{"url":"https://nivawealth.com/firms/pine-river-capital-management-133720","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/133720","regulatoryAum":46868139376,"crd":"133720","secFileNumber":"801-65336","legalName":"Pine River Capital Management L.P.","displayName":"Pine River Capital Management","website":"http://www.prcm.com","linkedinUrl":"https://www.linkedin.com/company/pine-river-capital-management","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"601 Carlson Parkway, Suite 700","city":"Minnetonka","state":"MN","stateName":"Minnesota","country":"United States","postalCode":"55305"},"tradeNames":[],"registration":{"secApproved":"19 January 2006","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":31,"advisory":14,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":46868139376,"discretionaryAccounts":7,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":86,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":7,"regulatoryAum":46868139376}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Pine River Capital Management has custody of $5.96B for 4 clients.","otherCustodians":[],"leadership":[{"name":"Brian Taylor","title":"Partner, Chief Executive Officer & Chief Investment Officer","crd":"1876689"},{"name":"Nicholas Nusbaum","title":"Partner, Chief Financial Officer & Chief Operating Officer","crd":"5138371"},{"name":"Elizabeth Olney Arms","title":"Chief Compliance Officer and Head of Legal","crd":"6681312"},{"name":"Philip Prince","title":"Partner, Head of Treasury","crd":"1736404"},{"name":"Paul Richardson","title":"Partner, Chief Risk Officer","crd":"2288694"},{"name":"William Roth","title":"Partner","crd":"1004992"}],"ownership":[{"label":"Pine River Holdings L.P.","detail":"Limited partner of pine river capital management l.p. in the 75% or more ownership band and a control person, since January 2015."},{"label":"Brian Taylor","detail":"Indirect owner: a limited partner of Pine River Holdings L.P. in the 50% to 75% band and a control person, since January 2015. Also a manager of Pine River Capital Management LLC in the 75% or more band and a control person, since January 2015.","parent":"Pine River Holdings L.P."},{"label":"Pine River Capital Management LLC","detail":"Indirect owner: general partner of Pine River Holdings L.P. and a control person, since December 2014.","parent":"Pine River Holdings L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Minnesota","offices":1,"addresses":[{"street":"601 Carlson Parkway, Suite 700","city":"Minnetonka","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"114 West 47th Street","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"612-238-3300","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"16 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/133720/PDF/133720.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pine River Capital Management have?","answer":"Pine River Capital Management has 7 clients and manages $46.9 billion for them, as of June 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pine River Capital Management offer?","answer":"Pine River Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Pine River Capital Management have?","answer":"Pine River Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 31 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pine River Capital Management?","answer":"Pine River Capital Management is owned through a holding company by Brian Taylor. Its direct owner is Pine River Holdings L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pine River Capital Management get paid?","answer":"Pine River Capital Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}