{"url":"https://nivawealth.com/firms/post-advisory-group-108860","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108860","regulatoryAum":13033125944,"crd":"108860","secFileNumber":"801-57939","legalName":"Post Advisory Group, LLC","displayName":"Post Advisory Group","website":"http://www.postadvisory.com","linkedinUrl":"https://www.linkedin.com/company/64821/admin/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2049 Century Park East, Suite 3050","city":"Los Angeles","state":"CA","stateName":"California","country":"United States","postalCode":"90067"},"tradeNames":[],"registration":{"secApproved":"18 September 2000","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":49,"advisory":24,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":13033125944,"discretionaryAccounts":40,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":78,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":2,"regulatoryAum":668024362},{"label":"Pooled investment vehicles","clients":16,"regulatoryAum":4408027513},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":535227067},{"label":"Charitable organizations","clients":1,"regulatoryAum":134540310},{"label":"State or municipal government entities","clients":4,"regulatoryAum":2753726578},{"label":"Insurance companies","clients":3,"regulatoryAum":1062048615},{"label":"Corporations and other businesses","clients":9,"regulatoryAum":3471531499}],"fees":[],"feeNotes":[],"custodians":[{"name":"Brown Brothers Harriman Investments, LLC","shortName":"Brown Brothers Harriman Investments","location":"New York, NY","smaAssets":1922572710},{"name":"Northern Trust Securities, Inc.","shortName":"Northern Trust Securities","location":"Chicago, IL","smaAssets":1550250058},{"name":"J.P. Morgan Securities LLC","shortName":"J.P. Morgan","location":"Wilmington, DE","smaAssets":1418335644},{"name":"Fifth Third Securities, Inc.","shortName":"Fifth Third Securities","location":"Cincinnati, OH","smaAssets":1241327185}],"custodyNote":"Post Advisory Group has custody of $1.23B for 5 clients.","otherCustodians":[],"leadership":[{"name":"Jeffrey Stroll","title":"Co-Chief Investment Officer and Chief Executive Officer","crd":"4108763"},{"name":"Yvonne Young","title":"Chief Financial Officer","crd":"6467441"},{"name":"Maureen Ocampo","title":"Chief Compliance Officer","crd":"4866967"},{"name":"Kristopher Farm","title":"Chief Technology Officer","crd":"7085818"},{"name":"Deborah Flickinger","title":"Chief Operations Officer","crd":"1521551"},{"name":"David Kim","title":"Co-Chief Investment Officer","crd":"7234475"}],"ownership":[{"label":"Gateway Credit Advisory Holdings, LLC","detail":"Holding company in the 75% or more ownership band and a control person, since November 2025."},{"label":"Gateway Post Holdings LLC","detail":"Indirect owner: a manager entity of Gateway Credit Advisory Holdings, LLC in the 25% to 50% band and a control person, since November 2025.","parent":"Gateway Credit Advisory Holdings, LLC"},{"label":"Post Management Aggregator, LLC","detail":"Indirect owner: a holding company of Gateway Credit Advisory Holdings, LLC in the 25% to 50% band and a control person, since November 2025.","parent":"Gateway Credit Advisory Holdings, LLC"},{"label":"Post Management Holdco, LLC","detail":"Indirect owner: a manager entity of Post Management Aggregator, LLC in the 75% or more band and a control person, since November 2025.","parent":"Post Management Aggregator, LLC"},{"label":"Jeffrey Stroll","detail":"Indirect owner: a member of Post Management Holdco, LLC in the 25% to 50% band and a control person, since November 2025. Also manager of Gateway Credit Advisory Holdings, LLC and a control person, since November 2025.","parent":"Post Management Holdco, LLC"},{"label":"David Kim","detail":"Indirect owner: a member of Post Management Holdco, LLC in the 25% to 50% band and a control person, since November 2025. Also manager of Gateway Credit Advisory Holdings, LLC and a control person, since November 2025.","parent":"Post Management Holdco, LLC"},{"label":"Deborah Flickinger","detail":"Indirect owner: manager of Gateway Credit Advisory Holdings, LLC and a control person, since November 2025.","parent":"Gateway Credit Advisory Holdings, LLC"},{"label":"Michael Cohen","detail":"Indirect owner: manager of Gateway Credit Advisory Holdings, LLC and a control person, since November 2025.","parent":"Gateway Credit Advisory Holdings, LLC"},{"label":"Daniel Flesh","detail":"Indirect owner: manager of Gateway Credit Advisory Holdings, LLC and a control person, since November 2025.","parent":"Gateway Credit Advisory Holdings, LLC"},{"label":"Damian Giangiacomo","detail":"Indirect owner: manager of Gateway Credit Advisory Holdings, LLC and a control person, since November 2025. Also a owner of Gateway Post Holdings LLC in the 25% to 50% band and a control person, since November 2025.","parent":"Gateway Credit Advisory Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2049 Century Park East, Suite 3050","city":"Los Angeles","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-996-9600","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Investment grade corporate bonds","percent":8},{"label":"Non-investment grade corporate bonds","percent":69},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":17,"detail":"Bank Loans"}],"privateFunds":12},"sources":{"adv1FilingDate":"5 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108860/PDF/108860.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Post Advisory Group have?","answer":"Post Advisory Group has 40 clients and manages $13 billion for them, as of May 2026. They include 16 pooled investment vehicles, 9 corporations and other businesses and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Post Advisory Group offer?","answer":"Post Advisory Group provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Post Advisory Group use?","answer":"Post Advisory Group’s separately managed account assets are held at Brown Brothers Harriman Investments, LLC (New York, NY), with $1,922,572,710, Northern Trust Securities, Inc. (Chicago, IL), with $1,550,250,058, J.P. Morgan Securities LLC (Wilmington, DE), with $1,418,335,644 and Fifth Third Securities, Inc. (Cincinnati, OH), with $1,241,327,185. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Post Advisory Group have?","answer":"Post Advisory Group has 0 investment adviser representatives registered with state securities authorities, out of 49 employees, and 24 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Post Advisory Group invest in?","answer":"At the end of its last fiscal year, Post Advisory Group’s separately managed accounts held 69% high-yield corporate bonds, 17% bank loans, 8% investment grade corporate bonds, 5% cash and equivalents and 1% pooled vehicles (private funds and similar). It advises 12 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Post Advisory Group?","answer":"Post Advisory Group is owned through a chain of holding companies by Gateway Post Holdings LLC, Jeffrey Stroll, David Kim and Damian Giangiacomo. Its direct owner is Gateway Credit Advisory Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Post Advisory Group get paid?","answer":"Post Advisory Group is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}