{"url":"https://nivawealth.com/firms/persimmon-capital-management-334563","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334563","regulatoryAum":368469044,"crd":"334563","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2635807","suffix":null,"lastName":"ARMSTRONG","firstName":"AMY","middleName":"BETH"},{"crd":"1186796","suffix":null,"lastName":"HORN","firstName":"GREGORY","middleName":"SCOTT"},{"crd":"6417986","suffix":null,"lastName":"LERMITTE","firstName":"JAMES","middleName":"TODD"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-23","regulatoryAum":0,"clients":1,"employees":3,"offices":1},{"filedOn":"2026-03-06","regulatoryAum":368469044,"clients":86,"employees":3,"offices":1}],"secFileNumber":"801-131898","legalName":"Persimmon Capital Management, LP","displayName":"Persimmon Capital Management","slug":"persimmon-capital-management-334563","website":"https://persimmoncapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/334563/9f7ce77e034e1f1d-r1.webp","tone":"light","width":897,"height":200,"sourceUrl":"https://www.persimmoncapital.com/","sourceLabel":"Persimmon Capital Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/persimmon-capital-management-l.p/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"1777 Sentry Parkway West, Veva 14, Suite 102","city":"Blue Bell","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19422"},"tradeNames":[],"registration":{"secApproved":"4 February 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3394823.1764705884,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":368469044,"discretionary":368469044,"discretionaryAccounts":616,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":49,"regulatoryAum":18848062},{"label":"High-net-worth individuals","clients":36,"regulatoryAum":269711908},{"label":"Investment companies","clients":1,"regulatoryAum":46459955},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":24473414},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":8975705}],"feePrograms":[{"role":"main","program":"Wealth management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015631","versionId":1015631,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-06","documentName":"FORM ADV PART 2","fee_rate_low":0.3,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:56:31.264089+00:00","documents":[{"name":"FORM ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015631","versionId":1015631,"submittedOn":"2026-03-06"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Orlando, FL","smaAssets":146929667},{"name":"Pershing Advisor Solutions LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":209141627}],"custodyNote":"Persimmon Capital Management has custody of $30M for 35 clients.","otherCustodians":[],"leadership":[{"name":"Gregory Horn","title":"President, Chief Compliance Officer, Managing Partner & Sole Limited Partner","crd":"1186796"},{"name":"Amy Armstrong","title":"Partner, Director of Client Operations","crd":"2635807"},{"name":"James Lermitte","title":"Partner, Senior Wealth Advisor","crd":"6417986"}],"ownership":[{"label":"Gregory Horn","detail":"President, chief compliance officer, managing partner & sole limited partner in the 75% or more ownership band and a control person, since December 1998. Also a general partner of Persimmon Partners, LTD in the 75% or more band and a control person, since December 1998."},{"label":"James Lermitte","detail":"Partner, senior wealth advisor in the 10% to 25% ownership band and a control person, since June 2025."},{"label":"Amy Armstrong","detail":"Partner, director of client operations in the 10% to 25% ownership band and a control person, since June 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1777 Sentry Parkway West, Veva 14, Suite 102","city":"Blue Bell","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"484-572-0500","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":60},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":10},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334563/PDF/334563.pdf","brochureDate":"6 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015631","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Persimmon Capital Management have?","answer":"Persimmon Capital Management has 86 clients and manages $368 million for them, as of March 2026. They include 49 individual clients, 36 high-net-worth individuals and 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Persimmon Capital Management offer?","answer":"Persimmon Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Persimmon Capital Management charge?","answer":"Persimmon Capital Management charges 0.30%–1.00% a year for its Wealth management services. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2, filed 6 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Persimmon Capital Management use?","answer":"Persimmon Capital Management’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $209M and Charles Schwab & Co., Inc. (Orlando, FL), with $147M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Persimmon Capital Management have?","answer":"Persimmon Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Persimmon Capital Management invest in?","answer":"At the end of its last fiscal year, Persimmon Capital Management’s separately managed accounts held 60% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 10% state and local bonds, 3% pooled vehicles (private funds and similar), 3% cash and equivalents, 2% U.S. government and agency bonds and 2% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Persimmon Capital Management?","answer":"Persimmon Capital Management’s direct owners are Gregory Horn (75% or more), James Lermitte (10% to 25%) and Amy Armstrong (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Persimmon Capital Management get paid?","answer":"Persimmon Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Persimmon Capital Management?","answer":"Persimmon Capital Management’s main office is at 1777 Sentry Parkway West, Veva 14, Suite 102, Blue Bell, PA 19422. Its phone number is 484-572-0500. Its website is persimmoncapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}