{"url":"https://nivawealth.com/firms/palmer-square-capital-management-155697","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155697","regulatoryAum":25590582955,"crd":"155697","secFileNumber":"801-72047","legalName":"Palmer Square Capital Management LLC","displayName":"Palmer Square Capital Management","website":"https://www.palmersquarecap.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1900 Shawnee Mission Parkway, Suite 315","city":"Mission Woods","state":"KS","stateName":"Kansas","country":"United States","postalCode":"66205"},"tradeNames":[],"registration":{"secApproved":"3 January 2011","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":76,"advisory":33,"brokerDealerReps":5,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":25590582955,"discretionaryAccounts":159,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":33,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":47,"regulatoryAum":365440355},{"label":"Investment companies","clients":8,"regulatoryAum":2255665182},{"label":"Pooled investment vehicles","clients":74,"regulatoryAum":21492520069},{"label":"Pension and profit-sharing plans","clients":2,"regulatoryAum":201399363},{"label":"Charitable organizations","clients":12,"regulatoryAum":349643540},{"label":"Insurance companies","clients":4,"regulatoryAum":185412569},{"label":"Corporations and other businesses","clients":12,"regulatoryAum":740501877}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":295783213},{"name":"BNY Mellon","shortName":"BNY Mellon","location":"East Syracuse, NY","smaAssets":354160853},{"name":"JP Morgan Private Bank","shortName":"J.P. Morgan","location":"Newark, DE","smaAssets":434302754}],"custodyNote":"Palmer Square Capital Management has custody of $4.50B for 12 clients.","otherCustodians":[],"leadership":[{"name":"Christopher Long","title":"Chief Executive Officer","crd":"4821076"},{"name":"Jeffrey Fox","title":"President","crd":"4989750"},{"name":"Scott Betz","title":"Chief Operating Officer","crd":"5907642"},{"name":"Benjamin Wiesenfeld","title":"Chief Compliance Officer","crd":"4953234"},{"name":"Matthew Bloomfield","title":"Trustee","crd":"4752990"},{"name":"Angie Long","title":"Chief Investment Officer","crd":"4016555"}],"ownership":[{"label":"Palmer Square Holdings, LLC","detail":"Managing member in the 50% to 75% ownership band and a control person, since January 2019."},{"label":"Matthew L. Bloomfield Irrevocable Trust","detail":"Member in the 5% to 10% ownership band, since December 2021."},{"label":"Christopher Long","detail":"Indirect owner: trustee of Christopher D. Long Irrevocable Trust and a control person, since January 2020.","parent":"Christopher D. Long Irrevocable Trust"},{"label":"Angie Long","detail":"Indirect owner: trustee of Angie K. Long Irrevocable Trust and a control person, since October 2019.","parent":"Angie K. Long Irrevocable Trust"},{"label":"Angie K. Long Irrevocable Trust","detail":"Indirect owner: a member of Palmer Square Holdings, LLC in the 50% to 75% band and a control person, since October 2019.","parent":"Palmer Square Holdings, LLC"},{"label":"Christopher D. Long Irrevocable Trust","detail":"Indirect owner: a member of Palmer Square Holdings, LLC in the 25% to 50% band and a control person, since January 2020.","parent":"Palmer Square Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":1,"officesByState":[{"state":"Kansas","offices":1,"addresses":[{"street":"1900 Shawnee Mission Parkway, Suite 315","city":"Mission Woods","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"816-994-3200","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Non-exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":9},{"label":"Investment grade corporate bonds","percent":8},{"label":"Derivatives","percent":13},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":59},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":62},"sources":{"adv1FilingDate":"22 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155697/PDF/155697.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Palmer Square Capital Management have?","answer":"Palmer Square Capital Management has 159 clients and manages $25.6 billion for them, as of September 2026. They include 74 pooled investment vehicles, 47 high-net-worth individuals and 12 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Palmer Square Capital Management offer?","answer":"Palmer Square Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Palmer Square Capital Management use?","answer":"Palmer Square Capital Management’s separately managed account assets are held at JP Morgan Private Bank (Newark, DE), with $434,302,754, BNY Mellon (East Syracuse, NY), with $354,160,853 and The Northern Trust Company (Chicago, IL), with $295,783,213. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Palmer Square Capital Management have?","answer":"Palmer Square Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 76 employees, and 33 perform investment advisory functions. 5 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Palmer Square Capital Management invest in?","answer":"At the end of its last fiscal year, Palmer Square Capital Management’s separately managed accounts held 59% pooled vehicles (private funds and similar), 13% derivatives, 9% U.S. government and agency bonds, 8% investment grade corporate bonds, 5% non-exchange-traded equities, 5% cash and equivalents and 1% exchange-traded equities. It advises 62 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Palmer Square Capital Management?","answer":"Palmer Square Capital Management’s direct owners are Palmer Square Holdings, LLC (50% to 75%) and Matthew L. Bloomfield Irrevocable Trust (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 22 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Palmer Square Capital Management get paid?","answer":"Palmer Square Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}