{"url":"https://nivawealth.com/firms/pinnacle-asset-management-group-corporation-inc-109965","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109965","regulatoryAum":156365616,"crd":"109965","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4626033","suffix":null,"lastName":"DeCharles","firstName":"Christina","middleName":"Marie"},{"crd":"1445529","suffix":null,"lastName":"DECHARLES","firstName":"DIANA","middleName":"MARIE"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-28","regulatoryAum":136443255,"clients":305,"employees":5,"offices":1},{"filedOn":"2022-03-21","regulatoryAum":98664261,"clients":242,"employees":4,"offices":1},{"filedOn":"2023-07-14","regulatoryAum":102237318,"clients":233,"employees":4,"offices":1},{"filedOn":"2024-05-30","regulatoryAum":111673315,"clients":289,"employees":4,"offices":1},{"filedOn":"2025-02-28","regulatoryAum":131513717,"clients":232,"employees":3,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":156365616,"clients":240,"employees":2,"offices":1}],"secFileNumber":"801-113976","legalName":"Pinnacle Asset Management Group, Corporation (Inc.)","displayName":"Pinnacle Asset Management Group, Corporation (Inc.)","slug":"pinnacle-asset-management-group-corporation-inc-109965","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Louisiana corporation","fiscalYearEnd":"December","headquarters":{"street":"2020 Line Avenue","city":"Shreveport","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"71104-2125"},"tradeNames":[],"registration":{"secApproved":"2 November 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":578965.3862660944,"staff":{"employees":2,"advisory":2,"brokerDealerReps":2,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":156365616,"discretionary":2280447,"discretionaryAccounts":18,"nonDiscretionary":154085169,"nonDiscretionaryAccounts":263,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":172,"regulatoryAum":58563302},{"label":"High-net-worth individuals","clients":61,"regulatoryAum":76335633},{"label":"Pension and profit-sharing plans","clients":4,"regulatoryAum":9359358},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":12107323}],"feePrograms":[{"role":"other","program":"Hourly planning engagements","summary":"Hourly planning services for limited-scope engagements are billed at $175 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025825","versionId":1025825,"submittedOn":"2026-03-25","documentName":"PINNACLE ASSET MANAGEMENT GROUP ADV PART 2A AND PART 2BS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:05:15.015348+00:00","documents":[{"name":"PINNACLE ASSET MANAGEMENT GROUP ADV PART 2A AND PART 2BS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025825","versionId":1025825,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":154085169}],"custodyNote":"Pinnacle Asset Management Group, Corporation (Inc.) does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Diana Decharles","title":"Partner and Chief Compliance Officer","crd":"1445529"},{"name":"Christina DeCharles","title":"Partner","crd":"4626033"}],"ownership":[{"label":"Diana Decharles","detail":"Partner and chief compliance officer in the 50% to 75% ownership band and a control person, since January 1996."},{"label":"Christina DeCharles","detail":"Partner in the 25% to 50% ownership band and a control person, since September 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":1,"addresses":[{"street":"2020 Line Avenue","city":"Shreveport","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"318-221-7526","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":88},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109965/PDF/109965.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025825","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pinnacle Asset Management Group, Corporation (Inc.) have?","answer":"Pinnacle Asset Management Group, Corporation (Inc.) has 240 clients and manages $156 million for them, as of March 2026. They include 172 individual clients, 61 high-net-worth individuals, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pinnacle Asset Management Group, Corporation (Inc.) offer?","answer":"Pinnacle Asset Management Group, Corporation (Inc.) provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pinnacle Asset Management Group, Corporation (Inc.) use?","answer":"Pinnacle Asset Management Group, Corporation (Inc.)’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $154M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pinnacle Asset Management Group, Corporation (Inc.) have?","answer":"Pinnacle Asset Management Group, Corporation (Inc.) has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pinnacle Asset Management Group, Corporation (Inc.) invest in?","answer":"At the end of its last fiscal year, Pinnacle Asset Management Group, Corporation (Inc.)’s separately managed accounts held 88% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents, 3% exchange-traded equities and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pinnacle Asset Management Group, Corporation (Inc.)?","answer":"Pinnacle Asset Management Group, Corporation (Inc.)’s direct owners are Diana Decharles (50% to 75%) and Christina DeCharles (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pinnacle Asset Management Group, Corporation (Inc.) get paid?","answer":"Pinnacle Asset Management Group, Corporation (Inc.) is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pinnacle Asset Management Group, Corporation (Inc.)?","answer":"Pinnacle Asset Management Group, Corporation (Inc.)’s main office is at 2020 Line Avenue, Shreveport, LA 71104-2125. Its phone number is 318-221-7526.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}