{"url":"https://nivawealth.com/firms/pinetree-advisors-299275","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/299275","regulatoryAum":120000000,"crd":"299275","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4776072","suffix":null,"lastName":"ARAZI","firstName":"AMIR","middleName":null},{"crd":"5603065","suffix":null,"lastName":"ARAZI","firstName":"OREN","middleName":"ALBERT"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-29","regulatoryAum":120200000,"clients":26,"employees":2,"offices":1},{"filedOn":"2023-07-14","regulatoryAum":75000000,"clients":20,"employees":2,"offices":1},{"filedOn":"2026-06-25","regulatoryAum":120000000,"clients":33,"employees":2,"offices":1}],"secFileNumber":"801-136741","legalName":"Pinetree Advisors Corp.","displayName":"Pinetree Advisors","slug":"pinetree-advisors-299275","website":"https://pinetreeadvisors.us/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"2420 Ne Miami Gardens Drive, Suite 203","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33180"},"tradeNames":[],"registration":{"secApproved":"15 July 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3650000,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":120000000,"discretionary":120000000,"discretionaryAccounts":57,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":90,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":32,"regulatoryAum":116800000},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":3200000}],"feePrograms":[{"role":"other","program":"Financial consulting referrals","summary":"Coordinating third-party business formation, business tax and succession planning carries an annual flat fee of $500.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048379","versionId":1048379,"submittedOn":"2026-06-15","documentName":"PINETREE ADVISORS CORP. DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:12:31.199212+00:00","documents":[{"name":"PINETREE ADVISORS CORP. DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048379","versionId":1048379,"submittedOn":"2026-06-15"}]},"custodians":[{"name":"Jefferies LLC","shortName":"Jefferies","location":"New York, NY","smaAssets":21000000},{"name":"Merrill Lynch, Pierce, Fenner & Smith Incorporated","shortName":"Merrill Lynch, Pierce, Fenner & Smith","location":"Salt Lake City, UT","smaAssets":26500000},{"name":"Efg Bank & Trust (Bahamas) LTD","shortName":"Efg Bank & Trust (Bahamas)","location":"Nasaau","smaAssets":13000000},{"name":"Britannia Bank & Trust","shortName":"Britannia Bank & Trust","location":"Nassau","smaAssets":12000000},{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, SC","smaAssets":25500000}],"custodyNote":"Pinetree Advisors has custody of $120M in client assets for 57 clients.","otherCustodians":[],"leadership":[{"name":"Oren Arazi","title":"President & Co-Founder","crd":"5603065"},{"name":"Amir Arazi","title":"Director, CCO & CEO","crd":"4776072"}],"ownership":[{"label":"Amir Arazi","detail":"Director, cco & ceo in the 50% to 75% ownership band and a control person, since May 2014."},{"label":"Oren Arazi","detail":"President & co-founder in the 50% to 75% ownership band and a control person, since May 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2420 Ne Miami Gardens Drive, Suite 203","city":"Miami","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-510-8772","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":20},{"label":"U.S. government/agency bonds","percent":20},{"label":"Investment grade corporate bonds","percent":20},{"label":"Non-investment grade corporate bonds","percent":14},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":6},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":1},"sources":{"adv1FilingDate":"25 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/299275/PDF/299275.pdf","brochureDate":"15 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048379","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pinetree Advisors have?","answer":"Pinetree Advisors has 33 clients and manages $120 million for them, as of June 2026. They include 32 high-net-worth individuals and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pinetree Advisors offer?","answer":"Pinetree Advisors provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pinetree Advisors use?","answer":"Pinetree Advisors’ separately managed account assets are held at Merrill Lynch, Pierce, Fenner & Smith Incorporated (Salt Lake City, UT), with $26.5M, LPL Financial LLC (Fort Mill, SC), with $25.5M, Jefferies LLC (New York, NY), with $21M, Efg Bank & Trust (Bahamas) LTD (Nasaau), with $13M and Britannia Bank & Trust (Nassau), with $12M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pinetree Advisors have?","answer":"Pinetree Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pinetree Advisors invest in?","answer":"At the end of its last fiscal year, Pinetree Advisors’ separately managed accounts held 20% exchange-traded equities, 20% U.S. government and agency bonds, 20% investment grade corporate bonds, 14% high-yield corporate bonds, 10% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents and 6% pooled vehicles (private funds and similar). It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pinetree Advisors?","answer":"Pinetree Advisors’ direct owners are Amir Arazi (50% to 75%) and Oren Arazi (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pinetree Advisors get paid?","answer":"Pinetree Advisors is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pinetree Advisors?","answer":"Pinetree Advisors’ main office is at 2420 Ne Miami Gardens Drive, Suite 203, Miami, FL 33180. Its phone number is 305-510-8772. Its website is pinetreeadvisors.us.","source":"Form ADV Part 1A, Item 1.F, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}