{"url":"https://nivawealth.com/firms/pacifica-capital-investments-125790","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125790","regulatoryAum":747584148,"crd":"125790","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6665862","suffix":null,"lastName":"BODEK","firstName":"BLAIR","middleName":"HOLDEN 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Capital Investments LLC","displayName":"Pacifica Capital Investments","slug":"pacifica-capital-investments-125790","website":"https://pacificacapital.net/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/125790/729604542cb61702-r1.webp","tone":"dark","width":871,"height":200,"sourceUrl":"https://pacificacapital.net/","sourceLabel":"Pacifica Capital Investments, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"16 May 2003","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3816699.6602564105,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":747584148,"discretionary":747584148,"discretionaryAccounts":277,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":69,"regulatoryAum":19310809},{"label":"High-net-worth individuals","clients":87,"regulatoryAum":576094338},{"label":"Pooled investment vehicles","clients":15,"regulatoryAum":131968964},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":670030},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":18885643},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":654364}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T06:27:54.771025+00:00","documents":[{"name":"PACIFICA CAPITAL INVESTMENTS FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043588","versionId":1043588,"submittedOn":"2026-04-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":615615185}],"custodyNote":"Pacifica Capital Investments has custody of client assets.","leadership":[{"name":"Kari Lambert","title":"Principal, Chief Executive Officer & Chief Compliance Officer","crd":"5650086"},{"name":"Adrienne Schmidt","title":"Principal, Chief Operating Officer","crd":"6357307"},{"name":"Blair Bodek","title":"Principal, Chief Investment Officer","crd":"6665862"}],"ownership":[{"label":"Blair Bodek","detail":"Principal, chief investment officer in the 10% to 25% ownership band, since January 2025."},{"label":"Kari Lambert Revocable 2022 Trust","detail":"Member in the 10% to 25% ownership band, since December 2022."},{"label":"Kari Lambert Revocable 2022","detail":"Member in the 10% to 25% ownership band, since December 2022."},{"label":"Leonard Family Trust of 2006","detail":"Member in the 50% to 75% ownership band and a control person, since January 2017."},{"label":"The Adrienne Leonard Trust of 2014","detail":"Member in the 10% to 25% ownership band, since January 2025."},{"label":"The Adrienne Leonard Trust of","detail":"Member in the 10% to 25% ownership band, since January 2025."},{"label":"Kari Lambert","detail":"Indirect owner: a trustee of Kari Lambert Revocable 2022 Trust in the 75% or more band and a control person, since December 2022.","parent":"Kari Lambert Revocable 2022 Trust"},{"label":"Cynthia Leonard","detail":"Indirect owner: a trustee of Leonard Family Trust of 2006 in the 75% or more band and a control person, since July 2024.","parent":"Leonard Family Trust of 2006"},{"label":"Adrienne Schmidt","detail":"Indirect owner: a owner of The Adrienne Leonard Trust of 2014 in the 75% or more band and a control person, since January 2025.","parent":"The Adrienne Leonard Trust of 2014"}],"filedOffices":{"otherThanPrincipal":3,"privateResidences":2},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"1580 S Pennsylvania St","city":"Denver"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"512-337-5521","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":89},{"label":"Cash and cash equivalents","percent":11}],"privateFunds":15},"sources":{"adv1FilingDate":"30 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125790/PDF/125790.pdf","brochureDate":"30 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043588","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pacifica Capital Investments have?","answer":"Pacifica Capital Investments has 171 clients and manages $748 million for them, as of April 2026. They include 87 high-net-worth individuals, 69 individual clients and 15 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pacifica Capital Investments offer?","answer":"Pacifica Capital Investments provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pacifica Capital Investments use?","answer":"Pacifica Capital Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $616M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pacifica Capital Investments have?","answer":"Pacifica Capital Investments has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pacifica Capital Investments invest in?","answer":"At the end of its last fiscal year, Pacifica Capital Investments’ separately managed accounts held 89% exchange-traded equities and 11% cash and equivalents. It advises 15 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pacifica Capital Investments?","answer":"Pacifica Capital Investments is owned through trusts by Kari Lambert, Cynthia Leonard and Adrienne Schmidt. Its direct owners are Blair Bodek (10% to 25%), Kari Lambert Revocable 2022 Trust (10% to 25%), Kari Lambert Revocable 2022 (10% to 25%), Leonard Family Trust of 2006 (50% to 75%), the Adrienne Leonard Trust of 2014 (10% to 25%) and the Adrienne Leonard Trust of (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pacifica Capital Investments get paid?","answer":"Pacifica Capital Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Pacifica Capital Investments registered with the SEC?","answer":"Yes, Pacifica Capital Investments has been registered with the SEC as an investment adviser since 16 May 2003. Its CRD number is 125790 and its SEC file number is 801-62010.","source":"Form ADV Part 1A, Item 1, filed 30 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Pacifica Capital Investments?","answer":"Its phone number is 512-337-5521. Its website is pacificacapital.net.","source":"Form ADV Part 1A, Item 1.