{"url":"https://nivawealth.com/firms/pnc-capital-advisors-151829","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151829","regulatoryAum":50879088797,"crd":"151829","secFileNumber":"801-70684","legalName":"PNC Capital Advisors LLC","displayName":"PNC Capital Advisors","website":"http://www.pnccapitaladvisors.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One East Pratt Street, Fifth Floor - East","city":"Baltimore","state":"MD","stateName":"Maryland","country":"United States","postalCode":"21202"},"tradeNames":[],"registration":{"secApproved":"29 September 2009","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":258,"advisory":22,"brokerDealerReps":19,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":50879088797,"discretionaryAccounts":624,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":1},"clientTypes":[{"label":"Banking or thrift institutions","clients":1,"regulatoryAum":9219127053},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":1226025076},{"label":"Pension and profit-sharing plans","clients":16,"regulatoryAum":1243974857},{"label":"Charitable organizations","clients":26,"regulatoryAum":1036584342},{"label":"State or municipal government entities","clients":40,"regulatoryAum":17242620420},{"label":"Insurance companies","clients":16,"regulatoryAum":5989129563},{"label":"Corporations and other businesses","clients":138,"regulatoryAum":14921627486}],"fees":[],"feeNotes":[],"custodians":[{"name":"PNC Bank, N.A.","shortName":"PNC Bank, N.A.","location":"Pittsburgh, PA","smaAssets":35240335262}],"custodyNote":"PNC Capital Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Wilson","title":"Chairman & President.","crd":"2982812"},{"name":"Marc Yurko","title":"Chief Financial Officer","crd":"6171876"},{"name":"Thomas Rus","title":"Chief Compliance Officer","crd":"5030092"},{"name":"Amanda Agati","title":"Manager, Board of Managers","crd":"4398291"},{"name":"Thomas Harrington","title":"Chief Risk Officer","crd":"5912192"},{"name":"Dennis Mocarski","title":"Manager, Board of Managers","crd":"2403305"},{"name":"Sean Rhoderick","title":"Manager, Board of Managers and Chief Investment Officer","crd":"7209850"},{"name":"David Sanders","title":"Manager, Board of Managers","crd":"2243788"}],"ownership":[{"label":"PNC Bank, National Association","detail":"Sole member in the 75% or more ownership band and a control person, since September 2009."},{"label":"The PNC Financial Services Group, Inc.","detail":"Indirect owner: a shareholder of 100% Ownership of PNC Bank, National Association in the 75% or more band and a control person, since March 2007.","parent":"100% Ownership of PNC Bank, National Association"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"One North Franklin ST","city":"Chicago"}]},{"state":"Maryland","offices":1,"addresses":[{"street":"One East Pratt Street, Fifth Floor - East","city":"Baltimore","headquarters":true}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"301 Fayetteville ST","city":"Raleigh"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"1900 East 9th Street","city":"Cleveland"}]},{"state":"Texas","offices":1,"addresses":[{"street":"200 Crescent Court Suite 400","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"216-222-3921","stateRegisteredReps":18,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":32},{"label":"Investment grade corporate bonds","percent":23},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":41}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/151829/PDF/151829.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does PNC Capital Advisors have?","answer":"PNC Capital Advisors has 238 clients and manages $50.9 billion for them, as of March 2026. They include 138 corporations and other businesses, 40 state or municipal government entities and 26 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does PNC Capital Advisors offer?","answer":"PNC Capital Advisors provides portfolio management for pooled vehicles, portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does PNC Capital Advisors use?","answer":"PNC Capital Advisors’ separately managed account assets are held at PNC Bank, N.A. (Pittsburgh, PA), with $35,240,335,262. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does PNC Capital Advisors have?","answer":"PNC Capital Advisors has 18 investment adviser representatives registered with state securities authorities, out of 258 employees, and 22 perform investment advisory functions. 19 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does PNC Capital Advisors invest in?","answer":"At the end of its last fiscal year, PNC Capital Advisors’ separately managed accounts held 41% cash and equivalents, 32% U.S. government and agency bonds, 23% investment grade corporate bonds and 4% pooled vehicles (private funds and similar). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns PNC Capital Advisors?","answer":"PNC Capital Advisors’ direct owners are PNC Bank, National Association (75% or more) and the PNC Financial Services Group, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does PNC Capital Advisors get paid?","answer":"PNC Capital Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}