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They include 3,133 individual clients, 8 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pinnacle Investments offer?","answer":"Pinnacle Investments provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Pinnacle Investments charge?","answer":"Pinnacle Investments charges 3.00% a year for its AdvisorPro.","source":"2024.09.30 PI-IA FIRM BROCHURE, filed 13 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Pinnacle Investments use?","answer":"Pinnacle Investments’ separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $815M and Charles Schwab & Co., Inc. (San Francisco, CA), with $237M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pinnacle Investments have?","answer":"Pinnacle Investments has 55 investment adviser representatives registered with state securities authorities, out of 60 employees, and 55 perform investment advisory functions. 60 employees are registered representatives of a broker-dealer and 38 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pinnacle Investments invest in?","answer":"At the end of its last fiscal year, Pinnacle Investments’ separately managed accounts held 33% exchange-traded equities, 32% non-exchange-traded equities, 23% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 2% U.S. government and agency bonds, 2% state and local bonds, 2% investment grade corporate bonds and 1% other. The 1% other category is described as: Collateralized Debt Obligations, Annuities, Preferred Bonds, Reits, Unit Investment Trusts and Master Limited Partnerships.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pinnacle Investments?","answer":"Pinnacle Investments’ direct owners are Pinnacle Holding Co, LLC (75% or more) and Fkapi, Inc (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pinnacle Investments get paid?","answer":"Pinnacle Investments is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Pinnacle Investments registered with the SEC?","answer":"Yes, Pinnacle Investments has been registered with the SEC as an investment adviser since 18 May 2007. Its CRD number is 142910 and its SEC file number is 801-67860.","source":"Form ADV Part 1A, Item 1, filed 30 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Pinnacle Investments?","answer":"Pinnacle Investments’ main office is at 5845 Widewaters Pkwy, Ste 300, East Syracuse, NY 13057. Its phone number is 315-251-1101. Its website is pinnacleinvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}