{"url":"https://nivawealth.com/firms/perini-capital-158540","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158540","regulatoryAum":287036522,"crd":"158540","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7390081","suffix":null,"lastName":"Borlenghi","firstName":"Alexander","middleName":null},{"crd":"2951310","suffix":"MR.","lastName":"CIKLIN","firstName":"MICHAEL","middleName":"EISSEY"},{"crd":"5509940","suffix":null,"lastName":"PERINI","firstName":"MICHAEL","middleName":"DESMOND"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-08","regulatoryAum":152110431,"clients":70,"employees":5,"offices":3},{"filedOn":"2022-06-06","regulatoryAum":158905836,"clients":73,"employees":7,"offices":3},{"filedOn":"2023-05-05","regulatoryAum":102450490,"clients":69,"employees":6,"offices":4},{"filedOn":"2024-07-17","regulatoryAum":160996876,"clients":46,"employees":6,"offices":3},{"filedOn":"2025-03-28","regulatoryAum":217390327,"clients":55,"employees":7,"offices":2},{"filedOn":"2026-04-14","regulatoryAum":287036522,"clients":71,"employees":5,"offices":1}],"secFileNumber":"801-120968","legalName":"Perini Capital, LLC","displayName":"Perini Capital","slug":"perini-capital-158540","website":"https://perinicapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/158540/bbad4ecbe8cbe756-r1.webp","tone":"light","width":960,"height":200,"sourceUrl":"https://perinicapital.com/","sourceLabel":"Perini Capital, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/perinicapitalllc/about/","founded":null,"organization":"New Mexico limited liability company","fiscalYearEnd":"December","headquarters":{"street":"910 West Pierce Street, Suite 225","city":"Carlsbad","state":"NM","stateName":"New Mexico","country":"United States","postalCode":"88220"},"tradeNames":[],"registration":{"secApproved":"26 April 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1482799.890625,"staff":{"employees":5,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":287036522,"discretionary":164076541,"discretionaryAccounts":68,"nonDiscretionary":122959981,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":14,"regulatoryAum":1572765},{"label":"High-net-worth individuals","clients":50,"regulatoryAum":93326428},{"label":"Investment companies","clients":1,"regulatoryAum":47070000},{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":145067329}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"US Bank","shortName":"US Bank","location":"Minneapolis, MN","smaAssets":94899193}],"custodyNote":"Perini Capital has custody of $22.1M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Michael Perini","title":"President and Chief Executive Officer | Managing Member","crd":"5509940"},{"name":"Caleb Chambers","title":"Chief Compliance Officer","crd":"7061285"}],"ownership":[{"label":"Michael Perini","detail":"President and chief executive officer | managing member in the 75% or more ownership band and a control person, since June 2011."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Mexico","offices":1,"addresses":[{"street":"910 West Pierce Street, Suite 225","city":"Carlsbad","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"575-725-1978","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":2},{"label":"Non-investment grade corporate bonds","percent":80},{"label":"Cash and cash equivalents","percent":15}],"privateFunds":6},"sources":{"adv1FilingDate":"14 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158540/PDF/158540.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Perini Capital have?","answer":"Perini Capital has 71 clients and manages $287 million for them, as of April 2026. They include 50 high-net-worth individuals, 14 individual clients and 6 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Perini Capital offer?","answer":"Perini Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Perini Capital use?","answer":"Perini Capital’s separately managed account assets are held at US Bank (Minneapolis, MN), with $94.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Perini Capital have?","answer":"Perini Capital has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Perini Capital invest in?","answer":"At the end of its last fiscal year, Perini Capital’s separately managed accounts held 80% high-yield corporate bonds, 15% cash and equivalents, 3% exchange-traded equities and 2% U.S. government and agency bonds. It advises 6 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Perini Capital?","answer":"Perini Capital’s direct owner is Michael Perini (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Perini Capital get paid?","answer":"Perini Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Perini Capital?","answer":"Perini Capital’s main office is at 910 West Pierce Street, Suite 225, Carlsbad, NM 88220. Its phone number is 575-725-1978. Its website is perinicapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}