{"url":"https://nivawealth.com/firms/paul-r-ried-financial-group-297284","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/297284","regulatoryAum":1268180179,"crd":"297284","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4541062","suffix":null,"lastName":"JORDAN","firstName":"ADAM","middleName":null},{"crd":"2182004","suffix":null,"lastName":"KIMMEL","firstName":"TIMOTHY","middleName":"ROSS"},{"crd":"5887272","suffix":null,"lastName":"KOLSTAD","firstName":"KELLY","middleName":"ANDREW"},{"crd":"7236109","suffix":null,"lastName":"Maloy","firstName":"Georgia","middleName":"Ann"},{"crd":"4998437","suffix":null,"lastName":"MILLER","firstName":"JASON","middleName":"PAUL"},{"crd":"7823021","suffix":null,"lastName":"Powell","firstName":"Kenneth","middleName":"Wayne"},{"crd":"1522408","suffix":null,"lastName":"RIED","firstName":"PAUL","middleName":"RICHARD"},{"crd":"8189689","suffix":null,"lastName":"Shen","firstName":"Daniel","middleName":"Yinfu"},{"crd":"6562806","suffix":null,"lastName":"WOODROME","firstName":"STANLEY","middleName":"THEODORE"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-03","regulatoryAum":831065473,"clients":985,"employees":10,"offices":1},{"filedOn":"2022-03-04","regulatoryAum":968682704,"clients":1008,"employees":10,"offices":1},{"filedOn":"2023-03-09","regulatoryAum":876429114,"clients":1013,"employees":8,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":980705282,"clients":1051,"employees":8,"offices":1},{"filedOn":"2025-02-24","regulatoryAum":1061462332,"clients":1038,"employees":10,"offices":1},{"filedOn":"2026-03-03","regulatoryAum":1268180179,"clients":1060,"employees":12,"offices":1}],"secFileNumber":"801-113796","legalName":"Paul R. 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Ried Financial Group have?","answer":"Paul R. Ried Financial Group has 1,060 clients and manages $1.27 billion for them, as of March 2026. They include 658 individual clients, 401 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Paul R. Ried Financial Group offer?","answer":"Paul R. Ried Financial Group provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Paul R. Ried Financial Group charge?","answer":"Paul R. Ried Financial Group charges 0.50%–1.25% a year for its PEAC Investment Advisory Program. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"PAUL RIED ADV PART 2A BROCHURE, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Paul R. Ried Financial Group use?","answer":"Paul R. Ried Financial Group’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $1.27B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Paul R. Ried Financial Group have?","answer":"Paul R. Ried Financial Group has 9 investment adviser representatives registered with state securities authorities, out of 12 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Paul R. Ried Financial Group invest in?","answer":"At the end of its last fiscal year, Paul R. Ried Financial Group’s separately managed accounts held 97% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Paul R. Ried Financial Group?","answer":"Paul R. Ried Financial Group’s direct owner is Paul Ried (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Paul R. Ried Financial Group get paid?","answer":"Paul R. Ried Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Paul R. Ried Financial Group registered with the SEC?","answer":"Yes, Paul R. Ried Financial Group has been registered with the SEC as an investment adviser since 3 August 2018. Its CRD number is 297284 and its SEC file number is 801-113796.","source":"Form ADV Part 1A, Item 1, filed 3 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Paul R. 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