{"url":"https://nivawealth.com/firms/pento-portfolio-strategies-159217","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159217","regulatoryAum":237261430,"crd":"159217","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6202329","suffix":null,"lastName":"COLEMAN","firstName":"JUSTINE","middleName":"C"},{"crd":"2444402","suffix":null,"lastName":"PENTO","firstName":"MICHAEL","middleName":"GERARD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-22","regulatoryAum":112688891,"clients":285,"employees":3,"offices":1},{"filedOn":"2022-05-19","regulatoryAum":202185856,"clients":472,"employees":3,"offices":1},{"filedOn":"2023-02-14","regulatoryAum":206554289,"clients":611,"employees":3,"offices":1},{"filedOn":"2024-02-15","regulatoryAum":198861827,"clients":688,"employees":3,"offices":1},{"filedOn":"2025-02-13","regulatoryAum":210466543,"clients":687,"employees":3,"offices":1},{"filedOn":"2026-05-01","regulatoryAum":237261430,"clients":874,"employees":3,"offices":1}],"acquisitions":[{"date":"2021-06-03","datePrecision":"day","name":"DST 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They include 766 high-net-worth individuals and 108 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pento Portfolio Strategies offer?","answer":"Pento Portfolio Strategies provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pento Portfolio Strategies use?","answer":"Pento Portfolio Strategies’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $237M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pento Portfolio Strategies have?","answer":"Pento Portfolio Strategies has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pento Portfolio Strategies invest in?","answer":"At the end of its last fiscal year, Pento Portfolio Strategies’ separately managed accounts held 90% exchange-traded equities and 10% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pento Portfolio Strategies?","answer":"Pento Portfolio Strategies’ direct owner is Michael Pento (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pento Portfolio Strategies get paid?","answer":"Pento Portfolio Strategies is paid through a percentage of assets under management, subscription fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pento Portfolio Strategies?","answer":"Pento Portfolio Strategies’ main office is at 999 Vanderbilt Beach RD, Suite 200, Naples, FL 34108. Its phone number is 732-772-9500. Its website is pentoport.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}