{"url":"https://nivawealth.com/firms/peachcap-tax-and-advisory-158729","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158729","regulatoryAum":147477373,"crd":"158729","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5747786","suffix":null,"lastName":"BURNETTE","firstName":"ERIC","middleName":"STEVEN"},{"crd":"2335908","suffix":null,"lastName":"Gandy","firstName":"Debbie","middleName":"Ann"},{"crd":"1441235","suffix":null,"lastName":"HOLT","firstName":"KAREN","middleName":"DALE"},{"crd":"3275621","suffix":null,"lastName":"MATEYKO","firstName":"JOHN","middleName":null},{"crd":"4405510","suffix":null,"lastName":"PARKHURST","firstName":"CAMERON","middleName":"WHITE"},{"crd":"1713812","suffix":null,"lastName":"PUENTES","firstName":"TOM","middleName":"ABEL"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-12","regulatoryAum":102922124,"clients":291,"employees":11,"offices":3},{"filedOn":"2022-06-27","regulatoryAum":122427960,"clients":335,"employees":12,"offices":4},{"filedOn":"2023-02-21","regulatoryAum":94594453,"clients":218,"employees":13,"offices":4},{"filedOn":"2024-07-16","regulatoryAum":115773888,"clients":236,"employees":11,"offices":3},{"filedOn":"2025-03-11","regulatoryAum":148611560,"clients":252,"employees":5,"offices":3},{"filedOn":"2026-02-17","regulatoryAum":147477373,"clients":248,"employees":4,"offices":3}],"secFileNumber":"801-107335","legalName":"Peachcap  Tax & Advisory, LLC","displayName":"Peachcap  Tax & Advisory","slug":"peachcap-tax-and-advisory-158729","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/peachcapinc","xUrl":"https://twitter.com/PeachCapInc","founded":null,"organization":"Georgia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"550 Pharr RD., Suite 700","city":"Atlanta","state":"GA","stateName":"Georgia","country":"United States","postalCode":"30305"},"tradeNames":[],"registration":{"secApproved":"1 March 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2A","fee_rate_low":null,"fee_rate_high":2.2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Fixed-fee financial planning","summary":"Broad financial planning is charged a fixed fee of up to $10,000, with a higher cost possible in limited circumstances.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009592","versionId":1009592,"submittedOn":"2026-02-17","documentName":"ADV FORM 2A"},{"role":"other","program":"Hourly financial planning","summary":"Specific financial planning or consulting services are charged an hourly fee of up to $300.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009592","versionId":1009592,"submittedOn":"2026-02-17","documentName":"ADV FORM 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:23:16.882515+00:00","documents":[{"name":"ADV FORM 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009592","versionId":1009592,"submittedOn":"2026-02-17"}]},"custodians":[{"name":"Hilltop Securities Inc.","shortName":"Hilltop Securities","location":"Boston, MA","smaAssets":24447100},{"name":"Axos Clearing LLC","shortName":"Axos Clearing","location":"Omaha, NE","smaAssets":105161725}],"custodyNote":"Peachcap  Tax & Advisory does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Eric Burnette","title":"President/CCO","crd":"5747786"},{"name":"Joshua Gregg","title":"CFO","crd":"6503802"}],"ownership":[{"label":"Peachcap Incorporated","detail":"Owner in the 75% or more ownership band and a control person, since January 2018."},{"label":"Joshua Gregg","detail":"Indirect owner: a cfo of Peachcap Incorporated in the 25% to 50% band and a control person, since January 2018.","parent":"Peachcap Incorporated"},{"label":"Eric Burnette","detail":"Indirect owner: a president/ceo of Peachcap Incorporated in the 25% to 50% band and a control person, since June 2020.","parent":"Peachcap Incorporated"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2435 Ventura BLVD, Ste A-4","city":"Camarillo"}]},{"state":"Georgia","offices":2,"addresses":[{"street":"550 Pharr RD., Suite 700","city":"Atlanta","headquarters":true},{"street":"9055 Selborne LN","city":"Palmetto"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"404-220-8958","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":50},{"label":"Securities issued by registered investment companies or business development companies","percent":49},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"17 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158729/PDF/158729.pdf","brochureDate":"17 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009592","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Peachcap  Tax & Advisory have?","answer":"Peachcap  Tax & Advisory has 248 clients and manages $147 million for them, as of February 2026. They include 178 individual clients, 59 high-net-worth individuals, and 11 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Peachcap  Tax & Advisory offer?","answer":"Peachcap  Tax & Advisory provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Peachcap  Tax & Advisory charge?","answer":"Peachcap  Tax & Advisory charges up to 2.20% a year for its PeachCap Wrap Fee Program. The fee is billed in advance and is negotiable.","source":"ADV FORM 2A, filed 17 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Peachcap  Tax & Advisory use?","answer":"Peachcap  Tax & Advisory’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $105M and Hilltop Securities Inc. (Boston, MA), with $24.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Peachcap  Tax & Advisory have?","answer":"Peachcap  Tax & Advisory has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Peachcap  Tax & Advisory invest in?","answer":"At the end of its last fiscal year, Peachcap  Tax & Advisory’s separately managed accounts held 50% exchange-traded equities, 49% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Peachcap  Tax & Advisory?","answer":"Peachcap  Tax & Advisory is owned through a holding company by Joshua Gregg and Eric Burnette. Its direct owner is Peachcap Incorporated (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Peachcap  Tax & Advisory get paid?","answer":"Peachcap  Tax & Advisory is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Peachcap  Tax & Advisory?","answer":"Peachcap  Tax & Advisory’s main office is at 550 Pharr RD., Suite 700, Atlanta, GA 30305. Its phone number is 404-220-8958.","source":"Form ADV Part 1A, Item 1.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}