{"url":"https://nivawealth.com/firms/prometheus-capital-management-121982","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/121982","regulatoryAum":397790936,"crd":"121982","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7096073","suffix":null,"lastName":"WETZEL","firstName":"NICHOLAS","middleName":"M"},{"crd":"2170936","suffix":null,"lastName":"WETZEL","firstName":"STEPHEN","middleName":"PETER"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-17","regulatoryAum":150954008,"clients":169,"employees":4,"offices":1},{"filedOn":"2022-03-02","regulatoryAum":177684376,"clients":192,"employees":5,"offices":1},{"filedOn":"2023-03-17","regulatoryAum":163691289,"clients":173,"employees":5,"offices":1},{"filedOn":"2024-05-03","regulatoryAum":223708629,"clients":172,"employees":4,"offices":1},{"filedOn":"2025-03-18","regulatoryAum":247584300,"clients":221,"employees":4,"offices":1},{"filedOn":"2026-03-12","regulatoryAum":397790936,"clients":270,"employees":4,"offices":1}],"secFileNumber":"801-113098","legalName":"Prometheus Capital Management Corp.","displayName":"Prometheus Capital Management","slug":"prometheus-capital-management-121982","website":"https://procap.net/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1994","organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"30 S. Main Street","city":"Yardley","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19067"},"tradeNames":[],"registration":{"secApproved":"27 April 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1474930.2611940298,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":397790936,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":397790936,"nonDiscretionaryAccounts":872,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":91,"regulatoryAum":26821398},{"label":"High-net-worth individuals","clients":177,"regulatoryAum":368459912},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":2399121},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":110505}],"feePrograms":[{"role":"main","program":"Investment Supervisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060358","versionId":1060358,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-10-07","documentName":"PART 2A OF FORM ADV_03-2024","fee_rate_low":0.5,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting Services","summary":"Consulting services are billed hourly at $350 per hour, or on a fixed fee typically ranging from $500 to $10,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060358","versionId":1060358,"submittedOn":"2026-10-07","documentName":"PART 2A OF FORM ADV_03-2024"},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is billed hourly at $350 per hour, or on a fixed fee typically ranging from $500 to $10,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060358","versionId":1060358,"submittedOn":"2026-10-07","documentName":"PART 2A OF FORM ADV_03-2024"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:36:41.905017+00:00","documents":[{"name":"PART 2A OF FORM ADV_03-2024","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060358","versionId":1060358,"submittedOn":"2026-10-07"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":381515505}],"custodyNote":"Prometheus Capital Management has custody of $60.4M for 69 clients.","otherCustodians":[],"leadership":[{"name":"Stephen Wetzel","title":"President","crd":"2170936"},{"name":"James Hadaway","title":"Chief Compliance Officer","crd":"3070075"}],"ownership":[{"label":"Stephen Wetzel","detail":"President in the 75% or more ownership band and a control person, since April 1994."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"30 S. Main Street","city":"Yardley","headquarters":true}]}],"brochureServices":["estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"215-321-9312","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"U.S. government/agency bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":89},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":1,"detail":"Fdic Insured CDS"}],"privateFunds":0},"sources":{"adv1FilingDate":"12 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/121982/PDF/121982.pdf","brochureDate":"7 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060358","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Prometheus Capital Management have?","answer":"Prometheus Capital Management has 270 clients and manages $398 million for them, as of March 2026. They include 177 high-net-worth individuals, 91 individual clients and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Prometheus Capital Management offer?","answer":"Prometheus Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Prometheus Capital Management charge?","answer":"Prometheus Capital Management charges 0.50%–1.75% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable.","source":"PART 2A OF FORM ADV_03-2024, filed 7 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Prometheus Capital Management use?","answer":"Prometheus Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $382M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Prometheus Capital Management have?","answer":"Prometheus Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Prometheus Capital Management invest in?","answer":"At the end of its last fiscal year, Prometheus Capital Management’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 3% U.S. government and agency bonds, 3% cash and equivalents and 1% other. The 1% other category is described as: Fdic Insured CDS.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Prometheus Capital Management?","answer":"Prometheus Capital Management’s direct owner is Stephen Wetzel (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Prometheus Capital Management get paid?","answer":"Prometheus Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Prometheus Capital Management?","answer":"Prometheus Capital Management’s main office is at 30 S. Main Street, Yardley, PA 19067. Its phone number is 215-321-9312. Its website is procap.net.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}