{"url":"https://nivawealth.com/firms/point-bridge-capital-168071","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/168071","regulatoryAum":419689382,"crd":"168071","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4090327","suffix":null,"lastName":"LAMBERT","firstName":"HAL","middleName":"ALLEN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-09","regulatoryAum":223157907,"clients":21,"employees":3,"offices":1},{"filedOn":"2022-02-11","regulatoryAum":290339765,"clients":26,"employees":2,"offices":1},{"filedOn":"2023-03-20","regulatoryAum":303354065,"clients":33,"employees":2,"offices":1},{"filedOn":"2024-05-15","regulatoryAum":293685105,"clients":30,"employees":2,"offices":1},{"filedOn":"2025-03-12","regulatoryAum":387443206,"clients":33,"employees":2,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":419689382,"clients":37,"employees":2,"offices":1}],"secFileNumber":"801-78217","legalName":"Point Bridge Capital, LLC","displayName":"Point Bridge Capital","slug":"point-bridge-capital-168071","website":"https://pointbridgecapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/168071/dd410ee0ef48d1de-r1.webp","tone":"light","width":690,"height":200,"sourceUrl":"https://www.pointbridgecapital.com","sourceLabel":"Point Bridge Capital, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/pointbridge1/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"300 Throckmorton Street, Suite 1550","city":"Fort Worth","state":"TX","stateName":"Texas","country":"United States","postalCode":"76102"},"tradeNames":[],"registration":{"secApproved":"18 June 2013","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":9106904.884615384,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":419689382,"discretionary":223588735,"discretionaryAccounts":67,"nonDiscretionary":196100647,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":26,"regulatoryAum":236779527},{"label":"Investment companies","clients":2,"regulatoryAum":48293992},{"label":"Pooled investment vehicles","clients":9,"regulatoryAum":134603230},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":12633}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027733","versionId":1027733,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-26","documentName":"POINT BRIDGE FORM ADV2A (\"DISCLOSURE BROCHURE\") AND FORM ADV2B (\"BROCHURE SUPPLEMENTS\")","fee_rate_low":0.3,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:50:46.780665+00:00","documents":[{"name":"POINT BRIDGE FORM ADV2A (\"DISCLOSURE BROCHURE\") AND FORM ADV2B (\"BROCHURE SUPPLEMENTS\")","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027733","versionId":1027733,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":79225546},{"name":"Merrill Lynch Professional Clearing Corp.","shortName":"Merrill Lynch Professional Clearing","location":"New York, NY","smaAssets":196100647}],"custodyNote":"Point Bridge Capital has custody of $584K for 1 clients.","otherCustodians":[],"leadership":[{"name":"Hal Lambert","title":"CEO, President & Chief Compliance Officer","crd":"4090327"}],"ownership":[{"label":"Hal Lambert","detail":"Ceo, president & chief compliance officer in the 75% or more ownership band and a control person, since October 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"300 Throckmorton Street, Suite 1550","city":"Fort Worth","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"817-529-4600","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":57},{"label":"Securities issued by registered investment companies or business development companies","percent":8},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":33},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":9},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/168071/PDF/168071.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027733","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Point Bridge Capital have?","answer":"Point Bridge Capital has 37 clients and manages $420 million for them, as of March 2026. They include 26 high-net-worth individuals, 9 pooled investment vehicles and 2 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Point Bridge Capital offer?","answer":"Point Bridge Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Point Bridge Capital charge?","answer":"Point Bridge Capital charges 0.30%–1.25% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable.","source":"POINT BRIDGE FORM ADV2A (\"DISCLOSURE BROCHURE\") AND FORM ADV2B (\"BROCHURE SUPPLEMENTS\"), filed 26 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Point Bridge Capital use?","answer":"Point Bridge Capital’s separately managed account assets are held at Merrill Lynch Professional Clearing Corp. (New York, NY), with $196M and Pershing LLC (Jersey City, NJ), with $79.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Point Bridge Capital have?","answer":"Point Bridge Capital has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Point Bridge Capital invest in?","answer":"At the end of its last fiscal year, Point Bridge Capital’s separately managed accounts held 57% exchange-traded equities, 33% pooled vehicles (private funds and similar), 8% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents. It advises 9 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Point Bridge Capital?","answer":"Point Bridge Capital’s direct owner is Hal Lambert (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Point Bridge Capital get paid?","answer":"Point Bridge Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Point Bridge Capital?","answer":"Point Bridge Capital’s main office is at 300 Throckmorton Street, Suite 1550, Fort Worth, TX 76102. Its phone number is 817-529-4600. Its website is pointbridgecapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}