{"url":"https://nivawealth.com/firms/pacific-peak-advisors-326711","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/326711","regulatoryAum":223737393,"crd":"326711","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5307667","suffix":null,"lastName":"Kovich","firstName":"Sean","middleName":"Michael"},{"crd":"1314405","suffix":null,"lastName":"Robertson","firstName":"Robin","middleName":"Jean"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-07-14","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2024-01-10","regulatoryAum":186872152,"clients":216,"employees":2,"offices":1},{"filedOn":"2025-02-06","regulatoryAum":207434000,"clients":171,"employees":2,"offices":1},{"filedOn":"2026-06-04","regulatoryAum":223737393,"clients":186,"employees":2,"offices":1}],"secFileNumber":"801-128225","legalName":"Pacific Peak 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ADVISORS, LLC FORM ADV 2A","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:30:48.71183+00:00","documents":[{"name":"PACIFIC PEAK ADVISORS, LLC FORM ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047233","versionId":1047233,"submittedOn":"2026-06-04"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":214613940}],"custodyNote":"Pacific Peak Advisors does not have custody of client assets.","leadership":[{"name":"Robin Robertson","title":"Managing Member and Chief Compliance Officer","crd":"1314405"},{"name":"Sean Kovich","title":"Chief Investment Officer","crd":"5307667"}],"ownership":[{"label":"Sean Kovich","detail":"Chief investment officer in the 10% to 25% ownership band and a control person, since April 2018."},{"label":"Robin Robertson","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since April 2018."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Idaho","offices":1,"addresses":[{"street":"120 2nd Avenue, Suite 108","city":"Ketchum","headquarters":true}]}],"brochureServices":["estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"949-737-2626","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":94},{"label":"U.S. government/agency bonds","percent":3},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"4 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/326711/PDF/326711.pdf","brochureDate":"4 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047233","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pacific Peak Advisors have?","answer":"Pacific Peak Advisors has 186 clients and manages $224 million for them, as of June 2026. They include 128 individual clients, 54 high-net-worth individuals, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pacific Peak Advisors offer?","answer":"Pacific Peak Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Pacific Peak Advisors charge?","answer":"Pacific Peak Advisors charges up to 1.00% a year for its Investment Management Fees and Compensation. The fee is billed in arrears and is negotiable.","source":"PACIFIC PEAK ADVISORS, LLC FORM ADV 2A, filed 4 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Pacific Peak Advisors use?","answer":"Pacific Peak Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $215M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pacific Peak Advisors have?","answer":"Pacific Peak Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pacific Peak Advisors invest in?","answer":"At the end of its last fiscal year, Pacific Peak Advisors’ separately managed accounts held 94% exchange-traded equities, 3% U.S. government and agency bonds and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pacific Peak Advisors?","answer":"Pacific Peak Advisors’ direct owners are Sean Kovich (10% to 25%) and Robin Robertson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pacific Peak Advisors get paid?","answer":"Pacific Peak Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Pacific Peak Advisors registered with the SEC?","answer":"Yes, Pacific Peak Advisors has been registered with the SEC as an investment adviser since 26 June 2023. Its CRD number is 326711 and its SEC file number is 801-128225.","source":"Form ADV Part 1A, Item 1, filed 4 June 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Pacific Peak Advisors?","answer":"Pacific Peak Advisors’ main office is at 120 2nd Avenue, Suite 108, Ketchum, ID 83340. Its phone number is 949-737-2626. Its website is pacificpeakadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}