{"url":"https://nivawealth.com/firms/pilotage-private-wealth-ag-169908","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169908","regulatoryAum":227628988,"crd":"169908","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5128378","suffix":null,"lastName":"ROUSSET","firstName":"YANN","middleName":null},{"crd":"6318996","suffix":null,"lastName":"RUTISHAUSER","firstName":"CLAUDIA","middleName":"REGINA"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-16","regulatoryAum":269824763,"clients":84,"employees":5,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":176802405,"clients":83,"employees":5,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":149792730,"clients":77,"employees":5,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":159710259,"clients":70,"employees":3,"offices":1},{"filedOn":"2025-03-10","regulatoryAum":175385204,"clients":78,"employees":4,"offices":1},{"filedOn":"2026-03-19","regulatoryAum":227628988,"clients":85,"employees":4,"offices":1}],"secFileNumber":"801-79148","legalName":"Pilotage Private Wealth Ag","displayName":"Pilotage Private Wealth AG","slug":"pilotage-private-wealth-ag-169908","website":"https://pilotage.group/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/1850236","founded":null,"organization":"corporation organized in Switzerland","fiscalYearEnd":"December","headquarters":{"street":"Tödistrasse 48","city":"Zurich","state":"","stateName":"","country":"Switzerland","postalCode":"8002"},"tradeNames":[],"registration":{"secApproved":"24 February 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1778382.0322580645,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":227628988,"discretionary":201528856,"discretionaryAccounts":95,"nonDiscretionary":26100132,"nonDiscretionaryAccounts":18,"wrapProgram":null,"nonUsClientsPct":34,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":48,"regulatoryAum":58373667},{"label":"High-net-worth individuals","clients":14,"regulatoryAum":51886019},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":6440847},{"label":"Insurance companies","clients":1,"fewerThan5":true,"regulatoryAum":5132265},{"label":"Corporations and other businesses","clients":13,"regulatoryAum":85139071},{"label":"Other","clients":7,"regulatoryAum":20657119}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Bank Julius Baer & Co. LTD.","shortName":"Bank Julius Baer & Co.","location":"Zurich","smaAssets":129939077},{"name":"Efg Bank Ag","shortName":"Efg Bank Ag","location":"Zurich","smaAssets":44389092},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"New York, NY","smaAssets":25028251}],"custodyNote":"Pilotage Private Wealth AG does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Yann Rousset","title":"Chief Executive Officer, Director","crd":"5128378"},{"name":"Arberia Kasapi","title":"Chief Operating Officer/Chief Compliance Officer","crd":"7860616"},{"name":"Steffen Mack","title":"Chief Investment Officer","crd":"7358693"}],"ownership":[{"label":"Yann Rousset","detail":"Chief executive officer, director in the 75% or more ownership band and a control person, since December 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"41435081717","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":62},{"label":"U.S. government/agency bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":6},{"label":"Cash and cash equivalents","percent":17},{"label":"Other","percent":10,"detail":"Metals Accounts (Gold, Silver, Platinum); Physical Gold"}],"privateFunds":0},"sources":{"adv1FilingDate":"19 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169908/PDF/169908.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pilotage Private Wealth AG have?","answer":"Pilotage Private Wealth AG has 85 clients and manages $228 million for them, as of March 2026. They include 48 individual clients, 14 high-net-worth individuals, and 13 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pilotage Private Wealth AG offer?","answer":"Pilotage Private Wealth AG provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pilotage Private Wealth AG use?","answer":"Pilotage Private Wealth AG’s separately managed account assets are held at Bank Julius Baer & Co. LTD. (Zurich), with $130M, Efg Bank Ag (Zurich), with $44.4M and Charles Schwab & Co., Inc. (New York, NY), with $25M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pilotage Private Wealth AG have?","answer":"Pilotage Private Wealth AG has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pilotage Private Wealth AG invest in?","answer":"At the end of its last fiscal year, Pilotage Private Wealth AG’s separately managed accounts held 62% exchange-traded equities, 17% cash and equivalents, 10% other, 6% registered funds (mutual funds, ETFs, BDCs) and 5% U.S. government and agency bonds. The 10% other category is described as: Metals Accounts (Gold, Silver, Platinum); Physical Gold.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pilotage Private Wealth AG?","answer":"Pilotage Private Wealth AG’s direct owner is Yann Rousset (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pilotage Private Wealth AG get paid?","answer":"Pilotage Private Wealth AG is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pilotage Private Wealth AG?","answer":"Pilotage Private Wealth AG’s main office is at Tödistrasse 48, Zurich, Switzerland 8002. Its phone number is 41435081717. Its website is pilotage.group.","source":"Form ADV Part 1A, Item 1.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}