{"url":"https://nivawealth.com/firms/palm-valley-capital-management-299896","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/299896","regulatoryAum":281574433,"crd":"299896","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4359759","suffix":null,"lastName":"CINNAMOND","firstName":"ERIC","middleName":"KENT"},{"crd":"2895904","suffix":null,"lastName":"WIGGINS","firstName":"JAYME","middleName":"CLARK"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-18","regulatoryAum":39887481,"clients":1,"employees":2,"offices":1},{"filedOn":"2022-01-10","regulatoryAum":95362445,"clients":1,"employees":2,"offices":1},{"filedOn":"2023-03-20","regulatoryAum":219607266,"clients":1,"employees":2,"offices":3},{"filedOn":"2024-07-26","regulatoryAum":281261138,"clients":1,"employees":2,"offices":3},{"filedOn":"2025-01-27","regulatoryAum":336395120,"clients":6,"employees":2,"offices":3},{"filedOn":"2026-01-13","regulatoryAum":281574433,"clients":1,"employees":2,"offices":3}],"secFileNumber":"801-114514","legalName":"Palm Valley Capital Management LLC","displayName":"Palm Valley Capital Management","slug":"palm-valley-capital-management-299896","website":"https://palmvalleycapital.com/","classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"422 Jacksonville Drive","city":"Jacksonville Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"32250"},"tradeNames":[],"registration":{"secApproved":"28 January 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":281574433,"discretionary":281574433,"discretionaryAccounts":11,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":0,"fewerThan5":true,"regulatoryAum":23507635},{"label":"Investment companies","clients":1,"regulatoryAum":222620895},{"label":"Charitable organizations","clients":0,"fewerThan5":true,"regulatoryAum":35445903}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"U.S. Bank","shortName":"U.S. Bank","location":"Cincinnati, OH","smaAssets":58953538}],"custodyNote":"Palm Valley Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Eric Cinnamond","title":"Managing Member and Co-Chief Executive Officer","crd":"4359759"},{"name":"Jayme Wiggins","title":"Managing Member, Co-Chief Executive Officer and Chief Compliance Officer","crd":"2895904"},{"name":"Frank Martin","title":"Member","crd":"321186"}],"ownership":[{"label":"Jayme Wiggins","detail":"Managing member, co-chief executive officer and chief compliance officer in the 25% to 50% ownership band and a control person, since October 2018."},{"label":"Eric Cinnamond","detail":"Managing member and co-chief executive officer in the 25% to 50% ownership band and a control person, since October 2018."},{"label":"Frank Martin","detail":"Member in the 25% to 50% ownership band and a control person, since October 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"422 Jacksonville Drive","city":"Jacksonville Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"904-747-2345","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Cash and cash equivalents","percent":77}],"privateFunds":0},"sources":{"adv1FilingDate":"13 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/299896/PDF/299896.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Palm Valley Capital Management have?","answer":"Palm Valley Capital Management has 1 client and manages $282 million for them, as of January 2026. They include 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Palm Valley Capital Management offer?","answer":"Palm Valley Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Palm Valley Capital Management use?","answer":"Palm Valley Capital Management’s separately managed account assets are held at U.S. Bank (Cincinnati, OH), with $59M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Palm Valley Capital Management have?","answer":"Palm Valley Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Palm Valley Capital Management invest in?","answer":"At the end of its last fiscal year, Palm Valley Capital Management’s separately managed accounts held 77% cash and equivalents, 22% exchange-traded equities and 1% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Palm Valley Capital Management?","answer":"Palm Valley Capital Management’s direct owners are Jayme Wiggins, Eric Cinnamond and Frank Martin, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 13 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Palm Valley Capital Management get paid?","answer":"Palm Valley Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Palm Valley Capital Management?","answer":"Palm Valley Capital Management’s main office is at 422 Jacksonville Drive, Jacksonville Beach, FL 32250. Its phone number is 904-747-2345. Its website is palmvalleycapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}