{"url":"https://nivawealth.com/firms/passport-wealth-management-297449","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/297449","regulatoryAum":115333521,"crd":"297449","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7143944","suffix":null,"lastName":"Lee","firstName":"Christopher","middleName":"Thomas"},{"crd":"6365351","suffix":null,"lastName":"TOBIAS","firstName":"DANIEL","middleName":"JOSHUA"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134799","legalName":"Passport Wealth Management LLC","displayName":"Passport Wealth Management","slug":"passport-wealth-management-297449","website":"https://passportwm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth 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individuals","clients":31,"regulatoryAum":89905304},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":54880}],"feePrograms":[{"role":"other","program":"Personal Tax Return Preparation","summary":"Tax return fees depend on return complexity and recordkeeping quality, may be negotiable, and are due on completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007364","versionId":1007364,"submittedOn":"2026-02-09","documentName":"FORM ADV PART 2A 2B"},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting is an annual fee of 0.50% of assets, negotiable, paid quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007364","versionId":1007364,"submittedOn":"2026-02-09","documentName":"FORM ADV PART 2A 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:05:42.065459+00:00","documents":[{"name":"FORM ADV PART 2A 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007364","versionId":1007364,"submittedOn":"2026-02-09"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":100709606}],"custodyNote":"Passport Wealth Management has custody of $17.6M for 16 clients.","otherCustodians":[],"leadership":[{"name":"Daniel Tobias","title":"Founder, Managing Member and Chief Compliance Officer","crd":"6365351"}],"ownership":[{"label":"Daniel Tobias","detail":"Founder, managing member and chief compliance officer in the 75% or more ownership band and a control person, since June 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"17505 W Catawba Ave #200","city":"Cornelius","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"704-457-0060","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":57},{"label":"Securities issued by registered investment companies or business development companies","percent":42},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"23 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/297449/PDF/297449.pdf","brochureDate":"9 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007364","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Passport Wealth Management have?","answer":"Passport Wealth Management has 77 clients and manages $115 million for them, as of September 2026. They include 46 individual clients and 31 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Passport Wealth Management offer?","answer":"Passport Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Passport Wealth Management use?","answer":"Passport Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $101M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Passport Wealth Management have?","answer":"Passport Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Passport Wealth Management invest in?","answer":"At the end of its last fiscal year, Passport Wealth Management’s separately managed accounts held 57% exchange-traded equities, 42% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Passport Wealth Management?","answer":"Passport Wealth Management’s direct owner is Daniel Tobias (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Passport Wealth Management get paid?","answer":"Passport Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Passport Wealth Management?","answer":"Passport Wealth Management’s main office is at 17505 W Catawba Ave #200, Cornelius, NC 28031. Its phone number is 704-457-0060. Its website is passportwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}