{"url":"https://nivawealth.com/firms/providence-wealth-advisors-153646","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/153646","regulatoryAum":684371195,"crd":"153646","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5788056","suffix":null,"lastName":"DEGROOT","firstName":"DOUGLAS","middleName":"ANTHONY"},{"crd":"6885938","suffix":null,"lastName":"Faler","firstName":"Jay","middleName":"David"},{"crd":"2894206","suffix":null,"lastName":"FASAN","firstName":"LAURA","middleName":"MARIE"},{"crd":"2232854","suffix":null,"lastName":"GRANATO","firstName":"BRIAN","middleName":null},{"crd":"6234748","suffix":"MRS.","lastName":"SMIT","firstName":"NICOLE","middleName":"LYNN"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-13","regulatoryAum":420000000,"clients":1000,"employees":10,"offices":4},{"filedOn":"2022-03-29","regulatoryAum":468427898,"clients":1146,"employees":10,"offices":4},{"filedOn":"2023-06-09","regulatoryAum":497197425,"clients":1186,"employees":10,"offices":4},{"filedOn":"2024-07-11","regulatoryAum":571570333,"clients":1253,"employees":11,"offices":3},{"filedOn":"2025-02-25","regulatoryAum":601126721,"clients":641,"employees":11,"offices":3},{"filedOn":"2026-03-02","regulatoryAum":684371195,"clients":653,"employees":11,"offices":3}],"secFileNumber":"801-71352","legalName":"Providence Wealth Advisors, LLC","displayName":"Providence Wealth Advisors","slug":"providence-wealth-advisors-153646","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2010","organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"20220 South Lagrange Road","city":"Frankfort","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60423"},"tradeNames":[],"registration":{"secApproved":"19 April 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1046462.5380875203,"staff":{"employees":11,"advisory":6,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":684371195,"discretionary":684371195,"discretionaryAccounts":1384,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":617,"regulatoryAum":645667386},{"label":"Charitable organizations","clients":8,"regulatoryAum":10750963},{"label":"Corporations and other businesses","clients":28,"regulatoryAum":27952846}],"feePrograms":[{"role":"main","program":"Portfolio Management Asset-Based Fee Schedule","feeBasis":"marginal","fee_tiers":[{"to":250000,"pct":1.25,"from":0},{"to":500000,"pct":1,"from":250000},{"to":1000000,"pct":0.85,"from":500000},{"to":1500000,"pct":0.75,"from":1000000},{"to":2000000,"pct":0.65,"from":1500000},{"to":null,"pct":0.5,"from":2000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013233","versionId":1013233,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-02","documentName":"PROVIDENCE WEALTH ADVISORS BROCHURE","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":500}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:53:34.366938+00:00","documents":[{"name":"PROVIDENCE WEALTH ADVISORS BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013233","versionId":1013233,"submittedOn":"2026-03-02"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Franciso, CA","smaAssets":684371195}],"custodyNote":"Providence Wealth Advisors has custody of $684M in client assets for 692 clients.","leadership":[{"name":"Gery Sadzewicz","title":"Chief Compliance Officer","crd":"1090963"},{"name":"Douglas Degroot","title":"Manager","crd":"5788056"}],"ownership":[{"label":"Providence Bank LLC","detail":"Sole member in the 75% or more ownership band and a control person, since May 2010."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":2,"addresses":[{"street":"20220 South Lagrange Road","city":"Frankfort","headquarters":true},{"street":"6431 W 127th Street","city":"Palos Heights"}]},{"state":"Indiana","offices":1,"addresses":[{"street":"10100 Calumet Avenue","city":"Dyer"}]}],"brochureServices":["estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"815-306-2020","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"U.S. government/agency bonds","percent":33},{"label":"Securities issued by registered investment companies or business development companies","percent":40},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"2 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/153646/PDF/153646.pdf","brochureDate":"2 