{"url":"https://nivawealth.com/firms/pointone-family-office-338563","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/338563","regulatoryAum":327091481,"crd":"338563","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4857904","suffix":null,"lastName":"McGuinness","firstName":"Ashley","middleName":"Peters"},{"crd":"2181084","suffix":null,"lastName":"Walsh","firstName":"Michael","middleName":"Elliott"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134522","legalName":"Pointone Family Office, LLC","displayName":"PointOne Family Office","slug":"pointone-family-office-338563","website":"https://p1fo.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/pointone-family-office/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"919 Manhattan Avenue, Suite 101","city":"Manhattan Beach","state":"CA","stateName":"California","country":"United States","postalCode":"90266"},"tradeNames":[],"registration":{"secApproved":"13 November 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":13083659.24,"staff":{"employees":4,"advisory":2,"brokerDealerReps":2,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":327091481,"discretionary":257718634,"discretionaryAccounts":167,"nonDiscretionary":69372847,"nonDiscretionaryAccounts":60,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":8,"regulatoryAum":1967069},{"label":"High-net-worth individuals","clients":17,"regulatoryAum":325124412}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041054","versionId":1041054,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-10","documentName":"FORM ADV PART 2A -  POINTONE FAMILY OFFICE","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:33:12.953374+00:00","documents":[{"name":"FORM ADV PART 2A -  POINTONE FAMILY OFFICE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041054","versionId":1041054,"submittedOn":"2026-04-10"}]},"custodians":[{"name":"Goldman Sachs & Co. LLC","shortName":"Goldman Sachs & Co.","location":"New York, NY","smaAssets":289553380}],"custodyNote":"PointOne Family Office has custody of $20.8M in client assets for 4 clients.","leadership":[{"name":"Thomas McGuinness","title":"Chief Compliance Officer","crd":"8160806"}],"ownership":[{"label":"Point1, LLC","detail":"Holding company in the 75% or more ownership band and a control person, since August 2025."},{"label":"Ari Segal","detail":"Indirect owner: a managing partner of Point1, LLC in the 25% to 50% band and a control person, since August 2025.","parent":"Point1, LLC"},{"label":"Michael Walsh","detail":"Indirect owner: a managing director of Front Row, LLC in the 25% to 50% band and a control person, since February 2026.","parent":"Front Row, LLC"},{"label":"Front Row, LLC","detail":"Indirect owner: a member of Point1, LLC in the 25% to 50% band and a control person, since February 2026.","parent":"Point1, LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"919 Manhattan Avenue, Suite 101","city":"Manhattan Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-737-2637","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":43},{"label":"Non-exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":11},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":23},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":7},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"10 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/338563/PDF/338563.pdf","brochureDate":"10 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041054","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does PointOne Family Office have?","answer":"PointOne Family Office has 25 clients and manages $327 million for them, as of April 2026. They include 17 high-net-worth individuals and 8 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does PointOne Family Office offer?","answer":"PointOne Family Office provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does PointOne Family Office charge?","answer":"PointOne Family Office charges 1.00% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A -  POINTONE FAMILY OFFICE, filed 10 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does PointOne Family Office use?","answer":"PointOne Family Office’s separately managed account assets are held at Goldman Sachs & Co. LLC (New York, NY), with $290M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does PointOne Family Office have?","answer":"PointOne Family Office has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does PointOne Family Office invest in?","answer":"At the end of its last fiscal year, PointOne Family Office’s separately managed accounts held 43% exchange-traded equities, 23% registered funds (mutual funds, ETFs, BDCs), 11% U.S. government and agency bonds, 7% pooled vehicles (private funds and similar), 7% cash and equivalents, 5% non-exchange-traded equities, 3% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns PointOne Family Office?","answer":"PointOne Family Office is owned through a chain of holding companies by Ari Segal and Michael Walsh. Its direct owner is Point1, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does PointOne Family Office get paid?","answer":"PointOne Family Office is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is PointOne Family Office registered with the SEC?","answer":"Yes, PointOne Family Office has been registered with the SEC as an investment adviser since 13 November 2025. Its CRD number is 338563 and its SEC file number is 801-134522.","source":"Form ADV Part 1A, Item 1, filed 10 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact PointOne Family Office?","answer":"PointOne Family Office’s main office is at 919 Manhattan Avenue, Suite 101, Manhattan Beach, CA 90266. Its phone number is 310-737-2637. Its website is p1fo.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}