{"url":"https://nivawealth.com/firms/parkview-asset-management-307977","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307977","regulatoryAum":206056032,"crd":"307977","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2846861","suffix":null,"lastName":"Helman","firstName":"Bobbie","middleName":null},{"crd":"2325650","suffix":null,"lastName":"JANKOWSKI","firstName":"MICHAEL","middleName":"TODD"},{"crd":"5098991","suffix":null,"lastName":"RAJUNCAS","firstName":"ARMINAS","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-20","regulatoryAum":103000000,"clients":174,"employees":5,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":102589186,"clients":103,"employees":4,"offices":1},{"filedOn":"2024-04-02","regulatoryAum":126822394,"clients":99,"employees":5,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":160508433,"clients":112,"employees":6,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":206056032,"clients":179,"employees":4,"offices":1}],"secFileNumber":"801-124728","legalName":"Parkview Asset Management, Inc.","displayName":"Parkview Asset Management","slug":"parkview-asset-management-307977","website":"https://wpn360.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"One Parkview Plaza, Suite 117","city":"Oakbrook Terrace","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60181"},"tradeNames":["Wealth Planning Network"],"registration":{"secApproved":"22 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1184775.7142857143,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":206056032,"discretionary":206056032,"discretionaryAccounts":287,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":206056032,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":49,"regulatoryAum":17154450},{"label":"High-net-worth individuals","clients":91,"regulatoryAum":148714150},{"label":"Pension and profit-sharing plans","clients":39,"regulatoryAum":40187432}],"feePrograms":[{"role":"main","program":"Wealth Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034602","versionId":1034602,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-31","documentName":"PARKVIEW DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","fee_rate_low":0.5,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Hourly up to $500 an hour, or fixed fees up to $4,000, negotiable, with an estimate provided before engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034602","versionId":1034602,"submittedOn":"2026-03-31","documentName":"PARKVIEW DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS"},{"role":"other","program":"Retirement Plan Advisory Services","summary":"Annual asset-based fee of up to 1.50%, billed in advance, negotiable depending on the size and complexity of the plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034602","versionId":1034602,"submittedOn":"2026-03-31","documentName":"PARKVIEW DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:35:09.004808+00:00","documents":[{"name":"PARKVIEW DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034602","versionId":1034602,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":206056032}],"custodyNote":"Parkview Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Jankowski","title":"Founder, President and Chief Compliance Officer","crd":"2325650"}],"ownership":[{"label":"Michael Jankowski","detail":"Founder, president and chief compliance officer in the 75% or more ownership band and a control person, since March 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"One Parkview Plaza, Suite 117","city":"Oakbrook Terrace","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"708-481-4000","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":68},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":22},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307977/PDF/307977.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034602","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Parkview Asset Management have?","answer":"Parkview Asset Management has 179 clients and manages $206 million for them, as of March 2026. They include 91 high-net-worth individuals, 49 individual clients, and 39 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Parkview Asset Management offer?","answer":"Parkview Asset Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Parkview Asset Management charge?","answer":"Parkview Asset Management charges 0.50%–1.50% a year for its Wealth Management Services. The fee is billed in arrears and is negotiable.","source":"PARKVIEW DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Parkview Asset Management use?","answer":"Parkview Asset Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $206M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Parkview Asset Management have?","answer":"Parkview Asset Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Parkview Asset Management invest in?","answer":"At the end of its last fiscal year, Parkview Asset Management’s separately managed accounts held 68% exchange-traded equities, 22% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Parkview Asset Management?","answer":"Parkview Asset Management’s direct owner is Michael Jankowski (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Parkview Asset Management get paid?","answer":"Parkview Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Parkview Asset Management?","answer":"Parkview Asset Management’s main office is at One Parkview Plaza, Suite 117, Oakbrook Terrace, IL 60181. Its phone number is 708-481-4000. Its website is wpn360.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}