{"url":"https://nivawealth.com/firms/papamarkou-wellner-asset-management-131796","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/131796","regulatoryAum":357509070,"crd":"131796","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2543337","suffix":null,"lastName":"ADAM","firstName":"ANASTASIOS","middleName":null},{"crd":"7434422","suffix":null,"lastName":"ARABYAN","firstName":"DONIK","middleName":"SARKIS"},{"crd":"2674304","suffix":null,"lastName":"LORENZOTTI","firstName":"LORENZO","middleName":"LYNDON"},{"crd":"4016951","suffix":null,"lastName":"PERKIN","firstName":"THORNE","middleName":"LEWIS"},{"crd":"2869235","suffix":null,"lastName":"SITINAS","firstName":"NICOLAS","middleName":"ELIAS"},{"crd":"4640763","suffix":null,"lastName":"WELLNER","firstName":"KARL","middleName":"GERT"},{"crd":"7274022","suffix":null,"lastName":"Wellner","firstName":"Kyle","middleName":"Maximilian"},{"crd":"2284618","suffix":null,"lastName":"ZERILLO","firstName":"JOANNE","middleName":"NMN"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":347069121,"clients":105,"employees":10,"offices":1},{"filedOn":"2022-06-08","regulatoryAum":408332045,"clients":126,"employees":10,"offices":2},{"filedOn":"2023-05-16","regulatoryAum":291893059,"clients":109,"employees":10,"offices":2},{"filedOn":"2024-03-31","regulatoryAum":332447131,"clients":112,"employees":10,"offices":2},{"filedOn":"2025-07-16","regulatoryAum":357020170,"clients":113,"employees":11,"offices":2},{"filedOn":"2026-03-31","regulatoryAum":357509070,"clients":109,"employees":11,"offices":2}],"secFileNumber":"801-63317","legalName":"Papamarkou 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They include 96 high-net-worth individuals, 11 corporations and other businesses, and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Papamarkou Wellner Asset Management offer?","answer":"Papamarkou Wellner Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Papamarkou Wellner Asset Management use?","answer":"Papamarkou Wellner Asset Management’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $185M and Wilmington Trust Corporation (Wilmington, DE), with $46.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Papamarkou Wellner Asset Management have?","answer":"Papamarkou Wellner Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 11 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Papamarkou Wellner Asset Management invest in?","answer":"At the end of its last fiscal year, Papamarkou Wellner Asset Management’s separately managed accounts held 96% exchange-traded equities, 2% cash and equivalents and 2% other. The 2% other category is described as: Listed Etfs of Various Composition. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Papamarkou Wellner Asset Management?","answer":"Papamarkou Wellner Asset Management’s direct owner is Karl Wellner (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Papamarkou Wellner Asset Management get paid?","answer":"Papamarkou Wellner Asset Management is paid through a percentage of assets under management, performance-based fees and other compensation. 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