{"url":"https://nivawealth.com/firms/pacific-investment-management-104559","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104559","regulatoryAum":3666935101247,"crd":"104559","secFileNumber":"801-48187","legalName":"Pacific Investment Management Company LLC","displayName":"Pacific Investment Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"650 Newport Center Drive","city":"Newport Beach","state":"CA","stateName":"California","country":"United States","postalCode":"92660"},"tradeNames":["Pimco"],"registration":{"secApproved":"14 November 1994","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1968,"advisory":628,"brokerDealerReps":508,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":3666478527876,"discretionaryAccounts":2829,"nonDiscretionary":456573371,"nonDiscretionaryAccounts":6,"wrapProgram":29026809045,"nonUsClientsPct":3,"nonAumClients":5},"clientTypes":[{"label":"Individuals (other than HNW)","clients":5833,"regulatoryAum":50456477693},{"label":"High-net-worth individuals","clients":17,"regulatoryAum":3214798547},{"label":"Banking or thrift institutions","clients":35,"regulatoryAum":66175498164},{"label":"Investment companies","clients":186,"regulatoryAum":1236710692427},{"label":"Pooled investment vehicles","clients":818,"regulatoryAum":1420593013430},{"label":"Pension and profit-sharing plans","clients":436,"regulatoryAum":193201641866},{"label":"Charitable organizations","clients":71,"regulatoryAum":27502887779},{"label":"State or municipal government entities","clients":108,"regulatoryAum":95274200219},{"label":"Other investment advisers","clients":5,"regulatoryAum":15580},{"label":"Insurance companies","clients":601,"regulatoryAum":335453671674},{"label":"Sovereign wealth funds and foreign official institutions","clients":104,"regulatoryAum":153333286634},{"label":"Corporations and other businesses","clients":405,"regulatoryAum":55445473336},{"label":"Other","clients":33080,"regulatoryAum":29573443898}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":243948272163},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":153875331898},{"name":"Northern Trust Company","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":153472694254}],"custodyNote":"Pacific Investment Management has custody of $9.33B for 27 clients.","otherCustodians":[],"leadership":[{"name":"Emmanuel Roman","title":"Managing Director - Executive Committee and Chief Executive Officer","crd":"1736849"},{"name":"Thibault Stracke","title":"Managing Director - President and Executive Committee","crd":"3013092"},{"name":"John Kirkowski","title":"Managing Director - Chief Financial Officer","crd":"4241981"},{"name":"Robin Shanahan","title":"Managing Director - Co-Chief Operating Officer","crd":"6865080"},{"name":"Peter Strelow","title":"Managing Director - Co-Chief Operating Officer","crd":"5217014"},{"name":"Nadia Zakir","title":"Managing Director - Global Head of Compliance and Chief Compliance Officer","crd":"7455248"},{"name":"Mangala Ananthanarayanan","title":"Managing Director - Executive Committee","crd":"7333117"},{"name":"Andrew Balls","title":"Managing Director - Chief Investment Officer (global)","crd":"5649706"},{"name":"Stephen Chang","title":"Managing Director - Executive Committee","crd":"2781453"},{"name":"Gregory Hall","title":"Managing Director - Executive Committee","crd":"3111343"},{"name":"Daniel Ivascyn","title":"Managing Director - Executive Committee and Group Chief Investment Officer","crd":"2199900"},{"name":"Kimberley Korinke","title":"Managing Director - Executive Committee","crd":"4850363"},{"name":"Jason Mandinach","title":"Managing Director - Executive Committee","crd":"5063189"},{"name":"Mohit Mittal","title":"Managing Director - Chief Investment Officer (core Strategies) and Executive Committee","crd":"5138767"},{"name":"Alfred Murata","title":"Managing Director - Executive Committee","crd":"6159165"},{"name":"Marc Seidner","title":"Managing Director - Chief Investment Officer (non-Traditional Strategies)","crd":"2671675"},{"name":"Jason Steiner","title":"Managing Director - Executive Committee","crd":"7705622"},{"name":"Sung-Hee Suh","title":"Managing Director - Global General Counsel","crd":"7869407"},{"name":"Qi Wang","title":"Managing Director - Chief Investment Officer (portfolio Implementation)","crd":"2692546"},{"name":"Candice Whitten","title":"Managing Director - Executive Committee","crd":"4460452"}],"ownership":[{"label":"Allianz Asset Management of America LLC","detail":"Member in the 75% or more ownership band and a control person, since December 2006."