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They include 411 individual clients, 257 high-net-worth individuals, and 22 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pettinga Financial Advisors offer?","answer":"Pettinga Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Pettinga Financial Advisors charge?","answer":"Pettinga Financial Advisors charges 0.40%–1.00% for its Investment management service fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"PETTINGA FINANCIAL ADVISORS, LLC - FORM ADV PART 2A - MARCH 30, 2026, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Pettinga Financial Advisors use?","answer":"Pettinga Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $987M and National Financial Services LLC (Boston, MA), with $144M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pettinga Financial Advisors have?","answer":"Pettinga Financial Advisors has 7 investment adviser representatives registered with state securities authorities, out of 11 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pettinga Financial Advisors invest in?","answer":"At the end of its last fiscal year, Pettinga Financial Advisors’ separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 6% U.S. government and agency bonds, 3% state and local bonds, 3% pooled vehicles (private funds and similar), 3% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pettinga Financial Advisors?","answer":"Pettinga Financial Advisors is owned through a chain of holding companies by Ferdinand FFP Parent, Inc., CD&R Ferdinand Co-Investor, L.P. and Clayton, Dubilier & Rice Fund Xii, L.P. Its direct owners are Focus Operating, LLC (75% or more) and Focus Financial Partners Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pettinga Financial Advisors get paid?","answer":"Pettinga Financial Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Pettinga Financial Advisors registered with the SEC?","answer":"Yes, Pettinga Financial Advisors has been registered with the SEC as an investment adviser since 11 February 2011. 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