{"url":"https://nivawealth.com/firms/pf-advisors-277156","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/277156","regulatoryAum":238367520,"crd":"277156","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5414013","suffix":null,"lastName":"FRALEY","firstName":"PHILIP","middleName":"GEORGE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-01","regulatoryAum":247089334,"clients":1,"employees":1,"offices":2},{"filedOn":"2022-03-03","regulatoryAum":243879441,"clients":1,"employees":1,"offices":2},{"filedOn":"2023-03-27","regulatoryAum":239873573,"clients":1,"employees":1,"offices":2},{"filedOn":"2024-03-22","regulatoryAum":240313023,"clients":1,"employees":1,"offices":2},{"filedOn":"2025-03-12","regulatoryAum":238353979,"clients":1,"employees":1,"offices":2},{"filedOn":"2026-03-11","regulatoryAum":238367520,"clients":1,"employees":1,"offices":2}],"secFileNumber":"801-112817","legalName":"PF Advisors, LLC","displayName":"PF Advisors","slug":"pf-advisors-277156","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"225 Wilmington-West Chester Pike, Suite 200","city":"Chadds Ford","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19317"},"tradeNames":[],"registration":{"secApproved":"12 April 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":238367520,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":238367520,"nonDiscretionaryAccounts":8,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"High-net-worth individuals","clients":1,"fewerThan5":true,"regulatoryAum":238367520}],"feePrograms":[{"role":"main","program":"Investment Management Fee Structure","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017291","versionId":1017291,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-11","documentName":"PF ADVISORS ADV 2AB","fee_rate_low":0.75,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:15:53.568412+00:00","documents":[{"name":"PF ADVISORS ADV 2AB","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017291","versionId":1017291,"submittedOn":"2026-03-11"}]},"custodians":[],"custodyNote":"PF Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Philip Fraley","title":"President & CCO","crd":"5414013"}],"ownership":[{"label":"Philip Fraley","detail":"President & cco in the 75% or more ownership band and a control person, since June 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":2,"addresses":[{"street":"225 Wilmington-West Chester Pike, Suite 200","city":"Chadds Ford","headquarters":true},{"street":"225 Wilmington-West Chester Pike","city":"Chadds Ford"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-470-4028","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"Private Placements"}],"privateFunds":0},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/277156/PDF/277156.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017291","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does PF Advisors have?","answer":"PF Advisors has 1 client and manages $238 million for them, as of March 2026. They include 1 high-net-worth individual.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does PF Advisors offer?","answer":"PF Advisors provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does PF Advisors charge?","answer":"PF Advisors charges 0.75%–1.00% a year for its Investment Management Fee Structure. The fee is billed in arrears and is negotiable.","source":"PF ADVISORS ADV 2AB, filed 11 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does PF Advisors have?","answer":"PF Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does PF Advisors invest in?","answer":"At the end of its last fiscal year, PF Advisors’ separately managed accounts held 100% other. The 100% other category is described as: Private Placements.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns PF Advisors?","answer":"PF Advisors’ direct owner is Philip Fraley (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does PF Advisors get paid?","answer":"PF Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact PF Advisors?","answer":"PF Advisors’ main office is at 225 Wilmington-West Chester Pike, Suite 200, Chadds Ford, PA 19317. Its phone number is 610-470-4028.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}