{"url":"https://nivawealth.com/firms/park-shore-partners-145265","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/145265","regulatoryAum":109865244,"crd":"145265","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6073909","suffix":null,"lastName":"Berkebile","firstName":"Ethan","middleName":"D"},{"crd":"7334844","suffix":null,"lastName":"Brown","firstName":"Patrick","middleName":"James"},{"crd":"7293663","suffix":null,"lastName":"Klein","firstName":"Jason","middleName":null},{"crd":"5558454","suffix":null,"lastName":"MALLETTE","firstName":"BRIAN","middleName":"WILLIAM"},{"crd":"1487020","suffix":null,"lastName":"SOMMERS","firstName":"BRIAN","middleName":"SCOTT"},{"crd":"5621134","suffix":null,"lastName":"WASSMANN","firstName":"MICHAEL","middleName":"GUSTAVE"},{"crd":"2711220","suffix":null,"lastName":"WAUTERLEK","firstName":"ANTHONY","middleName":"BRENT"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2020-10-30","regulatoryAum":83166131,"clients":2,"employees":7,"offices":2},{"filedOn":"2021-09-16","regulatoryAum":104728567,"clients":2,"employees":8,"offices":2},{"filedOn":"2023-01-12","regulatoryAum":108860582,"clients":3,"employees":9,"offices":2},{"filedOn":"2024-07-15","regulatoryAum":103077478,"clients":5,"employees":12,"offices":4},{"filedOn":"2025-07-08","regulatoryAum":115335997,"clients":5,"employees":12,"offices":3},{"filedOn":"2025-11-12","regulatoryAum":109865244,"clients":5,"employees":7,"offices":3}],"secFileNumber":"801-68594","legalName":"Park Shore Partners LLC","displayName":"Park Shore Partners","slug":"park-shore-partners-145265","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"August","headquarters":{"street":"2725 Colonial Ave","city":"Erie","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"16506"},"tradeNames":[],"registration":{"secApproved":"28 November 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":7,"advisory":5,"brokerDealerReps":2,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":109865244,"discretionary":109865244,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":109865244}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Park Shore Partners has custody of $87M in client assets for 4 clients.","otherCustodians":[],"leadership":[{"name":"Scott Cross","title":"Chief Operating Officer","crd":"3155528"},{"name":"Michael Wassmann","title":"Chief Compliance Officer","crd":"5621134"},{"name":"Brian Sommers","title":"Manager","crd":"1487020"},{"name":"Anthony Wauterlek","title":"Portfolio Manager","crd":"2711220"}],"ownership":[{"label":"HBK Sorce Financial LLC","detail":"Parent company in the 75% or more ownership band and a control person, since June 2007."},{"label":"Hill Barth & King Financial Holdings LLC","detail":"Indirect owner: a owner of HBK Sorce Holdings LLC in the 50% to 75% band and a control person, since August 2008.","parent":"HBK Sorce Holdings LLC"},{"label":"HBK Sorce Holdings LLC","detail":"Indirect owner: a owner of HBK Sorce Financial LLC in the 75% or more band and a control person, since August 2008.","parent":"HBK Sorce Financial LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"3838 Tamiami Trail North","city":"Naples"}]},{"state":"Pennsylvania","offices":2,"addresses":[{"street":"2725 Colonial Ave","city":"Erie","headquarters":true},{"street":"200 Pinewood Lane","city":"Warrendale"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"814-836-5776","stateRegisteredReps":7,"otherAdviserReps":7,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"12 November 2025","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/145265/PDF/145265.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Park Shore Partners have?","answer":"Park Shore Partners has 5 clients and manages $110 million for them, as of November 2025. They include 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 November 2025","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Park Shore Partners offer?","answer":"Park Shore Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Park Shore Partners have?","answer":"Park Shore Partners has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Park Shore Partners?","answer":"Park Shore Partners is owned through a chain of holding companies by Hill Barth & King Financial Holdings LLC. Its direct owner is HBK Sorce Financial LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 November 2025","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Park Shore Partners get paid?","answer":"Park Shore Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Park Shore Partners?","answer":"Park Shore Partners’ main office is at 2725 Colonial Ave, Erie, PA 16506. Its phone number is 814-836-5776.","source":"Form ADV Part 1A, Item 1.F, filed 12 November 2025","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}