{"url":"https://nivawealth.com/firms/pgim-private-placement-investors-106442","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106442","regulatoryAum":24444402198,"crd":"106442","secFileNumber":"801-43479","legalName":"Pgim Private Placement Investors, L.P.","displayName":"Pgim Private Placement Investors","website":null,"linkedinUrl":"https://www.linkedin.com/company/pgim-private-capital/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"655 Broad Street, 17th Floor","city":"Newark","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07102"},"tradeNames":[],"registration":{"secApproved":"31 March 1993","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":290,"advisory":290,"brokerDealerReps":16,"insuranceAgents":1,"promoters":0},"aum":{"discretionary":24444402198,"discretionaryAccounts":40,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":31,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":396067123},{"label":"Insurance companies","clients":31,"regulatoryAum":22899774777},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":1148560298}],"fees":[],"feeNotes":[],"custodians":[{"name":"BNY Mellon","shortName":"BNY Mellon","location":"Jersey City, NJ","smaAssets":3532379048},{"name":"Jpmorgan Chase","shortName":"J.P. Morgan","location":"Brooklyn, NY","smaAssets":16921632735}],"custodyNote":"Pgim Private Placement Investors has custody of $396.1M for 33 clients.","otherCustodians":[],"leadership":[{"name":"Michael Campion","title":"Director & President","crd":"5109760"},{"name":"Matthew Fitzgerald","title":"Chief Compliance Officer","crd":"1850159"},{"name":"Mathew Douglass","title":"Director & Chairman","crd":"2516114"},{"name":"Armando Gamboa","title":"Chief Legal Officer","crd":"7089789"},{"name":"Joseph Hsu","title":"Controller","crd":"8058119"}],"ownership":[{"label":"Pgim, Inc.","detail":"Limited partner in the 75% or more ownership band and a control person, since November 2001."},{"label":"Pgim Holding Company, LLC","detail":"Indirect owner: a shareholder of Pgim, Inc. in the 75% or more band and a control person, since June 2000.","parent":"Pgim, Inc."},{"label":"Prudential Financial, Inc.","detail":"Indirect owner: a shareholder of Pgim Holding Company, LLC in the 75% or more band and a control person, since December 2001.","parent":"Pgim Holding Company, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":15,"privateResidences":0},"listedOfficeAddresses":8,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"2029 Century Park East","city":"Los Angeles"},{"street":"101 California Street","city":"San Francisco"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"1075 Peachtree Street","city":"Atlanta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"150 N. Riverside Plaza","city":"Chicago"}]},{"state":"Minnesota","offices":1,"addresses":[{"street":"60 South 6th ST.","city":"Minneapolis"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"655 Broad Street, 17th Floor","city":"Newark","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"375 9th Avenue","city":"New York"}]},{"state":"Texas","offices":1,"addresses":[{"street":"2200 Ross Avenue","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"973-367-2454","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":82},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":9,"detail":"Primarily Reflects Unfunded Commitments"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106442/PDF/106442.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pgim Private Placement Investors have?","answer":"Pgim Private Placement Investors has 33 clients and manages $24.4 billion for them, as of March 2026. They include 31 insurance companies, 1 pooled investment vehicles and 1 sovereign wealth funds and foreign official institutions.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pgim Private Placement Investors offer?","answer":"Pgim Private Placement Investors provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pgim Private Placement Investors use?","answer":"Pgim Private Placement Investors’ separately managed account assets are held at Jpmorgan Chase (Brooklyn, NY), with $16,921,632,735 and BNY Mellon (Jersey City, NJ), with $3,532,379,048. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pgim Private Placement Investors have?","answer":"Pgim Private Placement Investors has 0 investment adviser representatives registered with state securities authorities, out of 290 employees, and 290 perform investment advisory functions. 16 are registered representatives of a broker-dealer and 1 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pgim Private Placement Investors invest in?","answer":"At the end of its last fiscal year, Pgim Private Placement Investors’ separately managed accounts held 82% investment grade corporate bonds, 9% primarily reflects unfunded commitments, 5% high-yield corporate bonds, 3% cash and equivalents and 1% U.S. government and agency bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pgim Private Placement Investors?","answer":"Pgim Private Placement Investors is owned through a chain of holding companies by Prudential Financial, Inc. Its direct owner is Pgim, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pgim Private Placement Investors get paid?","answer":"Pgim Private Placement Investors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}