{"url":"https://nivawealth.com/firms/pennymac-capital-management-147101","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147101","regulatoryAum":21346882000,"crd":"147101","secFileNumber":"801-69113","legalName":"Pennymac Capital Management, LLC","displayName":"Pennymac Capital Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3043 Townsgate Road","city":"Westlake Village","state":"CA","stateName":"California","country":"United States","postalCode":"91361-3027"},"tradeNames":[],"registration":{"secApproved":"6 May 2008","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":44,"advisory":37,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":21346882000,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":21346882000}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Pennymac Capital Management has custody of $21.35B for 1 clients.","otherCustodians":[],"leadership":[{"name":"David Spector","title":"Chairman and Chief Executive Officer","crd":"1877796"},{"name":"Doug Jones","title":"President and Chief Mortgage Banking Officer","crd":"7352696"},{"name":"Daniel Perotti","title":"Senior Managing Director and Chief Financial Officer","crd":"7345863"},{"name":"Derrick Zandpour","title":"Chief Compliance Officer","crd":"7153115"},{"name":"Marshall Sebring","title":"Senior Managing Director and Chief Investment Officer","crd":"8171083"},{"name":"Derek Stark","title":"Senior Managing Director, Chief Legal Officer and Secretary","crd":"6464955"}],"ownership":[{"label":"Private National Mortgage Acceptance Company, LLC","detail":"Parent company in the 75% or more ownership band and a control person, since March 2008."},{"label":"Pennymac Financial Services, Inc.","detail":"Indirect owner: a member of Private National Mortgage Acceptance Company, LLC in the 50% to 75% band and a control person, since November 2013. Also a shareholder of Pnmac Holdings, Inc. in the 75% or more band and a control person, since November 2018.","parent":"Private National Mortgage Acceptance Company, LLC"},{"label":"Pnmac Holdings, Inc.","detail":"Indirect owner: a member of Private National Mortgage Acceptance Company, LLC in the 25% to 50% band and a control person, since November 2018.","parent":"Private National Mortgage Acceptance Company, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3043 Townsgate Road","city":"Westlake Village","headquarters":true}]},{"state":"Nevada","offices":1,"addresses":[{"street":"10845 Griffith Peak Drive","city":"Las Vegas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"805-849-3193","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"17 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/147101/PDF/147101.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pennymac Capital Management have?","answer":"Pennymac Capital Management has 1 clients and manages $21.3 billion for them, as of February 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pennymac Capital Management offer?","answer":"Pennymac Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Pennymac Capital Management have?","answer":"Pennymac Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 44 employees, and 37 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pennymac Capital Management?","answer":"Pennymac Capital Management is owned through a holding company by Pennymac Financial Services, Inc. and Pnmac Holdings, Inc. Its direct owner is Private National Mortgage Acceptance Company, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pennymac Capital Management get paid?","answer":"Pennymac Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}