{"url":"https://nivawealth.com/firms/parkside-investments-286178","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286178","regulatoryAum":1437643896,"crd":"286178","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3035430","suffix":null,"lastName":"COLE","firstName":"ALAN","middleName":"(NMN)"},{"crd":"2436374","suffix":null,"lastName":"ENGELMAN","firstName":"CHRISTOPHER","middleName":"IRVING"},{"crd":"3042634","suffix":null,"lastName":"FRENZEL","firstName":"DEBBIANN","middleName":null},{"crd":"4702058","suffix":null,"lastName":"KEARNEY","firstName":"JOHN","middleName":"CHARLES"},{"crd":"4014804","suffix":null,"lastName":"NEEDLMAN","firstName":"TODD","middleName":"ALAN"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-13","regulatoryAum":796159419,"clients":180,"employees":8,"offices":3},{"filedOn":"2022-03-22","regulatoryAum":1009664363,"clients":188,"employees":8,"offices":3},{"filedOn":"2023-07-21","regulatoryAum":914344425,"clients":197,"employees":7,"offices":1},{"filedOn":"2024-03-21","regulatoryAum":1162779128,"clients":222,"employees":7,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":1301690946,"clients":225,"employees":7,"offices":1},{"filedOn":"2026-07-31","regulatoryAum":1437643896,"clients":227,"employees":7,"offices":1}],"secFileNumber":"801-108826","legalName":"Parkside 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The fee is billed in advance and is negotiable.","source":"PARKSIDE INVESTMENTS BROCHURE, filed 31 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Parkside Investments use?","answer":"Parkside Investments’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $997M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Parkside Investments have?","answer":"Parkside Investments has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Parkside Investments invest in?","answer":"At the end of its last fiscal year, Parkside Investments’ separately managed accounts held 85% exchange-traded equities, 7% state and local bonds, 3% cash and equivalents, 2% investment grade corporate bonds, 2% high-yield corporate bonds and 1% U.S. government and agency bonds. 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