{"url":"https://nivawealth.com/firms/poetic-group-293886","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/293886","regulatoryAum":802528734,"crd":"293886","history":[{"filedOn":"2021-04-29","regulatoryAum":316935140,"clients":3,"employees":6,"offices":1},{"filedOn":"2022-03-23","regulatoryAum":389156019,"clients":3,"employees":8,"offices":1},{"filedOn":"2023-05-10","regulatoryAum":368657577,"clients":3,"employees":7,"offices":1},{"filedOn":"2024-05-13","regulatoryAum":427074835,"clients":7,"employees":10,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":604500446,"clients":7,"employees":9,"offices":1},{"filedOn":"2026-06-02","regulatoryAum":802528734,"clients":6,"employees":9,"offices":1}],"secFileNumber":"801-117375","legalName":"Poetic Group LLC","displayName":"Poetic Group","slug":"poetic-group-293886","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"411 Hackensack Avenue, Suite 200","city":"Hackensack","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07601"},"tradeNames":[],"registration":{"secApproved":"26 September 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":9,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":802528734,"discretionary":794835264,"discretionaryAccounts":7,"nonDiscretionary":7693470,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":765293358},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":25903450},{"label":"Other","clients":null,"fewerThan5":true,"regulatoryAum":11331926}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"JPMorgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":11331926},{"name":"U.S. Bank, N.A.","shortName":"U.S. Bank, N.A.","location":"Minneapolis, MN","smaAssets":25903450}],"custodyNote":"Poetic Group has custody of $529M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Seth Cohn","title":"Chief Compliance Officer; Head of Operations","crd":"5340141"},{"name":"Adam Berkowitz","title":"Chairman of the Board","crd":"4429213"},{"name":"Daniel Li","title":"Portfolio Manager","crd":"5754007"},{"name":"Samuel Mark","title":"Principal & Portfolio Manager","crd":"6227091"}],"ownership":[{"label":"Plga2 LLC","detail":"Member in the 25% to 50% ownership band and a control person, since November 2022."},{"label":"10northeast II LLC","detail":"Member in the 25% to 50% ownership band and a control person, since February 2018."},{"label":"Rouen LLC","detail":"Member in the 10% to 25% ownership band and a control person, since January 2020."},{"label":"Daniel Li","detail":"Indirect owner: a managing member of Rouen LLC in the 75% or more band and a control person, since January 2018.","parent":"Rouen LLC"},{"label":"Samuel Mark","detail":"Indirect owner: a managing member of 10northeast II LLC in the 75% or more band and a control person, since January 2017.","parent":"10northeast II LLC"},{"label":"Adam Berkowitz","detail":"Indirect owner: a managing member of Plga2 LLC in the 75% or more band and a control person, since March 2019.","parent":"Plga2 LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"411 Hackensack Avenue, Suite 200","city":"Hackensack","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"646-793-4551","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"RMBS & Abs"}],"privateFunds":3},"sources":{"adv1FilingDate":"2 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/293886/PDF/293886.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Poetic Group have?","answer":"Poetic Group has 6 clients and manages $803 million for them, as of June 2026. They include 6 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Poetic Group offer?","answer":"Poetic Group provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Poetic Group use?","answer":"Poetic Group’s separately managed account assets are held at U.S. Bank, N.A. (Minneapolis, MN), with $25.9M and JPMorgan Chase Bank, N.A. (New York, NY), with $11.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Poetic Group have?","answer":"Poetic Group has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Poetic Group invest in?","answer":"At the end of its last fiscal year, Poetic Group’s separately managed accounts held 100% other. The 100% other category is described as: RMBS & Abs. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Poetic Group?","answer":"Poetic Group is owned through holding companies by Daniel Li, Samuel Mark and Adam Berkowitz. Its direct owners are Plga2 LLC, 10northeast II LLC and Rouen LLC, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Poetic Group get paid?","answer":"Poetic Group is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Poetic Group?","answer":"Poetic Group’s main office is at 411 Hackensack Avenue, Suite 200, Hackensack, NJ 07601. Its phone number is 646-793-4551.","source":"Form ADV Part 1A, Item 1.F, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}