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013233","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Providence Wealth Advisors have?","answer":"Providence Wealth Advisors has 653 clients and manages $684 million for them, as of March 2026. They include 617 individuals, 28 corporations and other businesses, and 8 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Providence Wealth Advisors offer?","answer":"Providence Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Providence Wealth Advisors charge?","answer":"Providence Wealth Advisors charges 0.50%–1.25% a year for its Portfolio Management Asset-Based Fee Schedule. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $500 annual minimum.","source":"PROVIDENCE WEALTH ADVISORS BROCHURE, filed 2 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Providence Wealth Advisors use?","answer":"Providence Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Franciso, CA), with $684M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Providence Wealth Advisors have?","answer":"Providence Wealth Advisors has 5 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Providence Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Providence Wealth Advisors’ separately managed accounts held 40% registered funds (mutual funds, ETFs, BDCs), 33% U.S. government and agency bonds, 26% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Providence Wealth Advisors?","answer":"Providence Wealth Advisors’ direct owner is Providence Bank LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Providence Wealth Advisors get paid?","answer":"Providence Wealth Advisors is paid through a percentage of assets under management and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Providence Wealth Advisors registered with the SEC?","answer":"Yes, Providence Wealth Advisors has been registered with the SEC as an investment adviser since 19 April 2010. Its CRD number is 153646 and its SEC file number is 801-71352.","source":"Form ADV Part 1A, Item 1, filed 2 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Providence Wealth Advisors?","answer":"Providence Wealth Advisors’ main office is at 20220 South Lagrange Road, Frankfort, IL 60423. Its phone number is 815-306-2020.","source":"Form ADV Part 1A, Item 1.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/providence-wealth-advisors-153646/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-30","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1744955/000110465926088277/0001104659-26-088277-index.html","totalValue":169753394,"positionCount":84,"top10Share":0.4741334126138297,"top10":[{"issuer":"ELI LILLY AND CO","titleOfClass":"COM","cusip":"532457108","value":15104497,"shares":12369,"shareType":"SH","priorValue":11970465,"priorShares":12520},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":13645723,"shares":44396,"shareType":"SH","priorValue":11345663,"priorShares":44592},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":10824278,"shares":11040,"shareType":"SH","priorValue":8200285,"priorShares":11190},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":8022394,"shares":20632,"shareType":"SH","priorValue":7757831,"priorShares":21001},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":7914448,"shares":21639,"shareType":"SH","priorValue":6794282,"priorShares":21791},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":7110479,"shares":21242,"shareType":"SH","priorValue":6150953,"priorShares":20878},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":4689599,"shares":41923,"shareType":"SH","priorValue":5257547,"priorShares":42091},{"issuer":"AMAZON.COM INC","titleOfClass":"COM","cusip":"023135106","value":4494222,"shares":18361,"shareType":"SH","priorValue":3838141,"priorShares":18256},{"issuer":"NVIDIA CORP","titleOfClass":"COM","cusip":"67066G104","value":4487113,"shares":22974,"shareType":"SH"},{"issuer":"WASTE MGMT INC DEL","titleOfClass":"COM","cusip":"94106L109","value":4193003,"shares":18447,"shareType":"SH","priorValue":4224633,"priorShares":18356}],"positionsListed":84,"positions":[{"issuer":"ELI LILLY AND