{"url":"https://nivawealth.com/firms/periope-lc-144256","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/144256","regulatoryAum":177241870,"crd":"144256","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3089980","suffix":null,"lastName":"GUBLER","firstName":"CLAUDE","middleName":"JON"},{"crd":"7427284","suffix":null,"lastName":"GUBLER","firstName":"HUNTER","middleName":"J"},{"crd":"8040430","suffix":null,"lastName":"Horton","firstName":"Clayton","middleName":"Leon"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-04-17","regulatoryAum":124920593,"clients":404,"employees":2,"offices":1},{"filedOn":"2025-05-02","regulatoryAum":151987565,"clients":440,"employees":2,"offices":1},{"filedOn":"2026-02-27","regulatoryAum":177241870,"clients":628,"employees":3,"offices":1}],"secFileNumber":"801-130296","legalName":"Periope, LC","displayName":"Periope, LC","slug":"periope-lc-144256","website":"https://periope.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/144256/528c53615b6febe8-r1.webp","tone":"light","width":415,"height":200,"sourceUrl":"https://www.periope.com","sourceLabel":"Periope, LC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"162 North 400 East, BLDG. A, Suite 201","city":"St. George","state":"UT","stateName":"Utah","country":"United States","postalCode":"84770"},"tradeNames":[],"registration":{"secApproved":"16 May 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":282232.2770700637,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":177241870,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":177241870,"nonDiscretionaryAccounts":725,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":508,"regulatoryAum":53116469},{"label":"High-net-worth individuals","clients":120,"regulatoryAum":124125401}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012683","versionId":1012683,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-27","documentName":"PERIOPE, LC ADV BROCHURE","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Pension Consulting","summary":"Pension consulting uses the same annual asset schedule, from 1.00% down to 0.25%, is negotiable and is billed monthly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012683","versionId":1012683,"submittedOn":"2026-02-27","documentName":"PERIOPE, LC ADV BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:35:42.870546+00:00","documents":[{"name":"PERIOPE, LC ADV BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012683","versionId":1012683,"submittedOn":"2026-02-27"}]},"custodians":[{"name":"SEI Investments Company","shortName":"SEI Investments","location":"Oaks, PA","smaAssets":177241870}],"custodyNote":"Periope, LC does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Hunter Gubler","title":"Chief Compliance Officer","crd":"7427284"},{"name":"Claude Gubler","title":"Managing Member","crd":"3089980"}],"ownership":[{"label":"Claude Gubler","detail":"Managing member in the 75% or more ownership band and a control person, since January 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"162 North 400 East, BLDG. A, Suite 201","city":"St. George","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"435-634-9008","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. state and local bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":82},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"27 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/144256/PDF/144256.pdf","brochureDate":"27 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012683","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Periope, LC have?","answer":"Periope, LC has 628 clients and manages $177 million for them, as of February 2026. They include 508 individual clients and 120 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Periope, LC offer?","answer":"Periope, LC provides portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Periope, LC charge?","answer":"Periope, LC charges 0.25%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.","source":"PERIOPE, LC ADV BROCHURE, filed 27 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Periope, LC use?","answer":"Periope, LC’s separately managed account assets are held at SEI Investments Company (Oaks, PA), with $177M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Periope, LC have?","answer":"Periope, LC has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Periope, LC invest in?","answer":"At the end of its last fiscal year, Periope, LC’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 6% exchange-traded equities and 3% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Periope, LC?","answer":"Periope, LC’s direct owner is Claude Gubler (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Periope, LC get paid?","answer":"Periope, LC is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Periope, LC?","answer":"Periope, LC’s main office is at 162 North 400 East, BLDG. A, Suite 201, St. George, UT 84770. Its phone number is 435-634-9008. Its website is periope.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}