{"url":"https://nivawealth.com/firms/pnc-wealth-management-129052","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/129052","regulatoryAum":30273072662,"crd":"129052","secFileNumber":"801-66195","legalName":"PNC Wealth Management","displayName":"PNC Wealth Management","website":null,"linkedinUrl":"https://www.linkedin.com/showcase/pncwealthmanagement/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"300 Fifth Avenue, 26th Floor","city":"Pittsburgh","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"15222-2722"},"tradeNames":["PNC Wealth Management"],"registration":{"secApproved":"17 September 2003","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1713,"advisory":825,"brokerDealerReps":1709,"insuranceAgents":1110,"promoters":0},"aum":{"discretionary":28204261140,"discretionaryAccounts":161518,"nonDiscretionary":2068811522,"nonDiscretionaryAccounts":2585,"wrapProgram":30273072662,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":157700,"regulatoryAum":24040971467},{"label":"High-net-worth individuals","clients":3185,"regulatoryAum":5361130589},{"label":"Pension and profit-sharing plans","clients":2495,"regulatoryAum":450034571},{"label":"Charitable organizations","clients":174,"regulatoryAum":105468722},{"label":"Corporations and other businesses","clients":506,"regulatoryAum":299366002},{"label":"Other","clients":45,"regulatoryAum":16101311}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":26533775810}],"custodyNote":"PNC Wealth Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Richard Robert Guerrini","title":"President, CEO, Board of Managers","crd":"1990015"},{"name":"Regis Resende Ramos","title":"Chief Financial Officer, Principal Financial Officer, FINOP","crd":"5205169"},{"name":"Margaret Mary Richardson","title":"Chief Operating Officer/Board of Managers","crd":"6002933"},{"name":"Sean Flynn","title":"Chief Compliance Officer & Board of Managers","crd":"2790159"},{"name":"John Paul Holodinski","title":"Board of Managers","crd":"2494707"},{"name":"Jessica Mitchell","title":"Board of Managers","crd":"6624246"},{"name":"Stephanie Elizabeth Rodgers","title":"Board of Managers & Secretary","crd":"6004741"},{"name":"Robert Wilson Santillo","title":"Board of Managers","crd":"5379581"},{"name":"Leigh Chase Thompson","title":"Chief Legal Officer","crd":"6534162"},{"name":"Kimberly Lynn Weidner","title":"Chief Risk Officer & Board of Managers","crd":"4080314"}],"ownership":[{"label":"PNC Bank, National Association","detail":"Parent in the 75% or more ownership band and a control person, since September 2003."},{"label":"PNC Bancorp, Inc.","detail":"Indirect owner: a parent of PNC Bank National Assoc in the 75% or more band and a control person, since September 2003.","parent":"PNC Bank National Assoc"},{"label":"The PNC Financial Services Group, Inc.","detail":"Indirect owner: a parent of PNC Bancorp, Inc. in the 75% or more band and a control person, since September 2003.","parent":"PNC Bancorp, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":594,"privateResidences":0},"listedOfficeAddresses":26,"officesByState":[{"state":"Indiana","offices":1,"addresses":[{"street":"11405 North Pennsylvania Street","city":"Carmel"}]},{"state":"Maryland","offices":2,"addresses":[{"street":"30 W. Patrick ST. Suite 200","city":"Frederick"},{"street":"37650 Oak Station Drive","city":"Charlotte Hall"}]},{"state":"Michigan","offices":1,"addresses":[{"street":"755 West Big Beaver Road","city":"Troy"}]},{"state":"New Jersey","offices":3,"addresses":[{"street":"200 Lake Drive East","city":"Cherry Hill"},{"street":"454 State Route 28","city":"Bridgewater"},{"street":"1040 Route 70","city":"Brick Township"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"2000 Randolph Road","city":"Charlotte"}]},{"state":"Ohio","offices":6,"addresses":[{"street":"30100 Chagrin BLVD","city":"Pepper Pike"},{"street":"405 Madison Ave","city":"Toledo"},{"street":"9650 Colerain Avenue","city":"Cincinnati"},{"street":"4600 Great Northern BLVD.","city":"N. Olmsted"},{"street":"201 East Fifth Street","city":"Cincinnati"},{"street":"1900 E. 9th Street","city":"Cleveland"}]},{"state":"Pennsylvania","offices":11,"addresses":[{"street":"300 Fifth Avenue, 26th Floor","city":"Pittsburgh","headquarters":true},{"street":"291 Beverly RD","city":"Pittsburgh"},{"street":"Pittsburgh Main PNC Wealth Management","city":"Pittsburgh"},{"street":"1105 Freeport Road","city":"Pittsburgh"},{"street":"10646 Perry Highway","city":"Wexford"},{"street":"901 State Street","city":"Erie"},{"street":"201 Penn Avenue","city":"Scranton"},{"street":"50 McIntyre Square DR","city":"Pittsburgh"},{"street":"200 Seven Fields Boulevard","city":"Seven Fields"},{"street":"4044 William Penn Highway","city":"Monroeville"},{"street":"One PNC","city":"Pittsburgh"}]},{"state":"Texas","offices":1,"addresses":[{"street":"1703 W. 5th ST","city":"Austin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-762-6111","stateRegisteredReps":1113,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":89},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/129052/PDF/129052.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does PNC Wealth Management have?","answer":"PNC Wealth Management has 164,105 clients and manages $30.3 billion for them, as of September 2026. They include 157,700 other individuals, 3,185 high-net-worth individuals and 2,495 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does PNC Wealth Management offer?","answer":"PNC Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does PNC Wealth Management use?","answer":"PNC Wealth Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $26,533,775,810. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does PNC Wealth Management have?","answer":"PNC Wealth Management has 1,113 investment adviser representatives registered with state securities authorities, out of 1,713 employees, and 825 perform investment advisory functions. 1,709 are registered representatives of a broker-dealer and 1,110 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does PNC Wealth Management invest in?","answer":"At the end of its last fiscal year, PNC Wealth Management’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 3% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns PNC Wealth Management?","answer":"PNC Wealth Management is owned through a holding company by the PNC Financial Services Group, Inc. Its direct owners are PNC Bank, National Association (75% or more) and PNC Bancorp, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does PNC Wealth Management get paid?","answer":"PNC Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}