{"url":"https://nivawealth.com/firms/prossimo-advisors-289347","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289347","regulatoryAum":238503090,"crd":"289347","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2869570","suffix":"JR","lastName":"BIANCHI","firstName":"PAUL","middleName":"PETER"},{"crd":"7117080","suffix":null,"lastName":"Hunter","firstName":"Katelyn","middleName":"Blaire"},{"crd":"6136304","suffix":null,"lastName":"MIROLLA","firstName":"JERRY","middleName":"TODD"},{"crd":"8051582","suffix":null,"lastName":"Poletti","firstName":"Ann","middleName":"Marie"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":138295495,"clients":21,"employees":4,"offices":1},{"filedOn":"2022-03-29","regulatoryAum":181348260,"clients":26,"employees":4,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":152577268,"clients":26,"employees":4,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":175287205,"clients":26,"employees":4,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":196294029,"clients":27,"employees":4,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":238503090,"clients":26,"employees":4,"offices":1}],"secFileNumber":"801-118685","legalName":"Prossimo Advisors LLC","displayName":"Prossimo Advisors","slug":"prossimo-advisors-289347","website":"https://prossimoadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/289347/d9d919cb34c57dc0-r1.webp","tone":"dark","width":929,"height":200,"sourceUrl":"https://www.prossimoadvisors.com/","sourceLabel":"Prossimo Advisors LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1150 Osos Street, Suite 208","city":"San Luis Obispo","state":"CA","stateName":"California","country":"United States","postalCode":"93401"},"tradeNames":[],"registration":{"secApproved":"11 May 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":238503090,"discretionary":238503090,"discretionaryAccounts":101,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":237153947,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":1282849},{"label":"High-net-worth individuals","clients":26,"regulatoryAum":201771752},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":3911249},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":14340077},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":17197163}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027711","versionId":1027711,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-03-26","documentName":"PROSSIMO ADV PART2A_2B BROCHURE","fee_rate_low":0.425,"fee_rate_high":0.55,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":10000},{"role":"other","program":"Family Office and Business Oversight Services","summary":"Generally a fixed annual fee beginning at $60,000 a year, paid quarterly in advance and subject to negotiation; limited cases use a negotiated hourly rate.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027711","versionId":1027711,"submittedOn":"2026-03-26","documentName":"PROSSIMO ADV PART2A_2B BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:51:30.631545+00:00","documents":[{"name":"PROSSIMO ADV PART2A_2B BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027711","versionId":1027711,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":238503090}],"custodyNote":"Prossimo Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Katelyn Hunter","title":"Chief Compliance Officer","crd":"7117080"},{"name":"Jerry Mirolla","title":"Managing Director","crd":"6136304"}],"ownership":[{"label":"Jerry Mirolla","detail":"Managing director in the 50% to 75% ownership band and a control person, since July 2017."},{"label":"Katelyn Hunter","detail":"Chief compliance officer in the 50% to 75% ownership band and a control person, since May 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1150 Osos Street, Suite 208","city":"San Luis Obispo","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"805-548-2800","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":59},{"label":"U.S. state and local bonds","percent":7},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":22},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289347/PDF/289347.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027711","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Prossimo Advisors have?","answer":"Prossimo Advisors has 26 clients and manages $239 million for them, as of March 2026. They include 26 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Prossimo Advisors offer?","answer":"Prossimo Advisors provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Prossimo Advisors charge?","answer":"Prossimo Advisors charges 0.425%–0.55% for its Asset Management. The brochure does not state whether the rate is annual. The fee is billed in advance and has a $10,000 annual minimum.","source":"PROSSIMO ADV PART2A_2B BROCHURE, filed 26 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Prossimo Advisors use?","answer":"Prossimo Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $239M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Prossimo Advisors have?","answer":"Prossimo Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Prossimo Advisors invest in?","answer":"At the end of its last fiscal year, Prossimo Advisors’ separately managed accounts held 59% exchange-traded equities, 22% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 7% state and local bonds, 2% pooled vehicles (private funds and similar) and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Prossimo Advisors?","answer":"Prossimo Advisors’ direct owners are Jerry Mirolla (50% to 75%) and Katelyn Hunter (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Prossimo Advisors get paid?","answer":"Prossimo Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Prossimo Advisors?","answer":"Prossimo Advisors’ main office is at 1150 Osos Street, Suite 208, San Luis Obispo, CA 93401. Its phone number is 805-548-2800. Its website is prossimoadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/prossimo-advisors-289347/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-27","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1965307/000196530726000003/0001965307-26-000003-index.html","totalValue":17333379,"positionCount":24,"top10Share":0.7196571424417594,"top10":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":3609350,"shares":5255,"shareType":"SH","priorValue":3140267,"priorShares":5255},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":2133663,"shares":4264,"shareType":"SH","priorValue":2038517,"priorShares":4254},{"issuer":"NVIDIA 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}