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/pacifica-capital-investments-125790/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-12","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1486713/000110465926094670/0001104659-26-094670-index.html","totalValue":292909294,"positionCount":15,"top10Share":0.9614928333410957,"top10":[{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":94307002,"shares":188467,"shareType":"SH","priorValue":90443729,"priorShares":188739},{"issuer":"FIVE BELOW INC","titleOfClass":"COM","cusip":"33829M101","value":36968779,"shares":205622,"shareType":"SH","priorValue":49196314,"priorShares":215320},{"issuer":"BUILD-A-BEAR WORKSHOP INC","titleOfClass":"COM","cusip":"120076104","value":34014230,"shares":1111213,"shareType":"SH","priorValue":37680655,"priorShares":1006159},{"issuer":"STARBUCKS CORP","titleOfClass":"COM","cusip":"855244109","value":25163981,"shares":246247,"shareType":"SH","priorValue":22061269,"priorShares":246247},{"issuer":"NIKE INC","titleOfClass":"CL B","cusip":"654106103","value":20762515,"shares":505786,"shareType":"SH","priorValue":17288778,"priorShares":327315},{"issuer":"ACADEMY SPORTS & OUTDOORS IN","titleOfClass":"COM","cusip":"00402L107","value":20523041,"shares":435456,"shareType":"SH","priorValue":24614402,"priorShares":436039},{"issuer":"FLOOR & DECOR HLDGS INC","titleOfClass":"CL A","cusip":"339750101","value":18601762,"shares":313372,"shareType":"SH","priorValue":11390681,"priorShares":224226},{"issuer":"RENTOKIL INITIAL PLC","titleOfClass":"SPONSORED ADR","cusip":"760125104","value":13298014,"shares":464803,"shareType":"SH","priorValue":14645535,"priorShares":465233},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL A","cusip":"084670108","value":9735050,"shares":13,"shareType":"SH","priorValue":9335820,"priorShares":13},{"issuer":"GOLDMAN SACHS GROUP INC","titleOfClass":"COM","cusip":"38141G104","value":8255813,"shares":8163,"shareType":"SH","priorValue":6905816,"priorShares":8163}],"positionsListed":15,"positions":[{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":94307002,"shares":188467,"shareType":"SH","priorValue":90443729,"priorShares":188739},{"issuer":"FIVE BELOW INC","titleOfClass":"COM","cusip":"33829M101","value":36968779,"shares":205622,"shareType":"SH","priorValue":49196314,"priorShares":215320},{"issuer":"BUILD-A-BEAR WORKSHOP INC","titleOfClass":"COM","cusip":"120076104","value":34014230,"shares":1111213,"shareType":"SH","priorValue":37680655,"priorShares":1006159},{"issuer":"STARBUCKS CORP","titleOfClass":"COM","cusip":"855244109","value":25163981,"shares":246247,"shareType":"SH","priorValue":22061269,"priorShares":246247},{"issuer":"NIKE INC","titleOfClass":"CL B","cusip":"654106103","value":20762515,"shares":505786,"shareType":"SH","priorValue":17288778,"priorShares":327315},{"issuer":"ACADEMY SPORTS & OUTDOORS IN","titleOfClass":"COM","cusip":"00402L107","value":20523041,"shares":435456,"shareType":"SH","priorValue":24614402,"priorShares":436039},{"issuer":"FLOOR & DECOR HLDGS INC","titleOfClass":"CL A","cusip":"339750101","value":18601762,"shares":313372,"shareType":"SH","priorValue":11390681,"priorShares":224226},{"issuer":"RENTOKIL INITIAL PLC","titleOfClass":"SPONSORED ADR","cusip":"760125104","value":13298014,"shares":464803,"shareType":"SH","priorValue":14645535,"priorShares":465233},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL A","cusip":"084670108","value":9735050,"shares":13,"shareType":"SH","priorValue":9335820,"priorShares":13},{"issuer":"GOLDMAN SACHS GROUP INC","titleOfClass":"COM","cusip":"38141G104","value":8255813,"shares":8163,"shareType":"SH","priorValue":6905816,"priorShares":8163},{"issuer":"AMERICAN EXPRESS CO","titleOfClass":"COM","cusip":"025816109","value":6086132,"shares":17993,"shareType":"SH","priorValue":5442523,"priorShares":17993},{"issuer":"KURA SUSHI USA INC","titleOfClass":"CL A COM","cusip":"501270102","value":3372786,"shares":58596,"shareType":"SH","priorValue":3025397,"priorShares":43350},{"issuer":"CNA FINL CORP","titleOfClass":"COM","cusip":"126117100","value":1172425,"shares":24119,"shareType":"SH","priorValue":1107544,"priorShares":24119},{"issuer":"WELLS FARGO & CO","titleOfClass":"COM","cusip":"949746101","value":606164,"shares":7335,"shareType":"SH","priorValue":583939,"priorShares":7335},{"issuer":"ACCO BRANDS CORP","titleOfClass":"COM","cusip":"00081T108","value":41600,"shares":10000,"shareType":"SH","priorValue":30000,"priorShares":10000}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}