{"url":"https://nivawealth.com/firms/precise-investment-management-282557","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282557","regulatoryAum":349228104,"crd":"282557","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4604459","suffix":null,"lastName":"CHAVIRA","firstName":"MYRNA","middleName":"ESTELA"},{"crd":"6241398","suffix":null,"lastName":"GRAFF","firstName":"DAVID","middleName":"J"},{"crd":"5769212","suffix":null,"lastName":"LARREA","firstName":"ANDRES","middleName":"F"},{"crd":"2148751","suffix":null,"lastName":"LEGASPY","firstName":"CARLOS","middleName":"JAVIER"},{"crd":"2099967","suffix":null,"lastName":"MEDAL","firstName":"AUGUSTO","middleName":"GERMAN"},{"crd":"6364260","suffix":"Jr.","lastName":"MEDAL TRINIDAD","firstName":"AUGUSTO","middleName":"GERMAN"},{"crd":"6071139","suffix":null,"lastName":"PARES","firstName":"RAMIRO","middleName":"IGNACIO"},{"crd":"6833618","suffix":null,"lastName":"Tucciarelli Herrera","firstName":"Franco","middleName":null}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-19","regulatoryAum":421421,"clients":6,"employees":3,"offices":2},{"filedOn":"2024-01-10","regulatoryAum":114176669,"clients":174,"employees":7,"offices":3},{"filedOn":"2024-08-23","regulatoryAum":69000000,"clients":3,"employees":6,"offices":3},{"filedOn":"2026-02-04","regulatoryAum":186316022,"clients":40,"employees":6,"offices":4},{"filedOn":"2026-09-29","regulatoryAum":349228104,"clients":88,"employees":8,"offices":4}],"secFileNumber":"801-124750","legalName":"Precise Investment Management, Inc.","displayName":"Precise Investment Management","slug":"precise-investment-management-282557","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Nevada corporation","fiscalYearEnd":"June","headquarters":{"street":"600 Central Ave, Suite 293","city":"Highland Park","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60035"},"tradeNames":["Precise Management, Inc."],"registration":{"secApproved":"25 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1443014.5952380951,"staff":{"employees":8,"advisory":6,"brokerDealerReps":8,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":349228104,"discretionary":349228104,"discretionaryAccounts":80,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":0,"nonUsClientsPct":65,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":25,"regulatoryAum":19973290},{"label":"High-net-worth individuals","clients":17,"regulatoryAum":40633323},{"label":"Corporations and other businesses","clients":46,"regulatoryAum":288621491}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Axos Clearing LLC","shortName":"Axos Clearing","location":"Omaha, NE","smaAssets":33958170},{"name":"Beta Capital Securities LLC","shortName":"Beta Capital Securities","location":"Miami, FL","smaAssets":61295010},{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":51625387},{"name":"Compagnie Bancaire Helvetique","shortName":"Compagnie Bancaire Helvetique","location":"Geneva","smaAssets":42876890},{"name":"UBS Financial Services Inc.","shortName":"UBS Financial Services","location":"Weehawken, NJ","smaAssets":102182595},{"name":"J.P. Morgan Securities LLC","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":31112812},{"name":"Itau International Securities Inc.","shortName":"Itau International Securities","location":"Miami, FL","smaAssets":13255952},{"name":"Citigroup Global Markets Inc.","shortName":"Citigroup Global Markets","location":"New York, NY","smaAssets":8841177},{"name":"Stonex Financial Inc.","shortName":"Stonex Financial","location":"Winter Park, FL","smaAssets":2409862},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":1670250}],"custodyNote":"Precise Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Myrna Chavira","title":"President","crd":"4604459"},{"name":"James J Kim","title":"Chief Compliance Officer","crd":"6040592"}],"ownership":[{"label":"Intelligenics, Inc.","detail":"Owner/member in the 75% or more ownership band and a control person, since July 2013."},{"label":"Carlos Javier Legaspy","detail":"Indirect owner: a president of Intelligenics, Inc. in the 50% to 75% band and a control person, since July 2013.","parent":"Intelligenics, Inc."},{"label":"Banco San Juan Internacional Inc.","detail":"Indirect owner: a shareholder of Intelligenics, Inc. in the 25% to 50% band and a control person, since October 2022.","parent":"Intelligenics, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"777 Brickel Ave","city":"Miami"},{"street":"121 Alhambra Circle","city":"Coral Gables"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"600 Central Ave, Suite 293","city":"Highland Park","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"221 N. Kansas St.","city":"El Paso"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"702-906-0940","stateRegisteredReps":8,"otherAdviserReps":7,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":40},{"label":"U.S. government/agency bonds","percent":8},{"label":"Investment grade corporate bonds","percent":27},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":10},{"label":"Other","percent":13,"detail":"Mutual Funds 10% and ETF'S 20%"}],"privateFunds":0},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282557/PDF/282557.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Precise Investment Management have?","answer":"Precise Investment Management has 88 clients and manages $349 million for them, as of September 2026. They include 46 corporations and other businesses, 25 individual clients, and 17 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Precise Investment Management offer?","answer":"Precise Investment Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Precise Investment Management use?","answer":"Precise Investment Management’s separately managed account assets are held at UBS Financial Services Inc. (Weehawken, NJ), with $102M, Beta Capital Securities LLC (Miami, FL), with $61.3M, Pershing LLC (Jersey City, NJ), with $51.6M, Compagnie Bancaire Helvetique (Geneva), with $42.9M, Axos Clearing LLC (Omaha, NE), with $34M, J.P. Morgan Securities LLC (New York, NY), with $31.1M, Itau International Securities Inc. (Miami, FL), with $13.3M, Citigroup Global Markets Inc. (New York, NY), with $8.84M, Stonex Financial Inc. (Winter Park, FL), with $2.41M and Interactive Brokers LLC (Greenwich, CT), with $1.67M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Precise Investment Management have?","answer":"Precise Investment Management has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 6 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Precise Investment Management invest in?","answer":"At the end of its last fiscal year, Precise Investment Management’s separately managed accounts held 40% exchange-traded equities, 27% investment grade corporate bonds, 13% other, 10% cash and equivalents, 8% U.S. government and agency bonds and 2% registered funds (mutual funds, ETFs, BDCs). The 13% other category is described as: Mutual Funds 10% and ETF'S 20%.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Precise Investment Management?","answer":"Precise Investment Management is owned through a holding company by Carlos Javier Legaspy and Banco San Juan Internacional Inc. Its direct owner is Intelligenics, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Precise Investment Management get paid?","answer":"Precise Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Precise Investment Management?","answer":"Precise Investment Management’s main office is at 600 Central Ave, Suite 293, Highland Park, IL 60035. Its phone number is 702-906-0940.","source":"Form ADV Part 1A, Item 1.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}