{"url":"https://nivawealth.com/firms/poplar-point-capital-management-165411","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165411","regulatoryAum":110119933,"crd":"165411","history":[{"filedOn":"2025-03-25","regulatoryAum":103945000,"clients":2,"employees":1,"offices":1},{"filedOn":"2026-05-11","regulatoryAum":110119933,"clients":2,"employees":1,"offices":1}],"secFileNumber":"801-132514","legalName":"Poplar Point Capital Management LLC","displayName":"Poplar Point Capital Management","slug":"poplar-point-capital-management-165411","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"330 Primrose RD, Suite 400","city":"Burlingame","state":"CA","stateName":"California","country":"United States","postalCode":"94010"},"tradeNames":[],"registration":{"secApproved":"24 April 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":110119933,"discretionary":110119933,"discretionaryAccounts":3,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":62483059},{"label":"Charitable organizations","clients":1,"regulatoryAum":47636874}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"BNY Mellon Securities Corporation","shortName":"BNY Mellon Securities","location":"Chicago, IL","smaAssets":47636874}],"custodyNote":"Poplar Point Capital Management has custody of $62.5M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Jad Fakhry","title":"Managing Member/CCO","crd":"4970150"}],"ownership":[{"label":"Jad Fakhry","detail":"Managing member/cco in the 75% or more ownership band and a control person, since August 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"330 Primrose RD, Suite 400","city":"Burlingame","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-239-9049","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":76},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":1},"sources":{"adv1FilingDate":"11 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165411/PDF/165411.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Poplar Point Capital Management have?","answer":"Poplar Point Capital Management has 2 clients and manages $110 million for them, as of May 2026. They include 1 pooled investment vehicle and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Poplar Point Capital Management offer?","answer":"Poplar Point Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Poplar Point Capital Management use?","answer":"Poplar Point Capital Management’s separately managed account assets are held at BNY Mellon Securities Corporation (Chicago, IL), with $47.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Poplar Point Capital Management have?","answer":"Poplar Point Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Poplar Point Capital Management invest in?","answer":"At the end of its last fiscal year, Poplar Point Capital Management’s separately managed accounts held 76% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs) and 4% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Poplar Point Capital Management?","answer":"Poplar Point Capital Management’s direct owner is Jad Fakhry (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Poplar Point Capital Management get paid?","answer":"Poplar Point Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Poplar Point Capital Management?","answer":"Poplar Point Capital Management’s main office is at 330 Primrose RD, Suite 400, Burlingame, CA 94010. Its phone number is 650-239-9049.","source":"Form ADV Part 1A, Item 1.F, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}