{"url":"https://nivawealth.com/firms/pictet-asset-management-limited-105205","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105205","regulatoryAum":24402650973,"crd":"105205","secFileNumber":"801-15143","legalName":"Pictet Asset Management Limited","displayName":"Pictet Asset Management Limited","website":null,"founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"120 London Wall, Moor House - Level 11","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC2Y 5ET"},"tradeNames":[],"registration":{"secApproved":"17 April 1980","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":314,"advisory":85,"brokerDealerReps":0,"insuranceAgents":0,"promoters":11},"aum":{"discretionary":24402650973,"discretionaryAccounts":126,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":108003222,"nonUsClientsPct":99,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":160066939},{"label":"Investment companies","clients":1,"regulatoryAum":0},{"label":"Pooled investment vehicles","clients":114,"regulatoryAum":22658551589},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":1101084969},{"label":"State or municipal government entities","clients":null,"regulatoryAum":410760164},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":72187312}],"fees":[],"feeNotes":[],"custodians":[{"name":"Jpmorgan Chase Bank, N.A. London","shortName":"J.P. Morgan","location":"London","smaAssets":891381005},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":411212222},{"name":"Banque Pictet & Cie S.A.","shortName":"Banque Pictet & Cie S.A.","location":"Geneva","smaAssets":269193701}],"custodyNote":"Pictet Asset Management Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sebastien Eisinger","title":"Head of Investments, Co-Chief Executive Officer","crd":"5413267"},{"name":"Raymond Sagayam","title":"Chief Executive Officer and Chairman of the Board of Directors","crd":"6758823"},{"name":"Cedric Vermesse","title":"Chief Financial Officer","crd":"6464647"},{"name":"Robert Henderson","title":"Chief Compliance Officer","crd":"8134657"},{"name":"Derick Bader","title":"Head of Marketing and Products","crd":"6464645"},{"name":"Malick BADJIE","title":"Global Co-Head of Sales","crd":"8293134"},{"name":"Mary Barton","title":"Director and Chief Investment Officer - Fixed Income","crd":"7819805"},{"name":"Mickael Benhaim","title":"Director and Head of Fixed Income Investment Strategy and Solutions","crd":"8318643"},{"name":"Glen Cargill","title":"Director and Co-Head of Client Strategy","crd":"8318640"},{"name":"Philippe De Weck","title":"Chief Investment Officer Equities","crd":"4392198"},{"name":"Luca Di Patrizi","title":"Head of Sales Europe","crd":"6622438"},{"name":"Laurent Gaye","title":"Chief Technology and Operations Officer","crd":"8182563"},{"name":"Olivier Ginguene","title":"Chief Investment Officer Multi Asset and Quantitative Investments","crd":"5101184"},{"name":"Charles Jenkins","title":"Head of Human Resources","crd":"6464651"},{"name":"Elena Mendez Fraboulet","title":"Chief Investment Risk","crd":"7689122"},{"name":"Vincent Michelet","title":"Chief Risk Officer","crd":"8286742"},{"name":"Niall Quinn","title":"Director and Global Co-Head of Sales","crd":"6559472"},{"name":"Nicolas Tschopp","title":"Chief Legal Officer","crd":"6760312"}],"ownership":[{"label":"Pictet Asset Management Holding Sa","detail":"Shareholder in the 75% or more ownership band and a control person, since September 2013."},{"label":"Pictet & Partners","detail":"Indirect owner: a shareholder of Pictet & Cie Group Sca in the 75% or more band and a control person, since September 2013.","parent":"Pictet & Cie Group Sca"},{"label":"Pictet & Cie Group Sca","detail":"Indirect owner: a shareholder of Pictet Asset Management Holding Sa in the 75% or more band and a control person, since September 2013.","parent":"Pictet Asset Management Holding Sa"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442078475000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":5},{"label":"Sovereign bonds","percent":54},{"label":"Investment grade corporate bonds","percent":18},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"23 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105205/PDF/105205.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pictet Asset Management Limited have?","answer":"Pictet Asset Management Limited has 122 clients and manages $24.4 billion for them, as of July 2026. They include 114 pooled investment vehicles, 7 pension and profit-sharing plans and 1 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pictet Asset Management Limited offer?","answer":"Pictet Asset Management Limited provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pictet Asset Management Limited use?","answer":"Pictet Asset Management Limited’s separately managed account assets are held at Jpmorgan Chase Bank, N.A. London (London), with $891,381,005, The Northern Trust Company (Chicago, IL), with $411,212,222 and Banque Pictet & Cie S.A. (Geneva), with $269,193,701. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pictet Asset Management Limited have?","answer":"Pictet Asset Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 314 employees, and 85 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pictet Asset Management Limited invest in?","answer":"At the end of its last fiscal year, Pictet Asset Management Limited’s separately managed accounts held 54% sovereign bonds, 18% investment grade corporate bonds, 10% exchange-traded equities, 5% U.S. government and agency bonds, 5% cash and equivalents, 4% pooled vehicles (private funds and similar) and 2% high-yield corporate bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pictet Asset Management Limited?","answer":"Pictet Asset Management Limited is owned through a chain of holding companies by Pictet & Partners. Its direct owner is Pictet Asset Management Holding Sa (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pictet Asset Management Limited get paid?","answer":"Pictet Asset Management Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}