{"url":"https://nivawealth.com/firms/palante-wealth-advisors-175298","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/175298","regulatoryAum":115500287,"crd":"175298","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6836930","suffix":null,"lastName":"FURST","firstName":"MICHAEL","middleName":null},{"crd":"6457820","suffix":null,"lastName":"MEDINA","firstName":"VICTOR","middleName":"JUAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135678","legalName":"Palante Wealth Advisors, LLC","displayName":"Palante Wealth Advisors","slug":"palante-wealth-advisors-175298","website":"https://palantewealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/175298/b4887d1c9fe1fbc7-r1.webp","tone":"light","width":948,"height":200,"sourceUrl":"https://palantewealth.com/","sourceLabel":"Palante Wealth Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/palante-wealth-advisors","founded":null,"organization":"New Jersey limited liability company","fiscalYearEnd":"December","headquarters":{"street":"230 West Delaware Avenue","city":"Pennington","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"08534"},"tradeNames":[],"registration":{"secApproved":"27 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1132355.7549019607,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":115500287,"discretionary":115500287,"discretionaryAccounts":335,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":68,"regulatoryAum":26591493},{"label":"High-net-worth individuals","clients":34,"regulatoryAum":88908794}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042854","versionId":1042854,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-04-27","documentName":"FORM ADV PART 2A - FIRM BROCHURE","fee_rate_low":0.67,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:09:41.354088+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042854","versionId":1042854,"submittedOn":"2026-04-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":115500287}],"custodyNote":"Palante Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Victor Medina","title":"Chief Executive Officer and Chief Compliance Officer","crd":"6457820"}],"ownership":[{"label":"Victor Medina","detail":"Chief executive officer and chief compliance officer in the 75% or more ownership band and a control person, since February 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"230 West Delaware Avenue","city":"Pennington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"609-476-9269","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":68},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":29},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"8 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/175298/PDF/175298.pdf","brochureDate":"27 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042854","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Palante Wealth Advisors have?","answer":"Palante Wealth Advisors has 102 clients and manages $116 million for them, as of June 2026. They include 68 individual clients and 34 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Palante Wealth Advisors offer?","answer":"Palante Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Palante Wealth Advisors charge?","answer":"Palante Wealth Advisors charges 0.67%–1.25% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A - FIRM BROCHURE, filed 27 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Palante Wealth Advisors use?","answer":"Palante Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $116M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Palante Wealth Advisors have?","answer":"Palante Wealth Advisors has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Palante Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Palante Wealth Advisors’ separately managed accounts held 68% exchange-traded equities, 29% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Palante Wealth Advisors?","answer":"Palante Wealth Advisors’ direct owner is Victor Medina (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Palante Wealth Advisors get paid?","answer":"Palante Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Palante Wealth Advisors?","answer":"Palante Wealth Advisors’ main office is at 230 West Delaware Avenue, Pennington, NJ 08534. Its phone number is 609-476-9269. Its website is palantewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}