{"url":"https://nivawealth.com/firms/pacific-private-fund-advisors-168830","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/168830","regulatoryAum":12236752285,"crd":"168830","secFileNumber":"801-78581","legalName":"Pacific Private Fund Advisors LLC","displayName":"Pacific Private Fund Advisors","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"840 Newport Center Drive, Suite 480","city":"Newport Beach","state":"CA","stateName":"California","country":"United States","postalCode":"92660"},"tradeNames":[],"registration":{"secApproved":"23 September 2013","noticeFilings":1,"latestNoticeFiling":"23 September 2013","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"California","effectiveDate":"2013-09-23"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2013-09-23"}]}},"wealthAumPerClient":null,"staff":{"employees":12,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":10652585067,"discretionaryAccounts":26,"nonDiscretionary":1584167218,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":25,"regulatoryAum":7598213383},{"label":"Insurance companies","clients":2,"fewerThan5":true,"regulatoryAum":4638538902}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"not_processed","checkedAt":"2026-10-16T07:47:08.272939+00:00","documents":[{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060734","versionId":1060734,"submittedOn":null}]},"custodians":[],"custodyNote":"Pacific Private Fund Advisors has custody of $4.40B for 27 clients.","otherCustodians":[],"leadership":[{"name":"Michael Clifton","title":"Chief Compliance Officer","crd":"8186825"},{"name":"Jeffrey Johnson","title":"Senior Managing Director","crd":"7630153"}],"ownership":[{"label":"Pacific Global Asset Management LLC","detail":"Managing member of applicant in the 75% or more ownership band and a control person, since July 2013."},{"label":"Pacific Life Insurance Company","detail":"Indirect owner: a managing member of Pacific Global Asset Management LLC in the 75% or more band and a control person, since August 2012.","parent":"Pacific Global Asset Management LLC"},{"label":"Pacific Lifecorp","detail":"Indirect owner: a parent of Pacific Life Insurance Company in the 75% or more band and a control person, since May 2007.","parent":"Pacific Life Insurance Company"},{"label":"Pacific Mutual Holding Company","detail":"Indirect owner: a parent of Pacific Lifecorp in the 75% or more band and a control person, since May 2007.","parent":"Pacific Lifecorp"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"840 Newport Center Drive, Suite 480","city":"Newport Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-800-7646","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"These Are Investments in Limited Partnerships."}],"privateFunds":17},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/168830/PDF/168830.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pacific Private Fund Advisors have?","answer":"Pacific Private Fund Advisors has 27 clients and manages $12.2 billion for them, as of March 2026. They include 25 pooled investment vehicles and 2 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pacific Private Fund Advisors offer?","answer":"Pacific Private Fund Advisors provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Pacific Private Fund Advisors have?","answer":"Pacific Private Fund Advisors has 0 investment adviser representatives registered with state securities authorities, out of 12 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pacific Private Fund Advisors invest in?","answer":"At the end of its last fiscal year, Pacific Private Fund Advisors’ separately managed accounts held 100% other. The 100% other category is described as: These Are Investments in Limited Partnerships. It advises 17 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pacific Private Fund Advisors?","answer":"Pacific Private Fund Advisors is owned through a chain of holding companies by Pacific Mutual Holding Company. Its direct owner is Pacific Global Asset Management LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pacific Private Fund Advisors get paid?","answer":"Pacific Private Fund Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}