},{"label":"Allianz of America, Inc.","detail":"Indirect owner: a member - class a units, class e units, class c units of Allianz Asset Management of America LLC in the 75% or more band, since May 2000.","parent":"Allianz Asset Management of America LLC"},{"label":"Allianz Europe B.V.","detail":"Indirect owner: a shareholder - common stock, common stock class b of Allianz of America, Inc. in the 75% or more band, since June 2012.","parent":"Allianz of America, Inc."},{"label":"Allianz Se","detail":"Indirect owner: a shareholder of Allianz Europe B.V. in the 75% or more band and a control person, since June 2012.","parent":"Allianz Europe B.V."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":7,"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"650 Newport Center Drive","city":"Newport Beach","headquarters":true},{"street":"1901 Avenue of the Stars","city":"Los Angeles"},{"street":"4747 Executive Drive","city":"San Diego"}]},{"state":"Florida","offices":1,"addresses":[{"street":"600 Brickell Avenue","city":"Miami"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"444 W. Lake Street","city":"Chicago"}]},{"state":"New York","offices":1,"addresses":[{"street":"1633 Broadway","city":"New York"}]},{"state":"Texas","offices":1,"addresses":[{"street":"401 Congress Avenue","city":"Austin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"949-720-6000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":23},{"label":"U.S. state and local bonds","percent":5},{"label":"Sovereign bonds","percent":12},{"label":"Investment grade corporate bonds","percent":27},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":14},{"label":"Other","percent":10,"detail":"Asset Backed Securities, Bank Loans, Collateralized Debt Obligations, Collateralized Loan Obligations, Collateralized Mortgage Obligations, Commodities, Defaulted Counterparty, Mortgage Pass Throughs, Real Estate, Rights, Schuldschein Loans, Whole Loans"}],"privateFunds":208},"sources":{"adv1FilingDate":"28 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104559/PDF/104559.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pacific Investment Management have?","answer":"Pacific Investment Management has 41,699 clients and manages $3666.9 billion for them, as of August 2026. They include 33,080 other clients, 5,833 other individuals and 818 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pacific Investment Management offer?","answer":"Pacific Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pacific Investment Management use?","answer":"Pacific Investment Management’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $243,948,272,163, State Street Bank and Trust Company (Boston, MA), with $153,875,331,898 and Northern Trust Company (Chicago, IL), with $153,472,694,254. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pacific Investment Management have?","answer":"Pacific Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 1,968 employees, and 628 perform investment advisory functions. 508 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pacific Investment Management invest in?","answer":"At the end of its last fiscal year, Pacific Investment Management’s separately managed accounts held 27% investment grade corporate bonds, 23% U.S. government and agency bonds, 14% cash and equivalents, 12% sovereign bonds, 10% asset backed securities, bank loans, collateralized debt obligations, collateralized loan obligations, collateralized mortgage obligations, commodities, defaulted counterparty, mortgage pass throughs, real estate, rights, schuldschein loans, whole loans, 5% state and local bonds, 5% registered funds (mutual funds, ETFs, BDCs), 2% high-yield corporate bonds, 1% exchange-traded equities and 1% pooled vehicles (private funds and similar). It advises 208 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pacific Investment Management?","answer":"Pacific Investment Management is owned through a chain of holding companies by Allianz Se. Its direct owner is Allianz Asset Management of America LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pacific Investment Management get paid?","answer":"Pacific Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}