{"url":"https://nivawealth.com/firms/peirce-capital-management-142654","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142654","regulatoryAum":534142874,"crd":"142654","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6323927","suffix":"JR.","lastName":"BINGHAM","firstName":"DANIEL","middleName":"TORREY"},{"crd":"6279489","suffix":null,"lastName":"HEIDER","firstName":"MARK","middleName":"DANIEL"},{"crd":"7657195","suffix":null,"lastName":"Peirce","firstName":"Jason","middleName":"Matthew"},{"crd":"5372367","suffix":null,"lastName":"PEIRCE","firstName":"WESLEY","middleName":"MICHAEL"},{"crd":"7081880","suffix":null,"lastName":"WILLIAMSON","firstName":"GEORGE","middleName":"LUCKETT"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-12","regulatoryAum":320738484,"clients":111,"employees":6,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":390163604,"clients":121,"employees":6,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":360169343,"clients":131,"employees":6,"offices":1},{"filedOn":"2024-07-17","regulatoryAum":407235039,"clients":145,"employees":6,"offices":1},{"filedOn":"2025-04-15","regulatoryAum":456828126,"clients":148,"employees":6,"offices":1},{"filedOn":"2026-03-23","regulatoryAum":534142874,"clients":165,"employees":5,"offices":1}],"secFileNumber":"801-100442","legalName":"Peirce Capital Management, LLC","displayName":"Peirce Capital Management","slug":"peirce-capital-management-142654","website":"https://peircecap.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/142654/befabac7ee165d4b-r1.webp","tone":"light","width":885,"height":200,"sourceUrl":"https://peircecap.com/","sourceLabel":"Peirce Capital Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/peirce-capital-management/posts/?feedView=all","founded":"2007","organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4840 W. 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They include 129 high-net-worth individuals and 36 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Peirce Capital Management offer?","answer":"Peirce Capital Management provides portfolio management for individuals and small businesses, pension consulting, selecting other managers, business succession planning, education planning, estate planning, financial planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Peirce Capital Management charge?","answer":"Peirce Capital Management charges 0.45%–1.00% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"PEIRCE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Peirce Capital Management use?","answer":"Peirce Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $330M and National Financial Services LLC (Boston, MA), with $193M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Peirce Capital Management have?","answer":"Peirce Capital Management has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Peirce Capital Management invest in?","answer":"At the end of its last fiscal year, Peirce Capital Management’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents, 6% U.S. government and agency bonds, 3% state and local bonds and 2% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Peirce Capital Management have a minimum investment?","answer":"Yes, Peirce Capital Management’s minimum account size for its Investment Management is $1M.","source":"PEIRCE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Peirce Capital Management?","answer":"Peirce Capital Management’s direct owners are Wesley Peirce (50% to 75%), Mark Heider (25% to 50%) and George Williamson (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Peirce Capital Management get paid?","answer":"Peirce Capital Management is paid through a percentage of assets under management. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}