CO","titleOfClass":"COM","cusip":"532457108","value":15104497,"shares":12369,"shareType":"SH","priorValue":11970465,"priorShares":12520},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":13645723,"shares":44396,"shareType":"SH","priorValue":11345663,"priorShares":44592},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":10824278,"shares":11040,"shareType":"SH","priorValue":8200285,"priorShares":11190},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":8022394,"shares":20632,"shareType":"SH","priorValue":7757831,"priorShares":21001},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":7914448,"shares":21639,"shareType":"SH","priorValue":6794282,"priorShares":21791},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":7110479,"shares":21242,"shareType":"SH","priorValue":6150953,"priorShares":20878},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":4689599,"shares":41923,"shareType":"SH","priorValue":5257547,"priorShares":42091},{"issuer":"AMAZON.COM INC","titleOfClass":"COM","cusip":"023135106","value":4494222,"shares":18361,"shareType":"SH","priorValue":3838141,"priorShares":18256},{"issuer":"NVIDIA CORP","titleOfClass":"COM","cusip":"67066G104","value":4487113,"shares":22974,"shareType":"SH"},{"issuer":"WASTE MGMT INC DEL","titleOfClass":"COM","cusip":"94106L109","value":4193003,"shares":18447,"shareType":"SH","priorValue":4224633,"priorShares":18356},{"issuer":"ALPHABET INC CLASS C","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":3731513,"shares":10502,"shareType":"SH","priorValue":3094368,"priorShares":10508},{"issuer":"ALLSTATE CORP","titleOfClass":"COM","cusip":"020002101","value":3425572,"shares":13841,"shareType":"SH","priorValue":2859790,"priorShares":13960},{"issuer":"OLD NATL BANCORP IND","titleOfClass":"COM","cusip":"680033107","value":3397440,"shares":130714,"shareType":"SH","priorValue":2925273,"priorShares":131090},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":3329488,"shares":12831,"shareType":"SH","priorValue":2738161,"priorShares":12779},{"issuer":"IBM CORP","titleOfClass":"COM","cusip":"459200101","value":2876058,"shares":10072,"shareType":"SH","priorValue":2457693,"priorShares":10095},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":2775834,"shares":24461,"shareType":"SH","priorValue":1891000,"priorShares":24211},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":2630317,"shares":10046,"shareType":"SH","priorValue":2467025,"priorShares":10099},{"issuer":"VALERO ENERGY CORP NEW","titleOfClass":"COM","cusip":"91913Y100","value":2577493,"shares":9531,"shareType":"SH","priorValue":2270764,"priorShares":9515},{"issuer":"ADAMS DIVERSIFIED EQUITY","titleOfClass":"COM","cusip":"006212104","value":2541113,"shares":98953,"shareType":"SH","priorValue":2214568,"priorShares":98953},{"issuer":"HONEYWELL INTL INC","titleOfClass":"COM                        *D*","cusip":"438516106","value":2313334,"shares":10390,"shareType":"SH","priorValue":4770114,"priorShares":20884},{"issuer":"CHEVRON CORP NEW","titleOfClass":"COM","cusip":"166764100","value":2288260,"shares":13540,"shareType":"SH","priorValue":2661544,"priorShares":13483},{"issuer":"AMGEN INC","titleOfClass":"COM","cusip":"031162100","value":2269411,"shares":6063,"shareType":"SH","priorValue":2044871,"priorShares":5793},{"issuer":"THE COCA-COLA CO","titleOfClass":"COM","cusip":"191216100","value":2224659,"shares":26646,"shareType":"SH","priorValue":2029181,"priorShares":26645},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":2214661,"shares":6270,"shareType":"SH","priorValue":2088408,"priorShares":6320},{"issuer":"LOWES COS INC","titleOfClass":"COM","cusip":"548661107","value":2031532,"shares":9056,"shareType":"SH","priorValue":2143106,"priorShares":9070},{"issuer":"GILEAD SCIENCES INC","titleOfClass":"COM","cusip":"375558103","value":1988679,"shares":15197,"shareType":"SH","priorValue":2142542,"priorShares":15257},{"issuer":"ALPHABET INC CLASS A","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":1980544,"shares":5518,"shareType":"SH","priorValue":1651886,"priorShares":5573},{"issuer":"CONSTELLATION ENERGY COR","titleOfClass":"COM","cusip":"21037T109","value":1933671,"shares":8062,"shareType":"SH","priorValue":2266981,"priorShares":8072},{"issuer":"EXELON CORP","titleOfClass":"COM","cusip":"30161N101","value":1900455,"shares":40334,"shareType":"SH","priorValue":1973304,"priorShares":40428},{"issuer":"BRISTOL