{"url":"https://nivawealth.com/firms/pathway-financial-solutions-340594","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340594","regulatoryAum":135287789,"crd":"340594","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6672419","suffix":"II","lastName":"BALLUCH","firstName":"EDDIE","middleName":"ELDON"},{"crd":"8305123","suffix":null,"lastName":"Dorzweiler","firstName":"Gracyn","middleName":"Viola"},{"crd":"6993593","suffix":null,"lastName":"Duff","firstName":"LaRae","middleName":"Ann"},{"crd":"6483797","suffix":null,"lastName":"VEENENDAAL","firstName":"BRADLEY","middleName":"A"},{"crd":"2306209","suffix":null,"lastName":"WEBB","firstName":"JONATHAN","middleName":"DALE"},{"crd":"6224173","suffix":null,"lastName":"WEBB","firstName":"JORDAN","middleName":"DALE"},{"crd":"7971212","suffix":null,"lastName":"Webb","firstName":"Trevor","middleName":"Joseph"},{"crd":"8305108","suffix":null,"lastName":"Zeigler","firstName":"Amy","middleName":"Dawn"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135400","legalName":"Pathway Financial Solutions, Inc.","displayName":"Pathway Financial Solutions","slug":"pathway-financial-solutions-340594","website":"https://pathway-financial.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/340594/af4ef50cf91996e4-r1.webp","tone":"light","width":399,"height":200,"sourceUrl":"https://www.pathway-financial.com","sourceLabel":"Pathway Financial Solutions, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Kansas corporation","fiscalYearEnd":"December","headquarters":{"street":"120 S Santa Fe","city":"Salina","state":"KS","stateName":"Kansas","country":"United States","postalCode":"67401"},"tradeNames":[],"registration":{"secApproved":"9 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":437824.5598705502,"staff":{"employees":4,"advisory":4,"brokerDealerReps":4,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":135287789,"discretionary":127720058,"discretionaryAccounts":713,"nonDiscretionary":7567731,"nonDiscretionaryAccounts":17,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":276,"regulatoryAum":70901292},{"label":"High-net-worth individuals","clients":33,"regulatoryAum":64386497}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T18:14:44.262786+00:00","documents":[{"name":"DISCLOSURE BROCHURE FOR PATHWAY FINANCIAL SOLUTIONS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050984","versionId":1050984,"submittedOn":"2026-07-07"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":135287789}],"custodyNote":"Pathway Financial Solutions has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jonathan Webb","title":"Chief Executive Officer and Chief Compliance Officer","crd":"2306209"},{"name":"Eddie Balluch","title":"Chief Financial Officer","crd":"6672419"},{"name":"Bradley Veenendaal","title":"Chief Operating Officer","crd":"6483797"},{"name":"Jordan Webb","title":"Owner and Chief Sales Officer","crd":"6224173"}],"ownership":[{"label":"Jonathan Webb","detail":"Chief executive officer and chief compliance officer in the 50% to 75% ownership band and a control person, since January 2026."},{"label":"Jordan Webb","detail":"Owner and chief sales officer in the 25% to 50% ownership band and a control person, since January 2026."},{"label":"Eddie Balluch","detail":"Chief financial officer in the 10% to 25% ownership band, since January 2026."},{"label":"Bradley Veenendaal","detail":"Chief operating officer in the 10% to 25% ownership band, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kansas","offices":1,"addresses":[{"street":"120 S Santa Fe","city":"Salina","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"785-820-8161","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"The Firm Did Not Have Assets at the End of This Fiscal Year."}],"privateFunds":0},"sources":{"adv1FilingDate":"7 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340594/PDF/340594.pdf","brochureDate":"7 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050984","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pathway Financial Solutions have?","answer":"Pathway Financial Solutions has 309 clients and manages $135 million for them, as of July 2026. They include 276 individual clients and 33 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pathway Financial Solutions offer?","answer":"Pathway Financial Solutions provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pathway Financial Solutions use?","answer":"Pathway Financial Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $135M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pathway Financial Solutions have?","answer":"Pathway Financial Solutions has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pathway Financial Solutions invest in?","answer":"At the end of its last fiscal year, Pathway Financial Solutions’ separately managed accounts held 100% other. The 100% other category is described as: The Firm Did Not Have Assets at the End of This Fiscal Year.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pathway Financial Solutions?","answer":"Pathway Financial Solutions’ direct owners are Jonathan Webb (50% to 75%), Jordan Webb (25% to 50%), Eddie Balluch (10% to 25%) and Bradley Veenendaal (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pathway Financial Solutions get paid?","answer":"Pathway Financial Solutions is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pathway Financial Solutions?","answer":"Pathway Financial Solutions’ main office is at 120 S Santa Fe, Salina, KS 67401. Its phone number is 785-820-8161. Its website is pathway-financial.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}