{"url":"https://nivawealth.com/firms/peregrine-investment-advisors-153081","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/153081","regulatoryAum":368442604,"crd":"153081","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1552494","suffix":null,"lastName":"ANTHONY","firstName":"KEVIN","middleName":"JAMES"},{"crd":"7213382","suffix":"Jr.","lastName":"Anthony","firstName":"Kevin","middleName":"James"},{"crd":"5759998","suffix":"JR.","lastName":"KNOX","firstName":"JOHN","middleName":"O'DONNELL"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-29","regulatoryAum":307733682,"clients":78,"employees":4,"offices":2},{"filedOn":"2022-03-21","regulatoryAum":352344446,"clients":79,"employees":4,"offices":2},{"filedOn":"2023-02-19","regulatoryAum":292000959,"clients":87,"employees":4,"offices":2},{"filedOn":"2024-03-01","regulatoryAum":332932154,"clients":87,"employees":4,"offices":2},{"filedOn":"2025-02-10","regulatoryAum":343597882,"clients":88,"employees":4,"offices":2},{"filedOn":"2026-02-03","regulatoryAum":368442604,"clients":86,"employees":4,"offices":2}],"secFileNumber":"801-71179","legalName":"Peregrine Investment Advisors, LLC","displayName":"Peregrine Investment Advisors","slug":"peregrine-investment-advisors-153081","website":"https://peregrineinvest.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/153081/85d048d6ffa66522-r1.webp","tone":"light","width":790,"height":200,"sourceUrl":"https://www.peregrineinvest.com","sourceLabel":"Peregrine Investment Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2010","organization":"Mississippi limited liability company","fiscalYearEnd":"December","headquarters":{"street":"801 Baptist Drive, Suite 200","city":"Madison","state":"MS","stateName":"Mississippi","country":"United States","postalCode":"39110"},"tradeNames":[],"registration":{"secApproved":"8 March 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Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":366933736}],"custodyNote":"Peregrine Investment Advisors has custody of $1.43M in client assets for 2 clients.","otherCustodians":[],"leadership":[{"name":"Kevin Anthony","title":"Chief Compliance Officer","crd":"1552494"}],"ownership":[{"label":"Magnolia Capital Management, Inc.","detail":"Managing member in the 50% to 75% ownership band and a control person, since February 2010."},{"label":"MHJ III, Inc.","detail":"Managing member in the 50% to 75% ownership band and a control person, since February 2010."},{"label":"Kevin Anthony","detail":"Indirect owner: a president of Magnolia Capital Management, Inc. in the 75% or more band and a control person, since April 2005.","parent":"Magnolia Capital Management, Inc."},{"label":"John Knox","detail":"Indirect owner: a president of MHJ III, Inc. in the 75% or more band and a control person, since February 2010.","parent":"MHJ III, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"North Parkway Square","city":"Atlanta"}]},{"state":"Mississippi","offices":1,"addresses":[{"street":"801 Baptist Drive, Suite 200","city":"Madison","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"769-216-3232","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"3 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/153081/PDF/153081.pdf","brochureDate":"1 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005512","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Peregrine Investment Advisors have?","answer":"Peregrine Investment Advisors has 86 clients and manages $368 million for them, as of February 2026. They include 49 high-net-worth individuals and 37 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Peregrine Investment Advisors offer?","answer":"Peregrine Investment Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Peregrine Investment Advisors charge?","answer":"Peregrine Investment Advisors charges 0.50%–1.00% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"ADV PART 2A, filed 1 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Peregrine Investment Advisors use?","answer":"Peregrine Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $367M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Peregrine Investment Advisors have?","answer":"Peregrine Investment Advisors has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Peregrine Investment Advisors invest in?","answer":"At the end of its last fiscal year, Peregrine Investment Advisors’ separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Peregrine Investment Advisors?","answer":"Peregrine Investment Advisors is owned through holding companies by Kevin Anthony and John Knox. Its direct owners are Magnolia Capital Management, Inc. (50% to 75%) and MHJ III, Inc. (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Peregrine Investment Advisors get paid?","answer":"Peregrine Investment Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Peregrine Investment Advisors?","answer":"Peregrine Investment Advisors’ main office is at 801 Baptist Drive, Suite 200, Madison, MS 39110. Its phone number is 769-216-3232. Its website is peregrineinvest.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}