MYERS SQUIBB CO","titleOfClass":"COM","cusip":"110122108","value":1821342,"shares":31560,"shareType":"SH","priorValue":1926434,"priorShares":31225},{"issuer":"TRAVELERS COS INC","titleOfClass":"COM","cusip":"89417E109","value":1750916,"shares":5179,"shareType":"SH","priorValue":1507005,"priorShares":5178},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":1740340,"shares":14077,"shareType":"SH","priorValue":642291,"priorShares":13409},{"issuer":"CHARLES SCHWAB CORP","titleOfClass":"COM","cusip":"808513105","value":1704653,"shares":17636,"shareType":"SH","priorValue":1645615,"priorShares":17699},{"issuer":"PEPSICO INC","titleOfClass":"COM","cusip":"713448108","value":1623431,"shares":11265,"shareType":"SH","priorValue":1714576,"priorShares":11072},{"issuer":"NEXTERA ENERGY INC","titleOfClass":"COM","cusip":"65339F101","value":1618489,"shares":18512,"shareType":"SH","priorValue":5774015,"priorShares":41733},{"issuer":"RTX CORP","titleOfClass":"COM","cusip":"75513E101","value":1546566,"shares":7875,"shareType":"SH"},{"issuer":"PROCTER & GAMBLE CO","titleOfClass":"COM","cusip":"742718109","value":1520574,"shares":10112,"shareType":"SH","priorValue":1464362,"priorShares":10152},{"issuer":"WELLS FARGO & CO","titleOfClass":"COM","cusip":"949746101","value":1510900,"shares":17638,"shareType":"SH","priorValue":1414788,"priorShares":17515},{"issuer":"MASTERCARD INC CLASS CLASS A","titleOfClass":"CL A","cusip":"57636Q104","value":1485505,"shares":2784,"shareType":"SH","priorValue":1374877,"priorShares":2796},{"issuer":"MERCK & CO. INC.","titleOfClass":"COM","cusip":"58933Y105","value":1424030,"shares":11036,"shareType":"SH","priorValue":1345375,"priorShares":11128},{"issuer":"EMERSON ELEC CO","titleOfClass":"COM","cusip":"291011104","value":1419504,"shares":10156,"shareType":"SH","priorValue":1323366,"priorShares":10064},{"issuer":"VERIZON COMMUNICATIONS I","titleOfClass":"COM","cusip":"92343V104","value":1383611,"shares":32913,"shareType":"SH","priorValue":1725539,"priorShares":34821},{"issuer":"UBER TECHNOLOGIES INC","titleOfClass":"COM","cusip":"90353T100","value":1344149,"shares":18437,"shareType":"SH","priorValue":1321728,"priorShares":18437},{"issuer":"QUALCOMM INC","titleOfClass":"COM","cusip":"747525103","value":1120185,"shares":6360,"shareType":"SH","priorValue":915673,"priorShares":7197},{"issuer":"FASTENAL CO","titleOfClass":"COM","cusip":"311900104","value":1103726,"shares":22906,"shareType":"SH","priorValue":1070054,"priorShares":22906},{"issuer":"PFIZER INC","titleOfClass":"COM","cusip":"717081103","value":1077915,"shares":44086,"shareType":"SH","priorValue":1245316,"priorShares":43734},{"issuer":"NETFLIX INC","titleOfClass":"COM","cusip":"64110L106","value":964682,"shares":12545,"shareType":"SH","priorValue":1204523,"priorShares":12595},{"issuer":"COSTCO WHSL CORP NEW","titleOfClass":"COM","cusip":"22160K105","value":931837,"shares":988,"shareType":"SH","priorValue":1006982,"priorShares":1009},{"issuer":"SPROTT PHYSICAL SILVER E","titleOfClass":"PHYSICAL SILVER","cusip":"85207K107","value":881148,"shares":45048,"shareType":"SH","priorValue":1099171,"priorShares":45048},{"issuer":"DISNEY WALT CO","titleOfClass":"COM","cusip":"254687106","value":877322,"shares":9023,"shareType":"SH","priorValue":887687,"priorShares":9192},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":859634,"shares":4198,"shareType":"SH","priorValue":549761,"priorShares":3888},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":779534,"shares":1965,"shareType":"SH","priorValue":759584,"priorShares":2005},{"issuer":"ALTRIA GROUP INC","titleOfClass":"COM","cusip":"02209S103","value":767025,"shares":10500,"shareType":"SH","priorValue":696359,"priorShares":10629},{"issuer":"PPG INDS INC","titleOfClass":"COM","cusip":"693506107","value":757629,"shares":6114,"shareType":"SH","priorValue":661063,"priorShares":6213},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":744926,"shares":3060,"shareType":"SH","priorValue":330583,"priorShares":218},{"issuer":"DUPONT DE NEMOURS INC","titleOfClass":"COM                        *D*","cusip":"26614N102","value":714609,"shares":5130,"shareType":"SH","priorValue":717250,"priorShares":15525},{"issuer":"BOEING