{"url":"https://nivawealth.com/firms/perspective-wealth-advisors-332574","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332574","regulatoryAum":158037995,"crd":"332574","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6338704","suffix":null,"lastName":"Gasper","firstName":"Zachary","middleName":"Adam"},{"crd":"7292844","suffix":null,"lastName":"HENSEN","firstName":"TYLER","middleName":"RYAN"},{"crd":"8242701","suffix":null,"lastName":"Samsel","firstName":"Jaxon","middleName":"Todd"},{"crd":"6313922","suffix":"JR","lastName":"WEIGANDT","firstName":"STEVEN","middleName":"JACOB"},{"crd":"7748066","suffix":null,"lastName":"Weisel","firstName":"Josh","middleName":"William"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-31","regulatoryAum":113069712,"clients":286,"employees":6,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":158037995,"clients":177,"employees":7,"offices":1}],"secFileNumber":"801-131075","legalName":"Perspective 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They include 123 individual clients, 53 high-net-worth individuals and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Perspective Wealth Advisors offer?","answer":"Perspective Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Perspective Wealth Advisors charge?","answer":"Perspective Wealth Advisors charges up to 2.00% a year for its Investment management fee. The fee is billed in arrears and is negotiable.","source":"2A BROCHURE, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Perspective Wealth Advisors use?","answer":"Perspective Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $153M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Perspective Wealth Advisors have?","answer":"Perspective Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Perspective Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Perspective Wealth Advisors’ separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Perspective Wealth Advisors?","answer":"Perspective Wealth Advisors’ direct owner is Steven Weigandt (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Perspective Wealth Advisors get paid?","answer":"Perspective Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Perspective Wealth Advisors registered with the SEC?","answer":"Yes, Perspective Wealth Advisors has been registered with the SEC as an investment adviser since 9 September 2024. Its CRD number is 332574 and its SEC file number is 801-131075.","source":"Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Perspective Wealth Advisors?","answer":"Perspective Wealth Advisors’ main office is at 1615 Foxtrail Drive, Suite 260, Loveland, CO 80538. Its phone number is 970-732-7975. Its website is mypwa.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/perspective-wealth-advisors-332574/holdings","form":"13F-HR","periodOfReport":"2026-03-31","filedOn":"2026-05-08","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2080427/000198615226000074/0001986152-26-000074-index.html","totalValue":154181278,"positionCount":55,"top10Share":0.5715751493511424,"top10":[{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":22490708,"shares":34583,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"HDG MSCI EAFE","cusip":"46434V803","value":11126083,"shares":261821,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P MCP ETF","cusip":"464287507","value":8625674,"shares":127731,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}