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They include 102 high-net-worth individuals and 10 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pennington Partners & Co. offer?","answer":"Pennington Partners & Co. provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Pennington Partners & Co. charge?","answer":"Pennington Partners & Co. charges up to 1.50% a year for its Investment Advisory Services Fees. The fee is negotiable and has a $100,000 annual minimum.","source":"PENNINGTON PARTNERS ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Pennington Partners & Co. use?","answer":"Pennington Partners & Co.’s separately managed account assets are held at Fidelity Investments (Boston, MA), with $440M and Charles Schwab & Co., Inc. (Westlake, TX), with $295M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pennington Partners & Co. have?","answer":"Pennington Partners & Co. has 0 investment adviser representatives registered with state securities authorities, out of 36 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pennington Partners & Co. invest in?","answer":"At the end of its last fiscal year, Pennington Partners & Co.’s separately managed accounts held 100% other. The 100% other category is described as: Pennington Actively Advises One Family on Their Privately Held Interests in A Series of Companies. It advises 10 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pennington Partners & Co.?","answer":"Pennington Partners & Co.’s direct owners are Brian Gaister (50% to 75%) and Rodd Macklin (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pennington Partners & Co. get paid?","answer":"Pennington Partners & Co. is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Pennington Partners & Co. registered with the SEC?","answer":"Yes, Pennington Partners & Co. has been registered with the SEC as an investment adviser since 28 January 2016. Its CRD number is 282688 and its SEC file number is 801-107210.","source":"Form ADV Part 1A, Item 1, filed 6 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Pennington Partners & Co.?","answer":"Pennington Partners & Co.’s main office is at 7500 Old Georgetown Road, Suite 705, Bethesda, MD 20814. Its phone number is 202-370-6435. 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