CO","titleOfClass":"COM","cusip":"097023105","value":539866,"shares":2404,"shareType":"SH","priorValue":499503,"priorShares":2404},{"issuer":"AT&T INC","titleOfClass":"COM","cusip":"00206R102","value":470485,"shares":22905,"shareType":"SH","priorValue":670790,"priorShares":23633},{"issuer":"QUANTA SVCS INC","titleOfClass":"COM","cusip":"74762E102","value":357197,"shares":525,"shareType":"SH","priorValue":296581,"priorShares":525},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":340111,"shares":2394,"shareType":"SH"},{"issuer":"COUPANG INC CLASS A","titleOfClass":"CL A","cusip":"22266T109","value":337897,"shares":18583,"shareType":"SH","priorValue":350033,"priorShares":18583},{"issuer":"UNION PAC CORP","titleOfClass":"COM","cusip":"907818108","value":328389,"shares":1168,"shareType":"SH","priorValue":284163,"priorShares":1168},{"issuer":"BLUEROCK PRIVATE REAL ES","titleOfClass":"COM","cusip":"09631P102","value":326554,"shares":25197,"shareType":"SH","priorValue":415248,"priorShares":24940},{"issuer":"CITIGROUP INC","titleOfClass":"COM NEW","cusip":"172967424","value":320860,"shares":2285,"shareType":"SH","priorValue":261079,"priorShares":2275},{"issuer":"ABBOTT LABS","titleOfClass":"COM","cusip":"002824100","value":305346,"shares":3237,"shareType":"SH","priorValue":331145,"priorShares":3220},{"issuer":"WEC ENERGY GROUP INC","titleOfClass":"COM","cusip":"92939U106","value":299482,"shares":2549,"shareType":"SH","priorValue":296704,"priorShares":2548},{"issuer":"AUTOMATIC DATA PROCESSIN","titleOfClass":"COM","cusip":"053015103","value":292296,"shares":1215,"shareType":"SH","priorValue":269193,"priorShares":1340},{"issuer":"ILLINOIS TOOL WKS INC","titleOfClass":"COM","cusip":"452308109","value":280333,"shares":1034,"shareType":"SH","priorValue":246854,"priorShares":946},{"issuer":"MCDONALDS CORP","titleOfClass":"COM","cusip":"580135101","value":279131,"shares":1014,"shareType":"SH","priorValue":311675,"priorShares":1014},{"issuer":"PROGRESSIVE CORP OH","titleOfClass":"COM","cusip":"743315103","value":271153,"shares":1190,"shareType":"SH","priorValue":230227,"priorShares":1190},{"issuer":"TEXAS INSTRS INC","titleOfClass":"COM","cusip":"882508104","value":264373,"shares":893,"shareType":"SH"},{"issuer":"ESSENTIAL UTILS INC","titleOfClass":"COM","cusip":"29670G102","value":247361,"shares":6275,"shareType":"SH","priorValue":278379,"priorShares":6835},{"issuer":"SHOPIFY INC FCLASS A","titleOfClass":"CL A SUB VTG SHS","cusip":"82509L107","value":240090,"shares":2000,"shareType":"SH","priorValue":206476,"priorShares":1750},{"issuer":"SPACE EX TECH SPACEX CLASS A","titleOfClass":"SPA NEW ISS ETF","cusip":"19423L672","value":236683,"shares":1493,"shareType":"SH"},{"issuer":"ENTERGY CORP NEW","titleOfClass":"COM","cusip":"29364G103","value":229155,"shares":2006,"shareType":"SH","priorValue":227852,"priorShares":2006},{"issuer":"WILLIAMS SONOMA INC","titleOfClass":"COM","cusip":"969904101","value":228415,"shares":1010,"shareType":"SH"},{"issuer":"NORTHERN TR CORP","titleOfClass":"COM","cusip":"665859104","value":228011,"shares":1301,"shareType":"SH"},{"issuer":"META PLATFORMS INC CLASS A","titleOfClass":"CL A","cusip":"30303M102","value":221049,"shares":376,"shareType":"SH","priorValue":214212,"priorShares":371},{"issuer":"ADVANCED MICRO DEVICES I","titleOfClass":"COM","cusip":"007903107","value":219639,"shares":423,"shareType":"SH"},{"issuer":"LOCKHEED MARTIN CORP","titleOfClass":"COM","cusip":"539830109","value":213798,"shares":397,"shareType":"SH","priorValue":245094,"priorShares":397},{"issuer":"ASTRAZENECA PLC F","titleOfClass":"ORD","cusip":"G0593M107","value":204898,"shares":1047,"shareType":"SH"},{"issuer":"ALDEYRA THERAPEUTICS INC","titleOfClass":"COM","cusip":"01438T106","value":58875,"shares":25000,"shareType":"SH","priorValue":43315,"priorShares":25000},{"issuer":"COHERUS ONCOLOGY INC","titleOfClass":"COM","cusip":"19249H103","value":21975,"shares":15000,"shareType":"SH","priorValue":25875,"priorShares":15000},{"issuer":"EXXONMOBIL HLDGS CORP","titleOfClass":"COM","cusip":"30231G102","value":0,"shares":16659,"shareType":"SH","priorValue":2672960,"priorShares":16557}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}