{"url":"https://nivawealth.com/firms/patrick-mauro-investment-advisor-122742","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/122742","regulatoryAum":212088940,"crd":"122742","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7375565","suffix":null,"lastName":"MAURO","firstName":"ANITA","middleName":"BRYANT"},{"crd":"4588949","suffix":null,"lastName":"MAURO","firstName":"DANIEL","middleName":"PATRICK"},{"crd":"1130227","suffix":null,"lastName":"MAURO","firstName":"PATRICK","middleName":"JOHN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-22","regulatoryAum":157512998,"clients":123,"employees":3,"offices":1},{"filedOn":"2022-02-25","regulatoryAum":183647342,"clients":136,"employees":3,"offices":1},{"filedOn":"2023-04-18","regulatoryAum":174829376,"clients":143,"employees":3,"offices":1},{"filedOn":"2024-02-23","regulatoryAum":187417768,"clients":145,"employees":4,"offices":1},{"filedOn":"2025-02-27","regulatoryAum":196247505,"clients":141,"employees":4,"offices":1},{"filedOn":"2026-09-11","regulatoryAum":212088940,"clients":141,"employees":4,"offices":2}],"secFileNumber":"801-113346","legalName":"Patrick Mauro Investment Advisor, Inc.","displayName":"Patrick Mauro Investment Advisor","slug":"patrick-mauro-investment-advisor-122742","website":"https://mauroinvestor.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/patrick-mauro-investment-advisor-inc","founded":"1996","organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"31 May 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1504176.8794326242,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":212088940,"discretionary":212088940,"discretionaryAccounts":258,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":83,"regulatoryAum":21997697},{"label":"High-net-worth individuals","clients":58,"regulatoryAum":190091243}],"feePrograms":[{"role":"main","program":"Investment management services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017784","versionId":1017784,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-12","documentName":"PATRICK MAURO INVESTMENT ADVISOR, INC.","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:39:01.405061+00:00","documents":[{"name":"PATRICK MAURO INVESTMENT ADVISOR, INC.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017784","versionId":1017784,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"Morgan Stanley & Co. 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They include 83 individual clients and 58 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Patrick Mauro Investment Advisor offer?","answer":"Patrick Mauro Investment Advisor provides portfolio management for individuals and small businesses, estate planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Patrick Mauro Investment Advisor charge?","answer":"Patrick Mauro Investment Advisor charges up to 1.00% a year for its Investment management services. The fee is billed in arrears and is negotiable.","source":"PATRICK MAURO INVESTMENT ADVISOR, INC., filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Patrick Mauro Investment Advisor use?","answer":"Patrick Mauro Investment Advisor’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $202M and Morgan Stanley & Co. LLC (New York, NY), with $9.76M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Patrick Mauro Investment Advisor have?","answer":"Patrick Mauro Investment Advisor has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Patrick Mauro Investment Advisor invest in?","answer":"At the end of its last fiscal year, Patrick Mauro Investment Advisor’s separately managed accounts held 77% exchange-traded equities, 10% registered funds (mutual funds, ETFs, BDCs), 4% investment grade corporate bonds, 3% U.S. government and agency bonds, 3% cash and equivalents, 1% state and local bonds, 1% high-yield corporate bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Patrick Mauro Investment Advisor?","answer":"Patrick Mauro Investment Advisor’s direct owner is Patrick Mauro (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Patrick Mauro Investment Advisor get paid?","answer":"Patrick Mauro Investment Advisor is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Patrick Mauro Investment Advisor?","answer":"Its phone number is 630-789-3374. Its website is mauroinvestor.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/patrick-mauro-investment-advisor-122742/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-10","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1953787/000110465926093201/0001104659-26-093201-index.html","totalValue":198959996,"positionCount":38,"top10Share":0.5550722467847256,"top10":[{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI TOTAL","cusip":"46432F834","value":21736269,"shares":227748,"shareType":"SH","priorValue":17272562,"priorShares":199360},{"issuer":"WATSCO INC","titleOfClass":"COM","cusip":"942622200","value":13867820,"shares":33278,"shareType":"SH","priorValue":12794483,"priorShares":35170},{"issuer":"CME GROUP 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}