{"url":"https://nivawealth.com/firms/pictet-asset-management-sa-140074","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/140074","regulatoryAum":330703687815,"crd":"140074","secFileNumber":"801-66760","legalName":"Pictet Asset Management Sa","displayName":"Pictet Asset Management Sa","website":null,"founded":null,"organization":"corporation organized in Switzerland","fiscalYearEnd":"December","headquarters":{"street":"60 Route Des Acacias","city":"Geneva","state":"","stateName":"","country":"Switzerland","postalCode":"1211 - 73"},"tradeNames":[],"registration":{"secApproved":"13 June 2006","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":549,"advisory":166,"brokerDealerReps":0,"insuranceAgents":0,"promoters":12},"aum":{"discretionary":330703333875,"discretionaryAccounts":578,"nonDiscretionary":353940,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":98,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":null,"regulatoryAum":8568499},{"label":"Banking or thrift institutions","clients":16,"regulatoryAum":1332641503},{"label":"Investment companies","clients":5,"regulatoryAum":171383194},{"label":"Pooled investment vehicles","clients":419,"regulatoryAum":284537243827},{"label":"Pension and profit-sharing plans","clients":74,"regulatoryAum":29495671965},{"label":"Charitable organizations","clients":19,"regulatoryAum":1299173634},{"label":"State or municipal government entities","clients":18,"regulatoryAum":11594707180},{"label":"Other investment advisers","clients":null,"regulatoryAum":353940},{"label":"Insurance companies","clients":8,"regulatoryAum":986102028},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":138085984},{"label":"Corporations and other businesses","clients":16,"regulatoryAum":946272983},{"label":"Other","clients":null,"regulatoryAum":193483078}],"fees":[],"feeNotes":[],"custodians":[{"name":"Banque Pictet & Cie S.A.","shortName":"Banque Pictet & Cie S.A.","location":"Geneva","smaAssets":14666780715},{"name":"UBS Switzerland Ag","shortName":"UBS Switzerland Ag","location":"Zurich","smaAssets":15196270035},{"name":"Bank of New York Mellon","shortName":"Bank of New York Mellon","location":"Bruxelles","smaAssets":7647874501}],"custodyNote":"Pictet Asset Management Sa does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sebastien Eisinger","title":"Chief Executive Officer, Head of Investments and Director","crd":"5413267"},{"name":"Raymond Sagayam","title":"Deputy Chief Executive Officer","crd":"6758823"},{"name":"Cedric Vermesse","title":"Chief Financial Officer","crd":"6464647"},{"name":"Karine Valtanen","title":"Chief Compliance Officer","crd":"7461478"},{"name":"Derick Bader","title":"Head of Marketing and Products","crd":"6464645"},{"name":"Malick BADJIE","title":"Global Co-Head of Sales","crd":"8293134"},{"name":"Xavier Barde","title":"Chairman of the Board of Directors","crd":"5813261"},{"name":"Mary Barton","title":"Chief Investment Officer - Fixed Income","crd":"7819805"},{"name":"Philippe De Weck","title":"Chief Investment Officer - Equities","crd":"4392198"},{"name":"Luca Di Patrizi","title":"Head of Sales Europe","crd":"6622438"},{"name":"Laurent Gaye","title":"Chief Technology and Operations Officer","crd":"8182563"},{"name":"Olivier Ginguene","title":"Chief Investment Officer - Multi Asset and Quantitative Investments","crd":"5101184"},{"name":"Suzanne Haury Von Siebenthal","title":"Director","crd":"7881480"},{"name":"Charles Jenkins","title":"Head of Human Resources","crd":"6464651"},{"name":"Elena Mendez Fraboulet","title":"Chief Investment Risk and Data Officer","crd":"7689122"},{"name":"Vincent Michelet","title":"Chief Risk Officer","crd":"8286742"},{"name":"Niall Quinn","title":"Global Co-Head of Sales","crd":"6559472"},{"name":"Nicolas Tschopp","title":"Chief Legal Officer","crd":"6760312"}],"ownership":[{"label":"Pictet Asset Management Holding Sa","detail":"Shareholder in the 75% or more ownership band and a control person, since September 2013."},{"label":"Pictet & Cie Group Sca","detail":"Indirect owner: a shareholder of Pictet Asset Management Holding Sa in the 75% or more band and a control person, since September 2013.","parent":"Pictet Asset Management Holding Sa"},{"label":"Pictet & Partners","detail":"Indirect owner: a shareholder of Pictet & Cie Group Sca in the 75% or more band and a control person, since September 2013.","parent":"Pictet & Cie Group Sca"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"41583233333","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":59},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Sovereign bonds","percent":3},{"label":"Investment grade corporate bonds","percent":7},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":29},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"25 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/140074/PDF/140074.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pictet Asset Management Sa have?","answer":"Pictet Asset Management Sa has 575 clients and manages $330.7 billion for them, as of June 2026. They include 419 pooled investment vehicles, 74 pension and profit-sharing plans and 19 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pictet Asset Management Sa offer?","answer":"Pictet Asset Management Sa provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pictet Asset Management Sa use?","answer":"Pictet Asset Management Sa’s separately managed account assets are held at UBS Switzerland Ag (Zurich), with $15,196,270,035, Banque Pictet & Cie S.A. (Geneva), with $14,666,780,715 and Bank of New York Mellon (Bruxelles), with $7,647,874,501. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pictet Asset Management Sa have?","answer":"Pictet Asset Management Sa has 0 investment adviser representatives registered with state securities authorities, out of 549 employees, and 166 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pictet Asset Management Sa invest in?","answer":"At the end of its last fiscal year, Pictet Asset Management Sa’s separately managed accounts held 59% exchange-traded equities, 29% pooled vehicles (private funds and similar), 7% investment grade corporate bonds, 3% sovereign bonds, 1% non-exchange-traded equities and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pictet Asset Management Sa?","answer":"Pictet Asset Management Sa is owned through a chain of holding companies by Pictet & Partners. Its direct owner is Pictet Asset Management Holding Sa (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pictet Asset Management Sa get paid?","answer":"Pictet Asset Management Sa is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}