206,"employees":8,"offices":1}],"secFileNumber":"801-123273","legalName":"Providence Wealth Management LLC","displayName":"Providence Wealth Management","slug":"providence-wealth-management-144902","website":"https://providenceadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/providence-advisors-group-llc","xUrl":"https://twitter.com/providenceknox","founded":null,"organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2030 Falling Waters Road, Suite 175","city":"Knoxville","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37922"},"tradeNames":[],"registration":{"secApproved":"18 February 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":739174.6243902439,"staff":{"employees":8,"advisory":3,"brokerDealerReps":0,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":151831467,"discretionary":151831467,"discretionaryAccounts":677,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":157,"regulatoryAum":57988921},{"label":"High-net-worth individuals","clients":48,"regulatoryAum":93541877},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":300669}],"feePrograms":[{"role":"other","program":"Full financial plan and consultation","summary":"Hourly fee of $350 for financial planning, based on complexity; an estimated plan fee is given before the process starts and is due on delivery.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041306","versionId":1041306,"submittedOn":"2026-04-14","documentName":"ADV 2A SEC"},{"role":"other","program":"Ongoing financial planning","summary":"Annual fee of $1,000 to $30,000 depending on scope and complexity, billed quarterly in arrears in four equal installments.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041306","versionId":1041306,"submittedOn":"2026-04-14","documentName":"ADV 2A SEC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:37:11.716251+00:00","documents":[{"name":"ADV 2A SEC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041306","versionId":1041306,"submittedOn":"2026-04-14"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":151831467}],"custodyNote":"Providence Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Garrett Crawford","title":"President","crd":"6238904"},{"name":"Paul Cochran","title":"Managing Member/CCO","crd":"4902875"}],"ownership":[{"label":"Paul Cochran","detail":"Managing member/cco in the 75% or more ownership band and a control person, since June 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"2030 Falling Waters Road, Suite 175","city":"Knoxville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"865-691-6699","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":84},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":13,"detail":"Structured Notes"}],"privateFunds":0},"sources":{"adv1FilingDate":"14 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/144902/PDF/144902.pdf","brochureDate":"14 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041306","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Providence Wealth Management have?","answer":"Providence Wealth Management has 206 clients and manages $152 million for them, as of April 2026. They include 157 individual clients, 48 high-net-worth individuals and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Providence Wealth Management offer?","answer":"Providence Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Providence Wealth Management use?","answer":"Providence Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $152M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Providence Wealth Management have?","answer":"Providence Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 8 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Providence Wealth Management invest in?","answer":"At the end of its last fiscal year, Providence Wealth Management’s separately managed accounts held 84% exchange-traded equities, 13% other, 3% cash and equivalents and 1% non-exchange-traded equities. The 13% other category is described as: Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Providence Wealth Management?","answer":"Providence Wealth Management’s direct owner is Paul Cochran (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Providence Wealth Management get paid?","answer":"Providence Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Providence Wealth Management?","answer":"Providence Wealth Management’s main office is at 2030 Falling Waters Road, Suite 175, Knoxville, TN 37922. Its phone number is 865-691-6699. Its website is providenceadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}