{"url":"https://nivawealth.com/firms/provenio-capital-management-333009","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/333009","regulatoryAum":1633830237,"crd":"333009","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5066638","suffix":null,"lastName":"CHUSED","firstName":"JEREMY","middleName":"DAVID"},{"crd":"4250387","suffix":null,"lastName":"DURRANT","firstName":"BENJAMIN","middleName":"PAUL WYNN"},{"crd":"1191698","suffix":"JR","lastName":"KELLY","firstName":"CHRISTOPHER","middleName":"GERARD"},{"crd":"2765775","suffix":null,"lastName":"MURPHY","firstName":"KEVIN","middleName":"MICHAEL"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-08","regulatoryAum":1642380559,"clients":124,"employees":11,"offices":1},{"filedOn":"2026-07-21","regulatoryAum":1633830237,"clients":128,"employees":11,"offices":1}],"secFileNumber":"801-131264","legalName":"Provenio Capital Management LLC","displayName":"Provenio Capital Management","slug":"provenio-capital-management-333009","website":"https://proveniocapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/provenio-capital-inc/","founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4400 Macarthur BLVD., Suite 300","city":"Newport Beach","state":"CA","stateName":"California","country":"United States","postalCode":"92660"},"tradeNames":[],"registration":{"secApproved":"8 October 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":13219734.063829787,"staff":{"employees":11,"advisory":6,"brokerDealerReps":0,"insuranceAgents":1,"promoters":2},"aum":{"regulatory":1633830237,"discretionary":244303428,"discretionaryAccounts":17,"nonDiscretionary":1389526809,"nonDiscretionaryAccounts":115,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":94,"regulatoryAum":1242655002},{"label":"Pooled investment vehicles","clients":13,"regulatoryAum":106499110},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":26080783},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":59004697},{"label":"Insurance companies","clients":16,"regulatoryAum":199111045},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":479600}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052478","versionId":1052478,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-07-21","documentName":"PROVENIO CAPITAL - FORM ADV PART 2A","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Other Planning Services","summary":"Other planning services are a mutually agreed flat fee that may range from $5,000 to $50,000 depending on the scope of services performed.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052478","versionId":1052478,"submittedOn":"2026-07-21","documentName":"PROVENIO CAPITAL - FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:41:47.144031+00:00","documents":[{"name":"PROVENIO CAPITAL - FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052478","versionId":1052478,"submittedOn":"2026-07-21"}]},"custodians":[],"custodyNote":"Provenio Capital Management has custody of $140M in client assets for 55 clients.","leadership":[{"name":"Kevin Murphy","title":"Member, Co-Founder and Chief Executive Officer","crd":"2765775"},{"name":"Jeremy Chused","title":"Senior Vice President of Investment Operations","crd":"5066638"},{"name":"Reshma Patel","title":"Senior Vice President of Operations and Chief Compliance Officer","crd":"5200008"},{"name":"Benjamin Durrant","title":"Member, Co-Founder and Chief Investment Officer","crd":"4250387"}],"ownership":[{"label":"Provenio Capital LLC","detail":"Member in the 75% or more ownership band and a control person, since June 2016."},{"label":"Murphy Family Trust DTD 04/03/2001","detail":"Indirect owner: a shareholder of Provenio Capital LLC in the 50% to 75% band and a control person, since June 2016.","parent":"Provenio Capital LLC"},{"label":"Kevin Murphy","detail":"Indirect owner: a trustee of Murphy Family Trust DTD 04/03/2001 in the 50% to 75% band and a control person, since April 2001.","parent":"Murphy Family Trust DTD 04/03/2001"},{"label":"Benjamin Durrant","detail":"Indirect owner: a trustee of Durrant Living Trust in the 50% to 75% band and a control person, since May 2022.","parent":"Durrant Living Trust"},{"label":"Tracy Murphy","detail":"Indirect owner: a trustee of Murphy Family Trust DTD 04/03/2001 in the 50% to 75% band and a control person, since April 2001.","parent":"Murphy Family Trust DTD 04/03/2001"},{"label":"Jennifer Gross","detail":"Indirect owner: a trustee of Durrant Living Trust in the 50% to 75% band and a control person, since May 2022.","parent":"Durrant Living Trust"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"4400 Macarthur BLVD., Suite 300","city":"Newport Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"949-301-9060","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":92},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"21 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/333009/PDF/333009.pdf","brochureDate":"21 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052478","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Provenio Capital Management have?","answer":"Provenio Capital Management has 128 clients and manages $1.63 billion for them, as of July 2026. They include 94 high-net-worth individuals, 16 insurance companies and 13 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Provenio Capital Management offer?","answer":"Provenio Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Provenio Capital Management charge?","answer":"Provenio Capital Management charges 0.25%–1.00% a year for its Investment Advisory Services. The fee is billed in arrears and is negotiable.","source":"PROVENIO CAPITAL - FORM ADV PART 2A, filed 21 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Provenio Capital Management have?","answer":"Provenio Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Provenio Capital Management invest in?","answer":"At the end of its last fiscal year, Provenio Capital Management’s separately managed accounts held 92% pooled vehicles (private funds and similar), 4% cash and equivalents, 2% exchange-traded equities, 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Provenio Capital Management?","answer":"Provenio Capital Management is owned through a chain of holding companies by Kevin and Tracy Murphy. Its direct owners are Provenio Capital LLC (75% or more), Benjamin Durrant (50% to 75%) and Jennifer Gross (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Provenio Capital Management get paid?","answer":"Provenio Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Provenio Capital Management registered with the SEC?","answer":"Yes, Provenio Capital Management has been registered with the SEC as an investment adviser since 8 October 2024. Its CRD number is 333009 and its SEC file number is 801-131264.","source":"Form ADV Part 1A, Item 1, filed 21 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Provenio Capital Management?","answer":"Provenio Capital Management’s main office is at 4400 Macarthur BLVD., Suite 300, Newport Beach, CA 92660. Its phone number is 949-301-9060. Its website is proveniocapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}