{"url":"https://nivawealth.com/firms/peirce-park-group-118655","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/118655","regulatoryAum":315729132,"crd":"118655","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4410962","suffix":null,"lastName":"MARTIN","firstName":"LEE","middleName":"HAMILTON"},{"crd":"3109538","suffix":null,"lastName":"WILSON","firstName":"SARAH","middleName":"E"},{"crd":"6245272","suffix":null,"lastName":"WING","firstName":"PATRICK","middleName":"WILLIAM"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":1515818798,"clients":41,"employees":8,"offices":2},{"filedOn":"2022-03-25","regulatoryAum":1902074074,"clients":42,"employees":6,"offices":2},{"filedOn":"2023-03-24","regulatoryAum":838467105,"clients":18,"employees":6,"offices":2},{"filedOn":"2024-03-27","regulatoryAum":410559528,"clients":12,"employees":6,"offices":2},{"filedOn":"2025-03-26","regulatoryAum":468041527,"clients":12,"employees":6,"offices":2},{"filedOn":"2026-05-15","regulatoryAum":315729132,"clients":5,"employees":6,"offices":2}],"secFileNumber":"801-71334","legalName":"Peirce Park Group Inc.","displayName":"Peirce Park Group","slug":"peirce-park-group-118655","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_consultant","typeLabel":"Consultant","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"600 Willowbrook Lane, Suite 610","city":"West Chester","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19382"},"tradeNames":[],"registration":{"secApproved":"16 April 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":315729132,"discretionary":312698113,"discretionaryAccounts":4,"nonDiscretionary":3031019,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"High-net-worth individuals","clients":1,"fewerThan5":true,"regulatoryAum":3031019},{"label":"State or municipal government entities","clients":4,"fewerThan5":true,"regulatoryAum":312698113}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Wilmington Trust Investment Management, LLC","shortName":"Wilmington Trust Investment Management","location":"Wilmington, DE","smaAssets":272623325},{"name":"U.S. Bancorp Asset Management","shortName":"U.S. Bancorp Asset Management","location":"Minneapolis, MN","smaAssets":40074787}],"custodyNote":"Peirce Park Group has custody of $316M in client assets for 5 clients.","otherCustodians":[],"leadership":[{"name":"Brian Wrubel","title":"Chief Executive Officer","crd":"1912479"},{"name":"Linsey Payne","title":"Chief Compliance Officer / Partner","crd":"7424047"}],"ownership":[{"label":"Marquette Associates, Inc.","detail":"Owner in the 75% or more ownership band and a control person, since January 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"180 N Lasalle Street","city":"Chicago"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"600 Willowbrook Lane, Suite 610","city":"West Chester","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-719-0300","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":71},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":17},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":10,"detail":"Separate Accounts Managed by Third Party Managers"}],"privateFunds":0},"sources":{"adv1FilingDate":"15 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/118655/PDF/118655.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Peirce Park Group have?","answer":"Peirce Park Group has 5 clients and manages $316 million for them, as of May 2026. They include 4 state or municipal government entities and 1 high-net-worth individual.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Peirce Park Group offer?","answer":"Peirce Park Group provides portfolio management for individuals and small businesses, pension consulting, selecting other managers, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Peirce Park Group use?","answer":"Peirce Park Group’s separately managed account assets are held at Wilmington Trust Investment Management, LLC (Wilmington, DE), with $273M and U.S. Bancorp Asset Management (Minneapolis, MN), with $40.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Peirce Park Group have?","answer":"Peirce Park Group has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Peirce Park Group invest in?","answer":"At the end of its last fiscal year, Peirce Park Group’s separately managed accounts held 71% registered funds (mutual funds, ETFs, BDCs), 17% pooled vehicles (private funds and similar), 10% other and 2% cash and equivalents. The 10% other category is described as: Separate Accounts Managed by Third Party Managers.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Peirce Park Group?","answer":"Peirce Park Group’s direct owner is Marquette Associates, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Peirce Park Group get paid?","answer":"Peirce Park Group is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Peirce Park Group?","answer":"Peirce Park Group’s main office is at 600 Willowbrook Lane, Suite 610, West Chester, PA 19382. Its phone number is 610-719-0300.","source":"Form ADV Part 1A, Item 1.F, filed 15 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}