{"url":"https://nivawealth.com/firms/portland-private-wealth-management-171321","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/171321","regulatoryAum":235435154,"crd":"171321","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4230726","suffix":null,"lastName":"BECKER","firstName":"JACOB","middleName":"ISAAC"},{"crd":"7087368","suffix":null,"lastName":"Cuffie","firstName":"Kibwe","middleName":"Omari"},{"crd":"2854726","suffix":null,"lastName":"MCMILLEN","firstName":"JASON","middleName":"SHAMUS"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-22","regulatoryAum":189367744,"clients":486,"employees":7,"offices":3},{"filedOn":"2022-03-18","regulatoryAum":247009995,"clients":512,"employees":8,"offices":3},{"filedOn":"2023-03-24","regulatoryAum":227696582,"clients":522,"employees":7,"offices":3},{"filedOn":"2024-03-14","regulatoryAum":200236134,"clients":456,"employees":6,"offices":3},{"filedOn":"2025-02-12","regulatoryAum":222028660,"clients":463,"employees":6,"offices":3},{"filedOn":"2026-06-04","regulatoryAum":235435154,"clients":455,"employees":5,"offices":3}],"secFileNumber":"801-118362","legalName":"Portland Private Wealth Management, Inc.","displayName":"Portland Private Wealth Management","slug":"portland-private-wealth-management-171321","website":"https://portlandprivatewm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Oregon corporation","fiscalYearEnd":"December","headquarters":{"street":"1221 NW Everett Street","city":"Portland","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97209"},"tradeNames":["Portland Private Wealth Management, Inc. Dba Bend Private Wealth Management","Portland Private Wealth Management, Inc. Dba Eugene Private Wealth Management","Portland Private Wealth Management, Inc. Dba PPWM"],"registration":{"secApproved":"3 April 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":529571.5785876993,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":235435154,"discretionary":227248408,"discretionaryAccounts":906,"nonDiscretionary":8186746,"nonDiscretionaryAccounts":10,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":379,"regulatoryAum":107400620},{"label":"High-net-worth individuals","clients":60,"regulatoryAum":125081303},{"label":"Pension and profit-sharing plans","clients":11,"regulatoryAum":2248209},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":705022}],"feePrograms":[{"role":"main","program":"Wealth Management Fees","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1,"from":0},{"to":1000000,"pct":0.85,"from":500000},{"to":3000000,"pct":0.75,"from":1000000},{"to":5000000,"pct":0.65,"from":3000000},{"to":10000000,"pct":0.5,"from":5000000},{"to":null,"pct":0.35,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047252","versionId":1047252,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-06-04","documentName":"FORM ADV PART 2A BROCHURE","fee_rate_low":0.35,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Retirement plan consulting","summary":"Retirement plan consulting is charged as a flat fee, at $125 an hour, or on assets under management at the tiered schedule.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047252","versionId":1047252,"submittedOn":"2026-06-04","documentName":"FORM ADV PART 2A BROCHURE"},{"role":"other","program":"Stand-alone financial planning","summary":"Stand-alone financial planning is billed at $125 per hour, invoiced monthly as work is performed.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047252","versionId":1047252,"submittedOn":"2026-06-04","documentName":"FORM ADV PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:57:51.234667+00:00","documents":[{"name":"FORM ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047252","versionId":1047252,"submittedOn":"2026-06-04"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":235435154}],"custodyNote":"Portland Private Wealth Management has custody of $1.33M in client assets for 2 clients.","otherCustodians":[],"leadership":[{"name":"Jacob Becker","title":"President, COO, and Co-CIO (Past Corporate Secretary)","crd":"4230726"},{"name":"Jason McMillen","title":"Corporate Secretary, Co-CIO & CCO (Past President)","crd":"2854726"}],"ownership":[{"label":"Jason McMillen","detail":"Corporate secretary, co-cio & cco (past president) in the 50% to 75% ownership band and a control person, since February 2007."},{"label":"Jacob Becker","detail":"President, coo, and co-cio (past corporate secretary) in the 25% to 50% ownership band and a control person, since December 2010."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":3,"addresses":[{"street":"1221 NW Everett Street","city":"Portland","headquarters":true},{"street":"44 West Broadway, Suite 212","city":"Eugene"},{"street":"532 SW 13th Street","city":"Bend"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"503-405-9472","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. government/agency bonds","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":75},{"label":"Cash and cash equivalents","percent":11}],"privateFunds":0},"sources":{"adv1FilingDate":"4 June 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They include 379 individual clients, 60 high-net-worth individuals, and 11 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Portland Private Wealth Management offer?","answer":"Portland Private Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Portland Private Wealth Management charge?","answer":"Portland Private Wealth Management charges 0.35%–1.00% a year for its Wealth Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A BROCHURE, filed 4 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Portland Private Wealth Management use?","answer":"Portland Private Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $235M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Portland Private Wealth Management have?","answer":"Portland Private Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Portland Private Wealth Management invest in?","answer":"At the end of its last fiscal year, Portland Private Wealth Management’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents, 8% exchange-traded equities and 6% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Portland Private Wealth Management?","answer":"Portland Private Wealth Management’s direct owners are Jason McMillen (50% to 75%) and Jacob Becker (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Portland Private Wealth Management get paid?","answer":"Portland Private Wealth Management is paid through a percentage of assets under management, hourly charges and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Portland Private Wealth Management?","answer":"Portland Private Wealth Management’s main office is at 1221 NW Everett Street, Portland, OR 97209. Its phone number is 503-405-9472. Its website is portlandprivatewm.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}